BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON EDUCATION
                              Senator Carol Liu, Chair
                                2015 - 2016  Regular 

          Bill No:             SB 1050             
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          |Author:    |De León                                              |
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          |Version:   |April 7, 2016                               Hearing  |
          |           |Date:     April 20, 2016                             |
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          |Urgency:   |No                     |Fiscal:     |Yes             |
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          |Consultant:|Kathleen Chavira                                     |
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          Subject:  Postsecondary education:  college readiness


            SUMMARY
          
          This bill, in order to increase the number of California  
          students that meet college eligibility requirements to earn a  
          bachelor's degree:

             1)   Establishes the K-12 College Readiness Block Grant,  
               contingent upon funding via statute or the annual budget  
               act, to provide one-time funding to K-12 districts to  
               prepare high school pupils, particularly those  
               traditionally underrepresented at the University of  
               California (UC) and the California State University (CSU),  
               for admission into a postsecondary education institution.

             2)   Requires, as a condition of annual budget act funding,  
               as specified, that the UC develop and implement a plan and  
               timeline for increasing the enrollment of students from  
               high schools with a 75 percent or greater "unduplicated  
               pupil count", pursuant to Local Control Funding Formula  
               (LCFF) calculations.
           
             3)   Requests that the UC establish a California subject  
               matter project (CSMP) to provide administrators, counselors  
               and teachers with strategies for improving college  
               readiness, as specified.  

            BACKGROUND







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          Existing law implements the LCFF which, among other things,  
          provides for a calculation of the amount of funding to be  
          provided for an "unduplicated pupil."  An "unduplicated pupil"  
          is defined for this purpose as a student enrolled in a school  
          district or a charter school who is either classified as an  
          English learner, eligible for a free or reduced-price meal, or  
          is a foster youth.  A pupil is only counted once for purposes of  
          this calculation even if a single pupil is classified as an  
          English learner, is eligible for a free or reduced-price meal  
          and is a foster youth.  A school district or charter school is  
          required to annually report records for enrolled students in  
          these categories to the Superintendent of Public Instruction  
          using the California Longitudinal Pupil Achievement Data System  
          (CALPADS).   (Education Code § 42238.02)

          Existing law authorizes the UC to establish and maintain Subject  
          Matter Projects for the purpose of developing and enhancing  
          teachers' subject matter knowledge in the following six  
          specified areas:  writing, reading and literature, mathematics,  
          science, history-social science, and world history and  
          international studies. The Regents of the UC with the approval  
          of an intersegmental Concurrence Committee to establish and  
          maintain the projects with funds appropriated in the Budget Act.  
           Current law authorizes the UC to establish other subject matter  
          projects (CSMP) and prohibits funds allocated in the Budget Act  
          from being used for subject matter projects not specified in  
          law.  Current law makes the CSMP inoperative on June 30, 2107  
          and repeals the CSMP on January 1, 2018.  Current law requires a  
          report on the CSMP to the Governor, Legislature, and appropriate  
          policy and fiscal committees by January 1, 2016.  
          (Education Code § 99200 - 99206)

            ANALYSIS
           
          This bill:

          1)   Establishes the K-12 Readiness Block Grant, contingent upon  
               funding via statute or the annual Budget Act, for purposes  
               of preparing California's high school pupils to be eligible  
               for admission into a postsecondary institution and increase  
               their four-year-college-going rates. It:

                    a)             Provides that the particular focus of  








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                    the program is on students traditionally  
                    underrepresented in the University of California (UC)  
                    and the California State University (CSU).

                    b)             Includes in its focus, unduplicated  
                    pupils as defined under specified Local Control  
                    Funding Formula (LCFF) provisions. 

                    c)             Requires that a school district or  
                    charter school expend funds for any of the following:

                           i)                  Providing teachers,  
                         administrators, and counselors with professional  
                         development opportunities to improve A-G  
                         completion rates, pupil college-going rates, and  
                         college readiness of pupils, including the  
                         provision of honors and Advanced Placement  
                         courses.

