BILL ANALYSIS                                                                                                                                                                                                    Ó



                             SENATE JUDICIARY COMMITTEE
                         Senator Hannah-Beth Jackson, Chair
                             2015-2016  Regular Session


          SB 938 (Jackson)
          Version: March 15, 2016
          Hearing Date:  March 29, 2016
          Fiscal: Yes
          Urgency: No
          TMW


                                        SUBJECT
                                           
                        Conservatorships:  psychotropic drugs

                                      DESCRIPTION  

          This bill would require additional information, as specified, to  
          be included in the existing physician or psychologist  
          declaration filed in support of a conservator's petition to  
          authorize the administration of psychotropic medication to a  
          conservatee with dementia.  This bill would require the Judicial  
          Council to adopt rules and guidelines for the court to evaluate  
          a request to authorize the administration of psychotropic  
          medication to the conservatee.  This bill would also update the  
          term "dementia" to refer instead to major or mild neurocognitive  
          disorders (MNCDs) and make various revisions to the codified  
          legislative intent language associated with conservator powers  
          regarding conservatees with dementia.

                                      BACKGROUND  

          Existing law provides for judicial oversight of the  
          administration of psychotropic medications to conservatees with  
          dementia and requires conservators to petition the court to  
          authorize the administration of psychotropic drugs to  
          conservatees with dementia.  (Prob. Code Sec. 2356.5(c).)  Since  
          conservatees lack the capacity to make their own medical  
          decisions, judicial oversight is necessary to protect  
          conservatees with dementia from being unnecessarily  
          overmedicated.  SB 1481 (Mello, Chapter 910, Statutes of 1996)  
          established these protections to provide, within the scheme of a  
          probate conservatorship, the authority to place a person with  
          dementia in a locked facility and to authorize the  
          administration of medications.  Prior to 1996, that authority  
          was only available through a temporary conservatorship  
          established under the Lanterman-Petris-Short Act (LPS Act),  







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          which was designed to provide due process safeguards for persons  
          deemed to be "gravely disabled" as a result of a mental  
          disorder.

          LPS conservatorships are established on a limited-time basis  
          until the individual is no longer deemed "gravely disabled."   
          However, dementia is an illness that is progressively  
          degenerative and does not respond to treatment in the same  
          manner as other mental disorders.  Accordingly, SB 1481 was  
          enacted to meet the unique conservatorship needs of dementia  
          patients.  As noted in the codified intent language in SB 1481,  
          psychotropic medications can be misused on patients with  
          dementia to control behavior that conveys pain, distress, or  
          discomfort.  

          Beginning in 2005, the United States Food and Drug  
          Administration (FDA) required all antipsychotic medications,  
          which are a class of psychotropic drugs, to include a black box  
          warning that these medications significantly increase the risk  
          of death in elderly people with dementia.  By 2011, the FDA had  
          approved the use of eight atypical antipsychotic drugs for the  
          treatment of schizophrenia and/or bipolar disorders, but the  
          side effects associated with those drugs included increased risk  
          of death in elderly persons with dementia.  (Office of Inspector  
          General, U.S. Dept. of Health and Human Services, Medicare  
          Atypical Antipsychotic Drug Claims for Elderly Nursing Home  
          Residents (May 2011)  
           [as of Mar.  
          8, 2016] p. i.)  Further, recent studies have shown that  
          antipsychotic drugs can worsen the cognitive ability of a person  
          with dementia and may have no effect on the symptoms of  
          dementia, which may include severe behavioral problems.

          Notably, a 2011 report from the Office of the Inspector General,  
          Department of Health and Human Services, reported that 83  
          percent of atypical antipsychotic drugs prescribed for elderly  
          nursing home residents were associated with off-label conditions  
          (conditions not listed for use of the medication in the FDA's  
          black box warning).  (Office of Inspector General, Dept. of  
          Health and Human Services, Medicare Atypical Antipsychotic Drug  
          Claims for Elderly Nursing Home Residents (May 2011)  
           [as of Mar.  
          8, 2016] p. ii.)









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          Following the national movement to reduce the administration of  
          antipsychotic medications to dementia patients, the Centers for  
          Medicare & Medicaid Services Region IX and the California  
          Department of Public Health, together with a diverse group of  
          stakeholders, formed a partnership to develop a collaborative  
          action plan for improving dementia care and reducing the  
          inappropriate use of antipsychotic medication in California  
          Nursing Homes.  (Centers for Medicare & Medicaid Services,  
          Region IX, Cal. Dept. of Public Health, Working Together:  
          California Partnership to Improve Dementia Care and Reduce  
          Unnecessary Antipsychotic Medication Drug Use in Nursing Homes,  
          Summary Report (Dec. 2012)  
           [as of  
          Mar. 8, 2016] p. 1.)  Yet, a 2014 report released by the United  
          States Government Accountability Office on the use of  
          antipsychotic drugs in nursing homes noted that prescribing  
          rates of antipsychotic drugs to nursing home residents with  
          dementia continues to be too high, especially when the FDA has  
          not approved the use of antipsychotic drugs to treat the  
          behavioral symptoms of dementia.  (U.S. Government  
          Accountability Office, Report to Congressional Requesters,  
          Antipsychotic Drug Use:  HHS Has Initiatives to Reduce Use among  
          Older Adults in Nursing Homes, but Should Expand Efforts to  
          Other Settings (GAO-15-211) (Jan. 2015) pp. 1-2.)  According to  
          that report, experts and research attribute the high incidence  
          of antipsychotic use on dementia patients to the culture of the  
          nursing facility, the level of physician and staff training and  
          education, and the number of staff at the nursing home.  (Id.,  
          p. 23.)  Further, the report noted that it is estimated that  
          close to one in five older adults with dementia living outside  
          of a nursing home took an antipsychotic between 2002 and 2004.   
          (Id., p. 3.)

