BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                     SB 780


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          SENATE THIRD READING


          SB  
          780 (Mendoza)


          As Introduced  February 27, 2015


          Majority vote


          SENATE VOTE:  22-11


           ------------------------------------------------------------------ 
          |Committee       |Votes|Ayes                  |Noes                |
          |                |     |                      |                    |
          |                |     |                      |                    |
          |                |     |                      |                    |
          |----------------+-----+----------------------+--------------------|
          |Public          |5-1  |Waldron, Cooley,      |Wagner              |
          |Employees       |     |Cooper, Cristina      |                    |
          |                |     |Garcia, O'Donnell     |                    |
          |                |     |                      |                    |
          |----------------+-----+----------------------+--------------------|
          |Appropriations  |14-5 |Gonzalez, Bloom,      |Bigelow, Gallagher, |
          |                |     |Bonilla, Bonta,       |Jones, Obernolte,   |
          |                |     |Calderon, Daly,       |Wagner              |
          |                |     |Eggman, Eduardo       |                    |
          |                |     |Garcia, Holden,       |                    |
          |                |     |Quirk, Santiago,      |                    |
          |                |     |Weber, Wood, McCarty  |                    |
          |                |     |                      |                    |
          |                |     |                      |                    |
           ------------------------------------------------------------------ 










                                                                     SB 780


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          SUMMARY:  Prohibits mandatory overtime for psychiatric  
          technicians (PTs) or psychiatric technician assistants (PTAs) in  
          state hospitals or facilities, except as specified.   
          Specifically, this bill:  


          1)States that it is the intent of the Legislature to, among  
            other things, prohibit a state facility that employs PTs or  
            PTAs from using mandatory overtime as a scheduling tool, or as  
            an excuse for fulfilling an operational need that results from  
            a management failure to properly staff those state facilities.


          2)Prohibits a facility from requiring a PT or PTA to work in  
            excess of a regularly scheduled workweek or work shift, except  
            as provided.


          3)Authorizes a PT or PTA to volunteer to work extra hours, but  
            specifies that the refusal by a PT or PTA to work such hours  
            will not be grounds for discrimination, dismissal, discharge  
            or other penalty and do not constitute patient abandonment or  
            neglect.


          4)Specifies that in order to avoid the use of mandatory overtime  
            as a scheduling tool, management and supervisors must consider  
            employees to fulfill the additional staffing needs of a  
            facility in the following priority order:


             a)   First priority will be given to employees who volunteer  
               or agree to work hours in addition to their regularly  
               scheduled workweek or work shift.


             b)   Second priority will be given to individuals who are  
               part-time or intermittent employees.









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             c)   Third priority will be given to employees who are on  
               call or on standby.


          5)Provides that the overtime prohibition does not apply in the  
            following situations:


             a)   To any PT or PTA participating and needed in a surgical  
               procedure until that procedure is completed.


             b)   If a catastrophic event occurs in a facility where both  
               of the following apply:


               i)     The catastrophic event results in such a large  
                 number of patients in need of immediate medical treatment  
                 that the facility is incapable of providing sufficient  
                 PTs or PTAs to attend to the patients without resorting  
                 to mandatory overtime; and,


               ii)    The catastrophic event is an unanticipated and  
                 nonrecurring event.


             c)   If an emergency situation occurs.


          6)Defines "emergency situation" to mean any of the following:


             a)   Unforeseeable declared national, state, or municipal  
               emergency.


             b)   A highly unusual or extraordinary event that is  








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               unpredictable or unavoidable and that substantially affects  
               providing needed health care or increases the need for such  
               services, which includes the following:


               i)     An act of terrorism;


               ii)    A natural disaster;


               iii)   A widespread disease outbreak;


               iv)    An emergency declared by a specified official of the  
                 facility, or an emergency requiring assistance of an  
                 outside agency.


          7)Defines a "facility" as any facility that provides clinically  
            related health services that is operated by the California  
            Department of Corrections and Rehabilitation (CDCR), the  
            Department of State Hospitals (DSH), or Department of  
            Developmental Services (DDS) in which a PT or PTA works as an  
            employee of the state.


          8)Defines "management or supervisor" as any person or group  
            whose duties and responsibilities include facilitating  
            staffing needs.


          9)Defines "on call or standby" to mean alternative staff who are  
            not working on the premises of the facility and who are either  
            compensated for their availability or who have agreed to be  
            available to come to the facility on short notice if the need  
            arises.










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          10)Defines a "PT" or "PTA" as all classifications of psychiatric  
            technician or psychiatric technician assistant.


          11)Specifies that nothing in these provisions shall be construed  
            to affect the Psychiatric Technicians Law or a PT's or PTA's  
            duty under the standards of competent performance.


          12)States that these provisions do not preclude a facility from  
            hiring part-time or intermittent employees or prevent a  
            facility from providing more protections against mandatory  
            overtime than required by this section.


          EXISTING LAW:    


          1)Establishes, as the general policy of the state, the workweek  
            of state employees to be 40 hours, and the workday of state  
            employees eight hours, except that workweeks and workdays of a  
            different number of hours may be established in order to meet  
            the varying needs of the different state agencies.


          2)States that it is the policy of the state to avoid the  
            necessity for overtime work whenever possible.  This policy  
            does not restrict the extension of regular working-hour  
            schedules on an overtime basis in those activities and  
            agencies where it is necessary to carry on the state business  
            properly during a manpower shortage.


          3)Under the provisions of the Ralph C. Dills Act, provides a  
            statutory framework for the state and its represented  
            employees to collectively bargain over issues impacting wages  
            and working conditions.