                           ii)     Provision of counseling services to  
                         students regarding college admission requirements  
                         and financial aid programs. 

                           iii)    Developing or purchasing materials that  
                         support college readiness, including those that  
                         support high performance on admissions  
                         assessments.

                           iv)     Developing comprehensive advising  
                         plants to support student completion of A-G  
                         requirements.

                           v)                  Implementing and  
                         strengthening collaborative partnerships between  
                         high schools and postsecondary institutions,  
                         including, but not limited to, existing early  
                         academic outreach partnerships with the UC and  
                         the CSU.

                           vi)     Providing subsidies to pay fees for  
                         advanced placement exams for unduplicated pupils,  
                         as defined under specified LCFF provisions.
           
                    d)             Requires, as a condition for receiving  








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                    funds, that a school district or charter school  
                    develop a plan describing how funds will be spent.   
                    Further it:

                           i)                  Requires that the plan  
                         include information about its alignment with the  
                         school district's or charter school's Local  
                         Control and Accountability Plan (LCAP).

                           ii)     Requires that the plan be discussed at  
                         a regularly scheduled governing board meeting and  
                         adopted at a subsequent regularly scheduled  
                         meeting.

                    e)             Requires, as a condition of receiving  
                    funds, that school districts and charter schools  
                    report to the California Department of Education (CDE)  
                    the number of students served under the grant and the  
                    number of students admitted to the University of  
                    California (UC) and the California State University  
                    (CSU).

                    f)             Requires the CDE to compile the  
                    information received from districts and charter  
                    schools and submit a report to the appropriate  
                    Legislative policy and fiscal committees, by April 30,  
                    2017.

                    g)             Declares the Legislature's intent that  
                    this funding be allocated to school districts and  
                    charter schools with students who are traditionally  
                    underrepresented at four year universities and  
                    students who are unduplicated pupils, as defined under  
                    specified Local Control Funding Formula (LCFF)  
                    provisions. 

          2)   Requires the CDE to annually develop and post on its  
               website a list of high schools with 75 percent or greater  
               enrollment of unduplicated pupils, as defined under  
               specified LCFF provisions (LCFF Plus Students). 

          3)   Requires, as a condition of receiving funding for enrolling  
               more California resident students in the annual Budget Act  
               than that required under the 2015 Budget Act, that the UC  








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               develop an implementation plan and timeline to  
               significantly increase the admission of LCFF Plus students  
               enrolled at the high schools identified by the CDE.  
               Specifically it:

                    a)             Requires that each UC campus ensure  
                    that it increases the admission of California resident  
                    undergraduate students above those admitted in the  
                    2015-16 academic year.

                    b)             Requires that each UC campus also  
                    ensure that it significantly increases the number of  
                    students admitted from LCFF Plus high schools.  

                    c)             Requires that the UC identify a Local  
                    Control Funding Formula Plus Student's status as such  
                    in the student's application file and that this  
                    information be provided to admissions personnel.

                    d)             Requires that the University of  
                    California (UC) identify as a high priority group  
                    within the "Entitled to Review" pool of applicants  
                    Local Control Funding Formula (LCFF) Plus student  
                    applicants who have fulfilled minimum admission  
                    requirements but do not meet the criteria for  
                    guaranteed admission through Statewide Admission or  
                    through Eligibility in the Local Context.

                    e)             Requires that the UC examine the  
                    costs/benefits of:

                           i)                  Extending an application  
                         fee waiver to graduates of LCFF Plus high  
                         schools.

                           ii)     Increasing the total number of campuses  
                         covered under the fee waiver policy for this  
                         group of applicants.

                    f)             Requires that the UC expand targeted  
                    support and retention services for disadvantaged or  
                    underprepared students, including LCFF Plus students  
                    who graduated from the California Department of  
                    Education (CDE) identified LCFF Plus schools and  








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                    requires that these services include but not be  
                    limited to:

                    i)             Counseling on course planning and  
                  scheduling.

                    ii)            Tutoring.