          In addition to concern regarding overuse of antipsychotic  
          medications to treat dementia patients both inside and outside  
          of nursing homes, existing law uses outdated terminology  
          regarding dementia.  The statute, Probate Code Section 2365.5,  
          relies on the "latest published edition" of the Diagnostic and  
          Statistical Manual of Mental Disorders to define the term  
          "dementia;" however, the latest edition of that manual (DSM-5)  
          includes dementia disorders under a broader diagnostic category  
          of major and minor neurocognitive disorders.  Common forms of  
          MNCDs include Alzheimer's disease, vascular dementia, dementia  








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          with Lewy bodies, Parkinson dementia, frontotemporal dementia,  
          and mixed dementia.

          To provide better guidance on whether psychotropic medication  
          should be administered to dementia conservatees, the bill would  
          require additional information to be provided in a physician or  
          psychologist declaration filed in support of the conservator's  
          petition to authorize the administration of psychotropic  
          medication.  The bill would also revise existing law to reflect  
          the various dementia disorders that fall under the new, broader  
          diagnostic category of MNCDs and make various conforming  
          changes.

                                CHANGES TO EXISTING LAW
           
           Existing law  specifies the powers and duties of a conservator  
          and the powers and rights retained by a conservatee subject to a  
          conservatorship.  (Prob. Code Sec. 2350 et seq.)

           Existing law  authorizes the conservator to establish the  
          residence of the conservatee at any place within California  
          without the permission of the court and requires the conservator  
          to select the least restrictive appropriate residence, as  
          specified, that is available and necessary to meet the needs of  
          the conservatee, and that is in the best interests of the  
          conservatee.  (Prob. Code. Sec. 2352(b).)  Existing law requires  
          filing and service of a notice of change of residence, as  
          specified.  (Prob. Code Sec. 2352(e).)

           Existing law  provides that if the conservatee has not been  
          adjudicated to lack the capacity to give informed consent for  
          medical treatment, the conservatee may consent to his or her  
          medical treatment; the conservator may also give consent to the  
          medical treatment, but the consent of the conservator is not  
          required if the conservatee has the capacity to give informed  
          consent to the medical treatment, and the consent of the  
          conservator alone is not sufficient if the conservatee objects  
          to the medical treatment.  (Prob. Code Sec. 2354(a).)

           Existing law  , after obtaining a court order specifically  
          authorizing medical treatment, authorizes the conservator to  
          require the conservatee to receive medical treatment, whether or  
          not the conservatee consents to the treatment.  (Prob. Code Sec.  
          2354(b).)








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           Existing law  , in an emergency case in which medical treatment is  
          required, authorizes the conservator to consent to or require  
          medical treatment to be performed upon the conservatee if the  
          conservator determines in good faith based upon medical advice  
          that the case is an emergency case in which the medical  
          treatment is required because (1) the treatment is required for  
          the alleviation of severe pain or (2) the conservatee has a  
          medical condition which, if not immediately diagnosed and  
          treated, will lead to serious disability or death.  (Prob. Code  
          Sec. 2354(c).)

           Existing law  , if the conservatee has been adjudicated to lack  
          the capacity to make health care decisions, provides the  
          conservator the exclusive authority to make health care  
          decisions for the conservatee that the conservator in good faith  
          based on medical advice determines to be necessary.  (Prob. Code  
          Sec. 2355(a).)  Existing law requires the conservator to make  
          health care decisions for the conservatee in accordance with the  
          conservatee's individual health care instructions, if any, and  
          other wishes to the extent known to the conservator; otherwise,  
          the conservator is required to make the decision in accordance  
          with the conservator's determination of the conservatee's best  
          interest, including the conservatee's personal values to the  
          extent known to the conservator.  (Id.)
           
          Existing law  , subject to the provisions of a valid and effective  
          advance health care directive, prohibits placing a conservatee  
          in a mental health treatment facility against his or her will,  
          and the involuntary civil placement of a conservatee in a mental  
          health treatment facility may be obtained only pursuant to the  
          Lanterman-Petris-Short Act, as specified.  (Prob. Code Sec.  
          2356(a).)

