BILL ANALYSIS                                                                                                                                                                                                    Ó



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          SENATE THIRD READING


          SB  
          982 (McGuire)


          As Amended  August 15, 2016


          Majority vote


          SENATE VOTE:  38-0


           ------------------------------------------------------------------ 
          |Committee       |Votes|Ayes                  |Noes                |
          |                |     |                      |                    |
          |                |     |                      |                    |
          |                |     |                      |                    |
          |----------------+-----+----------------------+--------------------|
          |Human Services  |7-0  |Bonilla, Grove,       |                    |
          |                |     |Arambula, Lopez,      |                    |
          |                |     |Maienschein, Mark     |                    |
          |                |     |Stone, Thurmond       |                    |
          |                |     |                      |                    |
          |----------------+-----+----------------------+--------------------|
          |Appropriations  |20-0 |Gonzalez, Bigelow,    |                    |
          |                |     |Bloom, Bonilla,       |                    |
          |                |     |Bonta, Calderon,      |                    |
          |                |     |Chang, Daly, Eggman,  |                    |
          |                |     |Gallagher, Eduardo    |                    |
          |                |     |Garcia, Holden,       |                    |
          |                |     |Jones, Obernolte,     |                    |
          |                |     |Quirk, Santiago,      |                    |
          |                |     |Wagner, Weber, Wood,  |                    |
          |                |     |McCarty               |                    |
          |                |     |                      |                    |








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          SUMMARY:  Requires the Department of Developmental Services  
          (DDS) to seek to modify the existing contract for a longitudinal  
          study in order to collect data on the quality of life of  
          residents of the Sonoma Developmental Center (SDC), the Fairview  
          Developmental Center (FDC), and the general treatment area of  
          the Porterville Developmental Center (PDC) who transition out of  
          the facilities due the closure of these centers.  Specifically,  
          this bill:  


          1)States Legislative intent to ensure the appropriate transition  
            of developmental center residents to community living  
            arrangements in response to the closure of SDC, FDC, and the  
            general treatment area of PDC and to measure the unique needs  
            of this population, as specified.


          2)Requires DDS to seek to modify the existing contract for the  
            conduct of movers longitudinal study to include all of the  
            following requirements:


             a)   That no fewer than 250 volunteer participants are  
               selected proportionally from among movers from the State's  
               three Developmental Centers and from among individuals who  
               have moved into the community at different stages of the  
               closure process; 


             b)   That the study follow a sample of individuals, as  
               specified, for a two-year period after the individual moves  
               into the community from the developmental center; 


             c)   That the study include individuals who move into the  








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               community from a developmental center during the first year  
               of the study, and during each subsequent year of the study,  
               until the remaining developmental centers close; and


             d)   That researcher conducting the study meet with each  
               individual participating in the study at specified  
               intervals following the person's move into the community to  
               discuss the individual's quality of life and services and  
               supports.


          3)Requires DDS, for purposes of conducting the study, to:


             a)   Maintain and update contact information for former  
               residents of the centers who relocated as a result of the  
               closure of the centers;


             b)   Ensure, to the extent permitted by law, that researchers  
               conducting the study have access to data and other  
               information necessary to conduct the study, as specified;  
               and


             c)   Submit annual interim reports to the Legislature  
               regarding the study and submit the study to the Legislature  
               upon its completion, as specified.


          EXISTING LAW:  


          1)Establishes the Lanterman Developmental Disabilities Services  
            Act, which declares California's responsibility for providing  
            an array of services and supports to meet the needs of each  
            person with developmental disabilities in the least  
            restrictive environment, regardless of age or degree of  








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            disability, and to support their integration into the  
            mainstream life of the community.  (Welfare and Institutions  
            Code Section (WIC) 4500, et seq.) 