                           iii)    Financial assistance that supplements  
                         but does not supplant existing institutional,  
                         federal or state financial aid programs. 

                           iv)     Any other services that facilitate  
                         these students' successful completion of an  
                         undergraduate degree within four years. 

                    g)             Requires, as a condition of budget  
                    funding, as specified, that the UC report, by  
                    September 1, 2018 and annually thereafter to the  
                    appropriate Legislative Policy and Fiscal Committees  
                    and the Department of Finance:

                    i)             The number and percentage of LCFF Plus  
                  students, as specified.

                    ii)            The percentage of LCFF Plus students  
                  disaggregated as specified.

                           iii)    The percentage of LCFF Plus students  
                         enrolled systemwide and at each campus earning  
                         enough credits in their first year to indicate  
                         they are on track to complete a degree in four  
                         years.

               h)        Defines various terms for the purpose of these  
               provisions.

          4)   Requests that the UC establish the California College  
               Readiness Project within the existing California Subject  
               Matter Projects (CSMPs).  It also:

                    a)             Makes conforming changes to the  
                    objectives and goals of the CSMPs to include:









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                           i)                  Provision of strategies for  
                         improving A-G course completion rates, college  
                         going rates, and college readiness of students  
                         who attend schools in local educational agencies  
                         eligible for supplemental and concentration grant  
                         funding under Local Control Funding Formula  
                         (LCFF), as specified. 

                           ii)     Provision of support in the  
                         implementation of these strategies to appropriate  
                         school personnel to ensure that all students are  
                         afforded an opportunity to successfully meet the  
                         requirements for admission to the University of  
                         California (UC) and the California State  
                         University (CSU). 

                    b)             Requires that school personnel employed  
                    by local educational agencies eligible for  
                    supplemental or concentration grant funding under LCFF  
                    receive priority for admission to programs offered by  
                    the California College Readiness Project. 

                    c)             Deletes the sunset and repeal of the  
                    CSMPs. 

          5)   Makes a number of related declarations and findings. 
          
          STAFF COMMENTS
          
          1)   Need for the bill.  According to the author, strategies to  
               increase the number of college graduates requires  
               strengthening of the relationship between the K-12 system  
               and the state's public universities.  This bill attempts to  
               incentivize the two systems to work together to create a  
               pipeline from high school to our four-year university  
               system and ensure that all California high school students,  
               regardless of family income, have access to rigorous  
               coursework, quality counseling services, and exposure to  
               college through partnerships between high schools and  
               higher education institutions.  

               This bill does three things in an effort to achieve the  
               author's goals.  It creates a one-time block grant to  
               provide college readiness funding to K-12 districts, it  








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               requires the UC to establish a College Readiness project to  
               provide strategies for college readiness to K-12 staff and  
               it requires that the UC increase admission of  
               underrepresented students, particularly students from high  
               schools with high proportions of unduplicated pupils.  

          2)   Why is it important?  According to a 2015 report by the  
               Public Policy Institute of California (Will California Run  
               Out of College Graduates?) if current trends continue, by  
               2030, the state will experience a shortage of 1.1 million  
               workers for jobs that require a bachelor's degree.  While  
               the state is expected to experience declines in the share  
               of high school dropouts and increases in the share of  
               college graduates, these improvements will not make up for  
               the large numbers of                       
               highly educated baby boomers retiring from the labor force  
               and even the number of highly educated workers from  
               elsewhere is unlikely to be large enough to bridge this  
               workforce skills gap. 