           Existing law  , if a conservatee is unable to give an informed  
          consent to medical treatment for an existing or continuing  
          medical condition which is not authorized to be performed upon  
          the conservatee, authorizes the conservator to petition the  
          court for an order authorizing the medical treatment and  
          authorizing the conservator to consent on behalf of the  
          conservatee to the medical treatment.  (Prob. Code Sec.  
          2357(b).)  Existing law requires that petition to state, or set  
          forth by medical affidavit attached thereto, all of the  
          following so far as is known to the petitioner at the time the  
          petition is filed:








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           the nature of the medical condition of the conservatee which  
            requires treatment;
           the recommended course of medical treatment which is  
            considered to be medically appropriate;
           the threat to the health of the conservatee if authorization  
            to consent to the recommended course of treatment is delayed  
            or denied by the court;
           the predictable or probable outcome of the recommended course  
            of treatment;
           the medically available alternatives, if any, to the course of  
            treatment recommended;
           the efforts made to obtain an informed consent from the  
            conservatee; and
           the name and addresses, so far as they are known to the  
            petitioner, of the conservatee's spouse, domestic partner, or  
            relatives, as specified.  (Prob. Code Sec. 2357(c).)

           Existing law  , upon the filing of that petition, unless an  
          attorney is already appointed, requires the court to appoint the  
          public defender or private counsel, as specified, to consult  
          with and represent the conservatee at the hearing on the  
          petition.  (Prob. Code Sec. 2357(d).)

           Existing law requires notice of the petition to be given not  
          less than 15 days before the hearing, notice of the time and  
          place of the hearing, and a copy of the petition shall be  
          personally served on the conservatee and the conservatee's  
          attorney, and a copy of the petition mailed to the conservatee's  
          spouse, domestic partner, and relatives, as specified.  (Prob.  
          Code Sec. 2357(e).)

           Existing law  , authorizes the court to shorten or waive notice of  
          the hearing if the court takes into account the existing medical  
          facts and circumstances set forth in the petition or in a  
          medical affidavit attached to the petition or medical affidavit  
          presented to the court and the desirability, where the condition  
          of the conservatee permits, of giving adequate notice to all  
          interested persons.  (Prob. Code Sec. 2357(f).)

           Existing law  permits the court to make an order authorizing the  
          recommended course of medical treatment of the conservatee and  
          authorizing the conservator to consent on behalf of the  
          conservatee to the recommended course of medical treatment for  
          the conservatee if the court determines from the evidence all of  








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          the following:
           the existing or continuing medical condition of the  
            conservatee requires the recommended course of medical  
            treatment;
           if untreated, there is a probability that the condition will  
            become life-endangering or result in a serious threat to the  
            physical or mental health of the conservatee; and
           the conservatee is unable to give an informed consent to the  
            recommended course of treatment.  (Prob. Code Sec. 2357(h).)

           Existing law  finds and declares that: (1) people with dementia,  
          as defined in the last published edition of the "Diagnostic and  
          Statistical Manual of Mental Disorders," should have a  
          conservatorship to serve their unique and special needs; (2)  
          adding powers to the probate conservatorship for people with  
          dementia, their unique and special needs can be met, which will  
          reduce costs to the conservatee and the conservatee's family,  
          reduce costly administration by state and county governments,  
          and safeguard the basic dignity and rights of the conservatee;  
          (3) it is the intent of the Legislature to recognize that the  
          administration of psychotropic medications has been, and can be,  
          abused by caregivers and, therefore, granting powers to a   
          conservator to authorize these medications for the treatment of  
          dementia requires protections.  (Prob. Code Sec. 2356.5(a).)

           Existing law  , notwithstanding any other law, authorizes a  
          conservator to place a conservatee in a secured perimeter  
          residential care facility for the elderly, as specified, upon a  
          court's finding, by clear and convincing evidence, of all of the  
          following:
           the conservatee has dementia, as defined in the last published  
            edition of the "Diagnostic and Statistical Manual of Mental  
            Disorders;"
           the conservatee lacks the capacity to give informed consent to  
            this placement and has at least one mental function deficit,  
            as specified, and this deficit significantly impairs the  
            person's ability to understand and appreciate the consequences  
            of his or her actions;
           the conservatee needs or would benefit from a restricted and  
            secure environment, as demonstrated by evidence presented by  
            the physician or psychologist, as specified; and
           the court finds that the proposed placement in a locked  
            facility is the least restrictive placement appropriate to the  
            needs of the conservatee.  (Prob. Code Sec. 2356.5(b).)