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          FISCAL EFFECT:  According to the Assembly Appropriations  
          Committee, "Estimated annual costs of $5.7 million General Fund  
          (GF) and Special Fund (SF) to DDS, $17 million GF to the  
          Department of Corrections and Rehabilitation (CDCR), and $7.1  
          million GF and SF to DSH for additional employees that will  
          replace existing mandatory overtime hours.  While there will be  
          potential offsetting savings to each department for not paying  
          overtime, these savings are not fully known."


          COMMENTS:  According to the current state bargaining unit  
          contract with state bargaining unit (BU) 18 (Psychiatric  
          Technicians), the following applies: 


          1)Except in cases of emergency, employees shall not be required  
            to work mandatory overtime:


             a)   More than six mandated overtime shifts of at least two  
               hours duration in a month, or


             b)   In excess of 16 hours continuously, or


             c)   In excess of two overtime shifts within an employee's  
               scheduled work week, or


             d)   On two consecutive calendar days.


          In addition, the contract requires that employees will not be  
          required to work mandatory overtime on their regularly scheduled  
          days off or during scheduled vacation or leave times except in  
          specified emergency situations.  Management is also required to  
          find employees who are willing to volunteer for overtime before  
          mandating overtime for employees who do not wish to work  








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          overtime.


          However, the contract allows employees to be mandated to perform  
          overtime when no volunteers are available and all eligible  
          employees are already performing overtime in accordance with  
          facility policy.  Finally, the contract prohibits the employees  
          from striking.


          According to a Little Hoover Commission Report issued in April  
          of 2016, "Last year, nursing staff working in state facilities  
          clocked 3.75 million hours of overtime at a cost of $179  
          million."  The bipartisan citizens commission found the state's  
          overtime is four times the national average -18% of state  
          nursing staff pay is for overtime as compared to an average of  
          4% nationally for registered nurses and health care workers.   
          According to the Commission, "Most of that overtime for the  
          nurses and psychiatric technicians working in state facilities  
          was voluntary, some 80%, but staff was forced to work 417,226  
          hours of overtime, an archaic staffing solution all but  
          abandoned in the private and other public health care  
          facilities."


          According to the author, "The private sector has banned the  
          practice of mandatory overtime for nursing staff back in 2001;  
          however, the state was exempt from the prohibition.  The Little  
          Hoover Commission in its report "Time and Again:  Overtime in  
          State Facilities" found state nursing staff work over 3.75  
          million hours of overtime with 20% being mandatory.   
          Additionally, Psych Techs at the Department of State Hospitals  
          alone worked 1.2 million hours of overtime in the 14"-15" fiscal  
          year, and 700,000 hours in the first two quarters of the 15"-16"  
          FY [Fiscal Year].  The same ratio of 20% mandatory overtime  
          existed for BU 18 members.  This study shed light on the  
          damaging impacts mandatory overtime has on patients and staff  
          working under these conditions.  The staff is exhausted and  
          makes medical errors that can have a dramatic impact on the  








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          patients under their care and jeopardizes the license they  
          hold."


          The author concludes, "Furthermore, state collective bargaining  
          contracts set the limitations which mandatory overtime may be  
          utilized.  For BU 18, the limitations are:  no more than six  
          times in a month, no more than twice in a week, never on back to  
          back days, and never on a staff members Friday.  Unfortunately,  
          the state has routinely violated the contract forcing the union  
          to file grievance after grievance.  In each case, the union has  
          won their grievances; however, the remedy the state offers is to  
          "not do it again".  Unfortunately, they have.  The Governor  
          vetoed AB 2155, stating that this was a matter best left to  
          collective bargaining.  Unfortunately, this issue has been  
          brought up in collective bargaining before with no movement from  
          the administration.  This bill is the only way to ensure that  
          the state staffs its facilities appropriately to provide  
          excellent patient care."


          Supporters state, "Mandatory overtime practices can lead to  
          increased stress on the job, less patient comfort, and mental  
          and physical fatigue that can contribute to errors and  
          'near-misses' with medications and case-related procedures.  The  
          practice also ignores the responsibilities psych techs have at  
          home with children, other family members, or with other  
          obligations.  Furthermore, being forced into excessive overtime  
          can cause an exhausted PT to practice unsafe patient care,  
          jeopardizing their psychiatric technician licensure status."


          Opponents state that they have "?significant concerns with the  
          impact of prohibiting mandatory overtime for PT and PTA staff  
          with respect to both the quality and consistency of care for DC  
          (developmental center) residents and the substantial costs that  
          would be incurred."

          AB 840 (Ridley-Thomas) of the current legislative session,  








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          prohibits, beginning January 1, 2017, mandatory overtime for  
          registered nurses, licensed vocational nurses, or certified  
          nursing assistants who are employed in state hospitals and  
          facilities.  This bill is currently pending in the Senate.  

          AB 2155 (Ridley-Thomas) of 2014, would have prohibited mandatory  
          overtime for state employees employed as registered nurses,  
          licensed vocational nurses, and certified nursing assistants in  
          state hospitals and facilities.  In his veto message, the  
          Governor stated, in part, "This bill would prohibit mandatory  
          overtime for nurses in state facilities.  This measure covers  
          matters more appropriately settled through the collective  
          bargaining process."

          In 2005, a similar effort to ban mandatory overtime was proposed  
          in AB 1184 (Koretz) and was vetoed by Governor Schwarzenegger  
          because the state was already having a difficult time recruiting  
          and training nurses for state hospitals.



          Analysis Prepared by:                                             
                          Karon Green / P.E.,R., & S.S. / (916) 319-3957    
                                                                    FN:  
          0003990