               The Public Policy Institute of California report finds that  
               the most promising approach to closing the workforce skills  
               gap is to concentrate on improving the educational  
               attainment of California residents. It outlines four key  
               strategies for the state and its colleges and universities  
               to pursue, including increased access, improved college  
               completion rates, expanded transfer pathways from community  
               colleges, and being smart about financial aid programs.   
               The report also indicates that research shows students are  
               much more likely to earn a bachelor's degree if they first  
               enroll in a four-year college, rather than community  
               college-even when accounting for differences in academic  
               preparation. Increasing the share of high school graduates  
               eligible for the University of California (UC) and the  
               California State University (CSU) would be an important  
               step toward increasing the number of college graduates. It  
               would also improve access for students from low-income  
               families and other underrepresented groups. The report  
               concludes that a state plan for higher education should  
               ensure that enough high school graduates are ready for  
               college and enough slots are available for new college  
               students.

               Consistent with the recommendations of the report, this  








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               bill provides resources and tools to K-12 districts to  
               ensure students are prepared for college and conditions  
               budget funding for the UC on the increased admission of  
               California resident undergraduate students, including those  
               from school districts with large populations of low income,  
               English learner, and foster youth students. 

          3)   Related budget activity.  The 2015 Budget Act provided $25  
               million to the UC contingent on increasing California  
               resident enrollment by 5,000 students, holding resident  
               tuition flat in 2015-16 and 2016-17, and redirecting  
               non-resident institutional aid to support resident  
               students. It also provided for an increase in the  
               enrollment of 10,400 additional California residents at the  
               CSU.  

               This bill requires the UC, as a condition of receiving any  
               enrollment funding in the annual Budget Act, to increase  
               the admission of California resident undergraduate students  
               and to significantly increase admission of students from  
               Local Control Funding Formula (LCFF) Plus high schools (as  
               defined) and to provide targeted support and retention  
               services to disadvantaged or underprepared students,  
               including students who graduated from LCFF Plus high  
               schools. 

          K-12 College Readiness Block Grant

          4)   Need for clarification of eligibility and use of funds?   
               This bill provides that a particular focus of the College  
               Readiness Block Grant is on students traditionally  
               underrepresented in higher education, particularly  
               unduplicated pupils as defined under LCFF, and declares the  
               Legislature's intent that funding be allocated to districts  
               and charter schools that enroll these pupils. However, as  
               currently drafted, the bill sets no threshold for  
               determining eligibility or priority for funding,  
               potentially making this funding available to any district  
               or charter school that enrolls any number of unduplicated  
               pupils.  Should the bill be amended to prioritize funding  
               for districts with the highest proportions of unduplicated  
               pupils?  Could/should the bill be amended to require that  
               funds received by districts that have smaller populations  
               of unduplicated students must ensure that funds are  








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               targeted to serve the unduplicated students?

               In addition, current law requires that the Local Control  
               and Accountability Plan (LCAP) include annual goals in each  
               of eight state priority areas, including student  
               achievement, as measured by the share of students who are  
               college and career ready and the share of students  
               completing AP exams with a score of 3 or higher.  This bill  
               currently requires submission of a plan describing the use  
               of these funds and how this aligns with the school  
               district's/charter's LCAP. 

               In order to ensure that these funds are used to enhance,  
               and not subsidize existing efforts,  staff recommends the  
               bill be amended on page 5, line 17 after "spent" to insert,  
               " and shall describe how funds will supplement and not  
               supplant funding for existing programs and services to  
               ensure college readiness."  

          5)   Strengthened requirements? This bill requires that  
               districts and charter schools develop a plan describing how  
               funds will be spent in order to receive funding from the  
               new block grant.  In light of the fact that the objective  
               of the grant is to increase the 4-year college going rates  
               of high school students, the block grant requirements could  
               be strengthened to ensure that students will be provided  
               with an opportunity to complete the A-G requirements  
               necessary for admission. 

               Staff recommends the bill be amended on Page 5 line 15 to  
               require expansion of A-G course offerings as an additional  
               allowable use of the funds and to insert:

               "(g) Expanding the offerings of A-G courses approved by the  
               University of California and establishing or expanding  
               partnerships with other secondary or postsecondary  
               institutions to ensure that all students enrolled in  
               schools identified by the department pursuant to Section  
               33318.8 have access to coursework or other opportunities to  
               satisfy A-G requirements."