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           Existing law  , notwithstanding any other law, authorizes a  
          conservator of a person to authorize the administration of  
          medications appropriate for the care and treatment of dementia,  
          upon a court's finding, by clear and convincing evidence, of all  
          of the following:
           the conservatee has dementia, as defined in the last published  
            edition of the "Diagnostic and Statistical Manual of Mental  
            Disorders;"
           the conservatee lacks the capacity to give informed consent to  
            the administration of medications appropriate to the care of  
            dementia, and has at least one mental function deficit, and  
            this deficit or deficits significantly impairs the person's  
            ability to understand and appreciate the consequences of his  
            or her actions; and
           the conservatee needs or would benefit from appropriate  
            medication as demonstrated by evidence presented by the  
            physician or psychologist.  (Prob. Code Sec. 2356.5(c).)

           Existing law  , in the case of a person who is an adherent of a  
          religion whose tenets and practices call for a reliance on  
          prayer alone for healing, authorizes the treatment required by  
          the conservator to be by an accredited practitioner of that  
          religion in lieu of the administration of medications.  (Prob.  
          Code Sec. 2356.5(d).)

           Existing law  prohibits placement of a conservatee in a mental  
          health rehabilitation center, as specified, or in an institution  
          for mental disease, as specified.  (Prob. Code Sec. 2356.5(e).)

           Existing law  requires the conservatee to be represented by an  
          attorney, as specified, and, upon granting or denying authority  
          to a conservator to place the conservatee in a facility or to  
          administer psychotropic medications to the conservatee, requires  
          the court to discharge the conservatee's attorney or order the  
          continuation of the legal representation, as specified.  (Prob.  
          Code Sec. 2356.5(f)(1).)

           Existing law  requires the conservatee to be produced at the  
          hearing unless excused, as specified, and requires the petition  
          for authorization to place the conservatee in a facility or to  
          administer psychotropic medications to be supported by a  
          declaration of a licensed physician, or a licensed psychologist  
          within the scope of his or her licensure, regarding each of the  








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          findings required to be made for any power requested, except  
          that the psychologist has at least two years of experience in  
          diagnosing dementia.  (Prob. Code Sec. 2356.5(f)(2)-(3).)

           Existing law  authorizes the petition to place the conservatee in  
          a facility or to administer psychotropic medication to the  
          conservatee to be filed by the conservator, the conservatee, or  
          the spouse, domestic partners, or any relative or friend of the  
          conservatee.  (Prob. Code Sec. 2356.5(f)(4).)

           Existing law  requires the court investigator annually to  
          investigate and report to the court every two years, as  
          specified, if the conservator is authorized to act, and the  
          investigator is required to specifically advise the conservatee  
          that he or she has the right to object to the conservator's  
          powers, and the report is required to include whether the powers  
          granted are warranted.  (Prob. Code Sec. 2356.5(g).)

           Existing law  provides that if the conservatee objects to the  
          conservator's powers, or the investigator determines that some  
          change in the powers is warranted, the court is required to  
          provide a copy of the report to the attorney of record for the  
          conservatee, or, if no attorney has been appointed, to the  
          court-appointed attorney.  (Prob. Code Sec. 2356.5(g).)   
          Existing law requires the conservatee's attorney, within 30 days  
          after receiving the report, to either file a petition with the  
          court regarding the status of the conservatee or file a written  
          report with the court stating that the attorney has met with the  
          conservatee and determined that the petition would be  
          inappropriate.  (Id.)

           Existing law  provides for the filing of a petition to terminate  
          the authority granted to the conservator and provides that the  
          petition for authorization to place the conservatee in a  
          facility or to administer psychotropic medications does not  
          affect a conservatorship of the estate of a person who has  
          dementia, the laws that would otherwise apply in emergency  
          situations, or law regarding the power of a probate court to fix  
          the residence of a conservatee or to authorize medical treatment  
          for any conservatee who has not been determined to have  
          dementia.  (Prob. Code Sec. 2356.5(h)-(k).)

           This bill would codify legislative findings and declarations  
          that:








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           would replace the term "dementia" with "major or mild  
            neurocognitive disorders (MNCDs)," and list common forms of  
            MNCDs as Alzheimer's disease, vascular dementia, dementia with  
            Lewy bodies, Parkinson dementia, frontotemporal dementia, and  
            mixed dementia;
           psychotropic medications or psychotropic drugs are those  
            medications administered for the purpose of affecting the  
            central nervous system to treat psychiatric disorders or  
            illnesses;
           psychotropic medications are often misused for people with  
            MNCDs to control behavior that conveys pain, distress, or  
            discomfort, and the administration of psychotropic medications  
            has been, and can be, abused by those who prescribe and  
            administer these medications;
           since 2005, the federal Food and Drug Administration has  
            required the packaging of all antipsychotic medications, which  
            fall under a class of psychotropic medication, to contain a  
            black box warning label that the medication significantly  
            increases the risk of death for elderly people with MNCDs; and
           recent studies have shown that, in many instances,  
            psychotropic drugs are outperformed by placebos and can  
            actually worsen the cognitive ability of a person with an  
            MNCD.

           This bill  would delete the provision prohibiting placement of a  
          conservatee in a mental health rehabilitation center or  
          institution for mental disease, as specified.