          2)Establishes the jurisdiction of DDS over state developmental  
            centers, including Sonoma, Fairview and Porterville  
            developmental centers and the responsibility of each facility  
            to create bylaws and rules, as specified.  (WIC 4440)


          3)Requires DDS to submit a detailed plan to the Legislature when  
            it proposes closure of a developmental center no later than  
            April 1 immediately prior to the fiscal year in which the plan  
            is to be implemented, and as a part of the Governor's proposed  
            budget.  (WIC 4474.1. (a))


          4)Establishes a system of nonprofit regional centers to provide  
            fixed points of contact in the community for all persons with  
            developmental disabilities and their families, to coordinate  
            services and supports best suited to them throughout their  
            lifetime.  (WIC 4620)


          5)Requires DDS to implement an improved, unified quality  
            assessment system, and expresses Legislative intent that this  
            system will ensure the well-being of consumers, taking into  
            account their informed and expressed choices.  Requires DDS  
            with its stakeholders to identify a valid and reliable quality  
            assurance instrument, as specified, and to contract with an  
            entity with experience in tracking outcomes and developing  
            data systems.  (WIC 4571)


          6)Requires DDS, in consultation with the contractor, to  
            establish the methodology by which the quality assurance  
            instrument shall be administered, including, but not limited  
            to, how often and to whom the quality assurance will be  








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            administered, and the design of a stratified, random sample  
            among the entire population of consumers served by regional  
            centers.  Further, requires the contractor to provide  
            aggregate information for regional centers and the state as a  
            whole.  (WIC 4571 (e))


          FISCAL EFFECT:  According to the Assembly Appropriations  
          Committee, this bill may result in onetime costs of up to  
          $100,000 to incorporate provisions of this bill into an ongoing  
          DDS study.








          COMMENTS:


          The Lanterman Developmental Disabilities Act of 1969:  Also  
          known as the Lanterman Act, this legislation forms the basis of  
          the State's commitment to provide individuals with developmental  
          disabilities a variety of supports and services which are  
          overseen and administered by DDS.  Under the Lanterman Act, a  
          developmental disability is defined as a "substantial  
          disability" that starts before age 18 and is expected to  
          continue indefinitely; such disabilities include cerebral palsy,  
          epilepsy, and autism, among others.  Services for these  
          individuals are currently distributed through two distinct  
          tracks.


          Regional Centers:  Community-based services are coordinated  
          through California's 21 regional centers which assess  
          eligibility and develop individual program plans (IPPs) through  
          an interdisciplinary team.  Funded through DDS, regional centers  








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          served an estimated 290,496 consumers in 2015-16 according to  
          the Legislative Analyst's Office.  Services and supports can  
          include housing, activity and employment programs, in-home care,  
          transportation, and other support services that enable  
          individuals to lead independent lives in the community.  A  
          majority of those receiving services through regional centers  
          are low-income individuals enrolled in Medi-Cal.  More than 99%  
          of DDS consumers receive services under the Community Services  
          Program, meaning these consumers live in the community with  
          their parents or other relatives, in their own houses or  
          apartments, or in residential facilities or group homes designed  
          to meet their needs. 


          Developmental Centers:  In addition to the 21 regional centers,  
          DDS operates three 24-hour facilities, known as developmental  
          centers:  Fairview Developmental Center (FDC) in Orange County,  
          Porterville Developmental Center (PDC) in Tulare County, and  
          Sonoma Developmental Center (SDC) in Sonoma County.  In 2015-16,  
          approximately 1,000 consumers received care and supervision in a  
          DC.  Each DC is licensed by the Department of Public Health  
          (DPH) and certified by DPH on behalf of the federal Centers for  
          Medicare and Medicaid Services (CMS) as skilled nursing  
          facilities, intermediate care facilities for the developmentally  
          disabled, and general acute care hospitals.  Developmental  
          centers are licensed and certified to provide a broad array of  
          services based on each resident's IPP, including nursing  
          services, assistance with activities of daily living,  
          specialized rehabilitative services, individualized dietary  
          services, and vocational or other day programs.


          Developmental Center closures:  Over the past 15 years DPH, CMS,  
          and the United States Department of Justice have identified  
          problems in California's developmental centers, including  
          inadequate care, insufficient staffing, and insufficient  
          reporting and investigation of instances of abuse and neglect.   
          In January 2014, the Task Force on the Future of the  
          Developmental Centers convened by the Administration released a  








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          plan for the long-term future of the developmental centers.  In  
          May 2015, Governor Brown's administration announced plans to  
          initiate and develop closure plans for the state's remaining  
          developmental centers, except for the secure treatment program  
          at Porterville DC (and a smaller facility at Canyon Springs in  
          Riverside County).  Currently the administration's intent is to  
          have the last developmental center closure completed by 2021.


          Quality of life assessments:  Since 1993, DDS has utilized a  
          number of tracking projects to ensure quality of life is  
          maintained when residents of developmental centers transition to  
          the community. 