           This bill  would require the physician's or psychologist's  
                                 declaration filed in support of a petition requesting authority  
          of the conservator to authorize the administration of  
          psychotropic medications to a conservatee to also include all of  
          the following:
           a description of the conservatee's diagnosis and behavior; 
           the recommended course of medication;
           a description of the pharmacological and nonpharmacological  
            treatments and medications that have been previously used or  
            proposed, the less invasive treatments or medications  
            previously used or proposed, and why these treatments or  
            medications have not been or would not be effective in  
            treating the conservatee's symptoms;
           the expected effects of the recommended medication on the  
            conservatee's overall mental health and treatment plan,  
            including how the medication is expected to improve the  








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            conservatee's symptoms;
           a description of the potential side effects of the recommended  
            medication; and
           whether the conservatee and his or her attorney have had an  
            opportunity to provide input on the recommended medications.

           This bill  , on or before July 1, 2017, would require the Judicial  
          Council to adopt rules of court and develop appropriate forms  
          for the implementation of the bill, and provide guidance to the  
          court on how to evaluate the request for authorization,  
          including how to proceed if information, otherwise required to  
          be included in a request for authorization, is not included in a  
          request for authorization submitted to the court.

           This bill  would make other technical or conforming revisions.

                                        COMMENT
           
          1.  Stated need for the bill  
          
          The author writes:
            
            To address the incidence of overmedication in nursing homes  
            and in-home care, SB 938 requires the physician or  
            psychologist declaration attached to a conservator's petition  
            seeking authorization to administer psychotropic medications  
            to a dementia conservatee to provide additional information  
            particular to the conservatee in order for the court to better  
            evaluate whether to approve a petition to administer  
            psychotropic medication to the conservatee.

            This bill also updates existing law on dementia care of  
            conservatees to reflect our current understanding of dementia  
            disorders.  Finally, following a national and state movement  
            to limit the administration of psychotropic medications to  
            dementia patients, this bill updates the codified intent  
            language of existing law to provide better instruction to  
            conservators and courts on the dangers of psychotropic  
            medication uses on dementia conservatees.

          2.  Additional physician or psychologist declaration requirements  

          Existing law requires a conservator's petition for authorization  
          to place a conservatee with dementia in a residential care  








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          facility for the elderly or to authorize the administration of  
          medications to be supported by a physician's or psychologist's  
          declaration.  (Prob. Code Sec. 2356.5.)  In order to obtain  
          authorization for the administration of psychotropic  
          medications, the Judicial Council's Form GC-335A, Dementia  
          Attachment to Capacity Declaration - Conservatorship, requires  
          the conservatee's physician or psychologist to list the  
          psychotropic medications to be administered, describe the  
          conservatee's mental function deficits, determine whether the  
          conservatee has capacity to give informed consent to the  
          administration of psychotropic medications appropriate to the  
          care of dementia, and state the reasons the conservatee needs or  
          would benefit from the administration of the psychotropic  
          medications.  This bill would expand those requirements to also  
          require the physician or psychologist to provide:
           a description of the conservatee's diagnosis and behavior; 
           the recommended course of medication;
           a description of the pharmacological and nonpharmacological  
            treatments and medications that have been previously used or  
            proposed, the less invasive treatments or medications  
            previously used or proposed, and why these treatments and  
            medications have not been or would not be effective in  
            treating the conservatee's symptoms;
           the expected results of the recommended medication on the  
            conservatee's overall mental health and treatment plan,  
            including how the medication is expected to improve the  
            conservatee's symptoms;
           a description of the potential side effects of the recommended  
            medication; and
           whether the conservatee and his or her attorney have had an  
            opportunity to provide input on the recommended medications.

          The author states that home health care is rapidly expanding due  
          to the Baby Boomer generation reaching retirement age and the  
          high cost of and increasing lack of space in nursing homes and  
          hospitals that would otherwise care for seniors with serious  
          medical concerns.  The author further states that, as a result,  
          more and more family and alternative caregivers are providing  
          health care to seniors outside of a residential or medical  
          facility.  In accordance with the original intent of existing  
          law to protect conservatees with dementia from overmedication by  
          caregivers, the author argues that this bill better defines the  
          criteria upon which a court would determine whether a  
          conservator should have the ability to authorize the  








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          administration of psychotropic medications to a conservatee with  
          dementia.

          California Advocates for Nursing Home Reform (CANHR), sponsor,  
          notes that "[a]bout one in seven Medicare beneficiaries with  
          dementia who do not live in a nursing home receive an  
          antipsychotic drug.  [U.S. Government Accountability Office,  
          Report to Congressional Requesters, ANTIPSYCHOTIC DRUG USE:  HHS  
          Has Initiatives to Reduce Use among Older Adults in Nursing  
          Homes, but Should Expand Efforts to Other Settings (GAO-15-211)  
          (Jan. 2015)  [as of  
          Mar. 9, 2016] p. 15.]"

          Notably, even when an individual with dementia is living in a  
          care facility, the use of psychotropic medication to treat  
          dementia patients is high, and these medications are reportedly  
          being administered "off-label" to treat medical issues or  
          symptoms for which the medication had not been approved.   
          According to a report on the CMS National Partnership to Improve  
          Dementia Care:

            The prevalence of antipsychotic medication use in nursing  
            homes is high; approximately one-quarter to one-third of  
            nursing home residents were prescribed antipsychotic therapy  
            in 2011.  In one study, 22 [percent] of residents with  
            dementia who were prescribed an antipsychotic for an off-label  
            use did not have behavioral symptoms and 29.5 [percent] had  
            non-aggressive behavioral symptoms.  In some cases, patients  
            may have a clinical indication or psychiatric diagnosis.  In  
            other situations these medications were used off-label to  
            treat mild behavioral symptoms such as wandering, or as a  
            sedative or chemical restraint for non-approved uses such as  
            "crying" or "resisting care."

            Antipsychotic drug therapy is not approved for treatment of  
            behavioral and psychological symptoms of dementia.  Based on  
            evidence of serious side effects, including an increased risk  
            of death, in 2005 and 2008 the FDA issued a Black Box warning  
            for antipsychotic use in people with dementia.  Despite these  
            warnings, and a lack of efficacy noted in several studies,  
            these agents continue to be used commonly to treat behavioral  
            or psychological symptoms of dementia.

          (Centers for Medicare & Medicaid Services, Report on the CMS  








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          National Partnership to Improve Dementia Care in Nursing Homes:  
          Q4 2011 - Q1 2014 (Apr. 1, 2014)  
           [as of Mar. 9, 2016] p. 11.)

          According to the United States Government Accountability Office,  
          nursing home leadership, such as administrators and medical  
          directors, and nursing home culture were cited by half of the  
          experts and two of the research articles to explain the decision  
          to prescribe antipsychotic drugs to older adults.  (U.S.  
          Government Accountability Office, Report to Congressional  
          Requesters, ANTIPSYCHOTIC DRUG USE:  HHS Has Initiatives to  
          Reduce Use among Older Adults in Nursing Homes, but Should  
          Expand Efforts to Other Settings (GAO-15-211) (Jan. 2015)  
           [as of Mar. 9, 2016]  
          p. 23.)  That report further states that "[i]n addition to  
          nursing home culture and leadership, many experts and two  
          research articles identified staff or prescriber education and  
          training on antipsychotic prescribing for individuals with  
          dementia as affecting antipsychotic drug prescribing.  One  
          industry group we spoke with indicated that physician training  
          specifically regarding older adults with dementia in nursing  
          homes and knowledge of related federal regulations are often  
          lacking."  (Id.)

          As noted above (see Background), national and state efforts to  
          decrease the use of psychotropic medications to treat dementia  
          patients continues as the rates of psychotropic medication  
          administered to dementia patients remains high, despite the  
          FDA's black box warning that psychotropic medication may make a  
          dementia patient's symptoms worse and could result in death.   
          According to CANHR, "[u]nfortunately, many of our institutions  
          have yet to reflect the evolution of dementia care and misuse  
          continues to be a major problem.  One of those institutions is  
          conservatorship court."  CANHR argues that existing law does not  
          give a conservatorship court much information about the reasons  
          for proposing a psychotropic drug for a conservatee with  
          dementia, and the "paucity of information to justify  
          psychotropic drug use often results in courts unwittingly  
          enabling very bad health care practices by authorizing the use  
          of mind-altering drugs when non-drug interventions would have  
          yielded much better and healthier results.  In addition, the  








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          lack of meaningful review means that California law provides  
          more protection to people with mental illness when psychotropic  
          drugs are FDA-approved than for people with dementia when  
          psychotropic drugs are being used 'off-label' as treatments that  
          are not FDA-approved."

          To address the dangers of psychotropic medications used to treat  
          dementia, this bill would require additional information to be  
          provided to the court for its determination of whether to  
          authorize the conservator to have psychotropic medications  
          administered to the conservatee with dementia.  Notably, this  
          list of additional information required to be provided in the  
          physician's or psychologist's declaration incorporates similar  
          provisions from the petition for conservator authorization to  
          administer medical treatment to a non-dementia conservatee (see  
          Probate Code Section 2357(c)), as well as similar provisions  
          enacted last year in SB 238 (Mitchell, Chapter 534, Statutes of  
          2015) which, among other things, revised the existing  
          requirement for court authorization for the administration of  
          psychotropic medication to a minor placed in foster care (see  
          Welfare and Institutions Code Section 369.5(a)).  

          In addition to that list, the bill would also require the  
          Judicial Council to adopt rules of court and develop appropriate  
          forms for the implementation of the bill, and provide guidance  
          to the court on how to evaluate the request for authorization,  
          including how to proceed if information, otherwise required to  
          be included in a request for authorization, is not included in a  
          request for authorization submitted to the court.  This  
          requirement also mirrors the language enacted in SB 238.