          Coffelt Quality Tracking Project:  Between 1993-1998 DDS agreed  
          to develop a contract with an independent consultant to track  
          individuals placed in the community and to monitor their  
          satisfaction with their living arrangements and the quality of  
          services and supports they were receiving.  The study assessed  
          consumer and family satisfaction, case management activities,  
          independence, productivity, integration, choice and  
          self-determination, service delivery patterns, health, safety,  
          psychoactive medication usage, qualities of home settings and  
          costs of services.  Ultimately the study concluded that  
          improvements were made among those who moved to the community in  
          self-care abilities, social behaviors, and integration; however  
          the study also found that fewer individuals had paid jobs in the  
          community and were earning less money in the community than they  
          had in the developmental centers, and the use of sedatives and  
          psychotropic medications had increased. 


          Stockton Developmental Center Longitudinal Quality of Life  
          Study:  In 1995, DDS agreed to complete a three-year  
          longitudinal study in three phases in order to track consumer  
          outcomes and the quality of life of individuals moving from  
          Stockton Developmental Center upon its closure in 1996.  A  
          contract was entered into between DDS and California State  








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          University Sacramento and the study began by interviewing  
          residents in Stockton Developmental Center in 1995 before their  
          move to the community.  One to two years later the residents  
          were interviewed again on subjects similar to those discussed in  
          the Coffelt project.  Many of the residents however were moved  
          to different developmental centers as suitable placements in the  
          community could not be found; these residents later formed the  
          basis for the founding of the Secure Treatment Program at  
          Porterville.  


          SB 391 (Solis and Ducheny), Chapter 294, Statutes of 1997:  In  
          1997 and in response to concerns expressed by the California  
          Association for State Hospital Parent Councils for the Retarded  
          and Protection and Advocacy, SB 391 was signed into law.  The  
          legislation added Section 4418.1 to the Welfare and Institutions  
          Code and codified requirements for tracking individuals moving  
          from developmental centers in order to ensure long-term  
          well-being and self-sufficiency.  The legislation also required  
          DDS to contract with an independent contractor to complete an  
          annual Quality of Life survey on all persons who moved from DCs  
          to the community since April 1993. 


          National Core Indicator (NCI) Survey:  In 2009, SB 391 was  
          repealed and was replaced by Welfare and Institutions Code  
          Section 4571 which implemented the National Core Indicator (NCI)  
          Survey, a nation-wide quality assessment survey used by DDS to  
          monitor the performance of developmental disabilities service  
          system as well as regional center performance in providing  
          services and supports to consumers.  Conducted by the State  
          Council on Developmental Disabilities, the survey collects data  
          on consumer and family satisfaction, quality of services,  
          linguistic and cultural competency, and personal results.  


          Need for this bill:  According to the author's office, "In the  
          2015 May Revision, the Governor announced the closure of the  
          remaining three developmental centers in California.  This means  








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          in the next five years over 1,000 developmental center residents  
          - the most medically fragile in the state system - will be  
          transitioning into the community system with no developmental  
          center to fall back on if the placement fails.  [This bill]  
          requires a quality of life study to monitor and evaluate the  
          transition process and ensure our state follows through with its  
          commitment to provide appropriate services to developmentally  
          disabled Californians.  Currently, there is no way to track  
          developmental center movers from beginning to end of the  
          transition.  [This bill] will aid in the transition by assuring  
          families that their loved ones are receiving quality care.   
          Additionally, it would enable the State to learn from and  
          correct any challenges that may arise and would provide  
          transparency and accountability on the state's investment and  
          responsibility to the Developmentally Disabled community.  Given  
          the fact that there will NO LONGER be any developmental centers  
          to fall back on if residents have challenges in the community, a  
          comprehensive study should be required."


          PRIOR LEGISLATION


          SB 391 (Solis and Ducheny), Chapter 294, Statutes of 1997,  
          codified in statute the State's obligation to track individuals  
          moving from developmental centers into the community.  It also  
          specified that beginning July 1, 1998, an independent contractor  
          must provide a report to the Governor, the Legislature, and DDS  
          outlining activities and findings of the annual Quality of Life  
          survey.


          Analysis Prepared by:                                             
                          Kelsy Castillo / HUM. S. / (916) 319-2089  FN:  
          0004189












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