          3.  Updating terminology and intent language 

          Existing law provides enhanced due process protections for  
          conservatees who suffer from "dementia," as defined in the last  
          published edition of the "Diagnostic and Statistical Manual of  
          Mental Disorders."  The current edition is volume 5, commonly  
          known as the "DSM-5," which incorporates dementia along with  
          Alzheimer's disease, vascular dementia, dementia with Lewy  
          bodies, Parkinson dementia, frontotemporal dementia, and mixed  
          dementia, under a new, broader diagnostic category called major  
          neurocognitive disorders (MNCDs).  

          This bill would update the law to properly reflect today's  








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          understanding of dementia disorders.  In order to provide  
          appropriate protection for conservatees with varying levels of  
          dementia disorders, this bill would specify that the conservatee  
          with either a major or mild neurocognitive disorder would  
          qualify for the additional protections in this bill.  It is  
          important to note that existing law, which is continued in this  
          bill, protects the due process rights of an individual with a  
          dementia disorder by requiring that a conservatorship is  
          necessary and has been established, as well as clear and  
          convincing evidence that the conservatee lacks capacity to give  
          informed consent to placement in a facility or the  
          administration of psychotropic medication.

          Additionally, this bill would make numerous updates to the  
          legislative findings and declarations codified in the statute to  
          better reflect the current unique and special needs of  
          conservatees with dementia.

          4.  Placement of conservatees with dementia in facilities  

          This bill would strike from existing law the prohibition on  
          placing a conservatee with an MNCD in a mental health  
          rehabilitation center or institution for mental disease, as  
          specified.  (See Prob. Code Sec. 2356.5(e).)  It appears that  
          when the original law was drafted in 1996, this prohibition was  
          included in the bill to make certain that conservatees with  
          dementia were not placed in a facility that may not provide  
          appropriate dementia care, as opposed to care appropriate for  
          treating other mental disorders.  (See SB 1481 (Mello, Ch. 910,  
          Stats. 1996).)

          However, existing law and this bill only authorize placement of  
          the conservatee with dementia in a secured perimeter residential  
          care facility for the elderly (RCFE).  (See Prob. Code Sec.  
          2356.5(b).)  Additionally, subject to the provisions of a valid  
          and effective advance health care directive, existing law  
          otherwise prohibits placing a conservatee, regardless of whether  
          the conservatee has been diagnosed with dementia, in a mental  
          health treatment facility against his or her will, and  
          involuntary civil placement of a conservatee in a mental health  
          treatment facility may only be obtained pursuant to the  
          Lanterman-Petris-Short Act, as specified.  (See Prob. Code Sec.  
          2356(a).)  Further, the removal of the prohibition on placing a  
          conservatee with dementia in a mental health rehabilitation  








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          center or institution for mental disease is arguably  
          inconsequential since existing law, and this bill, only  
          authorize placement of conservatees with dementia in RCFEs,  
          which are not licensed as mental health or psychiatric  
          facilities.

          5.  Concerns raised  

          The Alzheimer's Association (AA) has raised several issues for  
          discussion about the intersection of health care needs of  
          complex patients and the shared desire to safeguard the basic  
          rights and dignity of conservatees.  Staff notes that almost all  
          of AA's issues raised pertain to existing law, which was enacted  
          by SB 1481 (Mello, Chapter 910, Statutes of 1996) and sponsored  
          by AA.

          First, AA states that the bill would include 78 medications  
          under the broad category of psychotropic medications, including  
          at least two of the three Federal Drug Administration (FDA)  
          approved dementia medications - Aricept and Namenda.  AA  
          suggests the bill should limit the list of medications to which  
          it applies to include only medications such as those with FDA  
          black box warnings known as antipsychotics.  AA also notes that  
          sudden changes in condition or challenging behaviors that become  
          unmanageable, causing serious distress or danger to the person  
          with MNCD, family members, fellow residents, and care providers,  
          make these incidents overwhelming and, with a lengthy petition  
          and declaration process with the court, force them to call 9-1-1  
          and go to the emergency room where psychotropic medications are  
          then administered.

          Further, AA ponders whether we are creating a system that forces  
          more ER visits and costly hospitalizations and whether we are  
          further disrupting the lives of individuals who are already  
          disturbed by being transferred by ambulance, held in an ER,  
          admitted to the hospital, or discharged to a new facility.  AA  
          also raises concerns that conservators and conservatees will be  
          subject to court schedules and medical appointments in order to  
          pursue and file a declaration, taking between three and six  
          months to complete, making it difficult to respond to patient  
          needs in the interim period or when there is a sudden change of  
          condition.

          AA also states that enhanced scrutiny required by physicians and  








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          psychologists may necessitate placement in a higher level of  
          care with 24/7 access to medical personnel such as a skilled  
          nursing facility, which runs counter to the Olmstead decision,  
          the closure of California's state developmental centers, and the  
          intention of the state's Medicaid Section 1115 waiver to  
          maintain seniors and persons with disabilities in the least  
          restrictive environment.  AA also wonders whether the  
          conservator would have to resume the petition process each time  
          the clinician wants to prescribe a new medicine or change the  
          dosage, and notes that a "whole person care" environment is  
          necessary to assure that the conservator and court understand  
          and integrate the complex physical, mental, and emotional needs  
          of the patient.  AA also asks if psychologists should be given  
          the role of filling out a declaration pertaining to the  
          administration of medication to a conservatee with dementia, why  
          not also add in social workers, nurses, nurse practitioners,  
          physician assistants and other extenders.  AA also wonders who  
          covers the cost for conserved individuals with MNCD who rely on  
          SSI/SSP and Medi-Cal as their sole sources of support, and who  
          will pay for court costs, physician assessments and  
          declarations, and court filings.  AA notes that the rigor  
          required in the declaration by the physician or psychologist is  
          not routine and will likely not be reimbursed by Medicare or  
          Medi-Cal with the consumer bearing the brunt of the costs.  

          In response, the author appreciates the discussion raised by AA.  
           The author also notes that existing law currently would apply  
          to all medications administered to a conservatee with dementia  
          as long as the medications are "appropriate for the care and  
          treatment of dementia."  Yet, this bill would clarify existing  
          law by placing limits on the application of judicial oversight  
          to only psychotropic medications.  Although there may be  
          psychotropic medications approved for use on dementia patients,  
          the author argues that psychotropic medications, which include  
          sedatives, such as Lorazepam, Alprazolam, and Temazepam, that  
          may increase confusion, aggression, paranoia, falls, and may be  
          habit forming and extremely dangerous for dementia patients, and  
          potentially misused by caretakers, should continue to be  
          authorized through the petition process.

          Further, the author argues that this bill will provide a more  
          informed court process by providing more information to judges  
          than they currently receive when deciding whether to authorize  
          the administration of medication to a conservatee with dementia.  








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           As for the new requirement to provide the course of recommended  
          medication and whether it could be read to require multiple  
          petitions if a dosage or medication is changed to meet the needs  
          of the patient, the author has committed to working with AA and  
          other stakeholders to find an appropriate resolution of this  
          issue if clarification is necessary.

          The Executive Committee of the Trusts and Estates Section of the  
          State Bar of California, in support, notes that "[t]his bill is  
          consistent with the policy that protections for the conservatee  
          are needed since 'the administration of psychotropic medications  
          has been, and can be, abused by caregivers, and, therefore,  
          granting powers to a conservator to authorize these medications  
          for the treatment of dementia requires the protections specified  
          in this section.'  [Prob. Code Sec. 2356.5(a)(3).)]"

          Further, the Judicial Council of California, in support, states  
          that "the council recognizes that conservatees with dementia are  
          very vulnerable individuals and we are mindful of the important  
          role that probate courts perform in helping to ensure their  
          proper care and treatment.  Providing more complete information  
          regarding the proposed use of psychotropic medications for these  
          conservatees should help avoid abuse, thereby improving the  
          court's oversight and administration of these important cases."


           Support  :  California Long-Term Care Ombudsman Association;  
          Consumer Attorneys of California; Executive Committee of the  
          Trusts and Estates Section of the State Bar of California;  
          Judicial Council of California; Law Office of Sally Bergman; Law  
          Offices of John S. Torii; National Association of Social Workers  
          - California Chapter; Office of the State Long-Term Care  
          Ombudsman; Tree of Life Health Advocates; 15 individuals

           Opposition  :  None Known

                                       HISTORY
           
           Source  :  California Advocates for Nursing Home Reform

           Related Pending Legislation  :  None Known

           Prior Legislation  :









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          SB 238 (Mitchell, Chapter 534, Statutes of 2015) See Comment 2.

          AB 436 (Jones, Chapter 197, Statutes of 2015) required the  
          court, upon granting or denying placement or medication  
          authority to a conservator, to either discharge the attorney  
          representing the conservatee or order continuation of the  
          representation, as specified.

          AB 2747 (Committee on Judiciary, Chapter 913, Statutes of 2014),  
          among other things, deleted the placement of a dementia  
          conservatee in a locked and secured nursing facility which  
          specializes in the care and treatment of people with dementia  
                                              pursuant to Health and Safety Code Section 1569.691(c) to  
          reflect the repeal of that statute in 1998.  AB 2747 also  
          corrected the cross-references to the California Code of  
          Regulations.

          AB 167 (Harman, Chapter 32, Statutes of 2003), among other  
          things, provided the appropriate cross-reference for the  
          definition of a mental function deficit suffered by the  
          conservatee who lacks the capacity to give informed consent to  
          placement or medication.

          AB 1172 (Kaloogian, Chapter 724, Statutes of 1997), among other  
          things, authorized a petition by the conservator for  
          authorization for placement of the conservatee or administration  
          of medication to be supported by a declaration of a licensed  
          psychologist within the scope of his or her licensure.

          SB 1481 (Mello, Chapter 910, Statutes of 1996) See Background;  
          Comment 4.

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