               Staff further recommends the bill be amended on Page 5 line  
               21 after the period to insert:









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               "The plan shall also include detailed information on the  
                                                                                       extent to which all pupils within the district or charter  
               school, particularly unduplicated pupils, will have access  
               to A-G courses approved by the University of California."

          UC Admissions

          6)   LCFF Plus schools.  This bill creates a category of high  
               schools, LCFF Plus schools, defined as having 75 percent or  
               greater enrollment of unduplicated pupils, and requires the  
               California Department of Education (CDE) to annually post a  
               list of these high schools on its website.  The bill  
               requires that as a condition of budget funding, the UC  
               significantly increase the admission of students from these  
               high schools. In addition to considering application fee  
               waivers for this group of applicants, the bill requires  
               that UC expand targeted support and retention services for  
               these students.  According to the CDE, in 2013-14, about  
               500 schools throughout California met this definition.  
               These schools had a total enrollment of about 590,000  
               students, with 85 percent of these students representing  
               unduplicated pupil categories.

          7)   Eligibility for UC admission.  According to the University  
               of California (UC), its Comprehensive Review Policy governs  
               the admission and selection of undergraduates at its nine  
               campuses.  Freshmen applications are assessed using  
               multiple measures of achievement (high school course  
               completion, GPA, and standardized test scores) and promise  
               while considering applicants' educational context.   
               Comprehensive review involves consideration of 14 factors,  
               utilized by all campuses, but the specific evaluation  
               process and weight given to each factor differ from campus  
               to campus, and year to year, based on campus-specific goals  
               and needs.

               UC's admission guarantee policy, applicable to all  
               California resident high school graduates, includes  
               Statewide Eligibility (SE), Eligibility in the Local  
               Context (ELC), and Entitled to Review (ETR).   The UC  
               guarantees admission to the system (though not necessarily  
               to the first-choice campus) to all California applicants  
               who are in the top 9 percent of California high school  
               graduates (SE), or in the top 9 percent of their respective  








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               high school class (ELC).  The top 9 percent is determined  
               by a formula based on grade point average (GPA) and  
               standardized test scores. 

               In 2012, the UC implemented a new freshman admissions  
               policy, Entitled to Review (ETR).   Under this policy  
               students are not guaranteed admission, but are guaranteed a  
               comprehensive review of their application if they have  
               completed 11 of 15 required a-g courses with a weighted GPA  
               of at least 3.0 by the end of their junior year.  The  
               intent was to confer the right to a full application review  
               to a broader pool of college-going California students  
               while ending the practice of excluding many high-achieving  
               students solely on the basis of UC's extensive standardized  
               testing requirements. 

          8)   Net effect?  This bill, as a condition of budget act  
               funding, requires each UC campus to increase the admission  
               of California resident undergraduates and to significantly  
               increase the number of admitted students from Local Control  
               Funding Formula (LCFF) Plus high schools.  It makes no  
               changes to the UC's admissions policy or to the eligibility  
               requirements for admission. Rather, it requires that  
               supplemental consideration be given to LCFF Plus students,  
               consistent with UC admissions policy, and that these  
               student applicants be identified as a high-priority group  
               within the Entitled to Review pool.  

               The bill also requires reporting on the number and  
               percentage of LCFF Plus students admitted systemwide and by  
               campus, disaggregated by admission policy, as well as  
               reporting on the support and retention services offered and  
               progress toward 4-year degree completion for admitted LCFF  
               Plus students.  

          9)   AB 540 students?  This bill requires that each UC campus  
               increase the admission of California resident undergraduate  
               students admitted each year as a condition of receiving  
               funding in the annual budget act.  Staff recommends the  
               bill be amended on page 6 line 18 to insert "and  
               undergraduate students meeting the requirements set forth  
               in Section 68130.5" to ensure that these admission  
               increases include AB 540 students. 









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          College Readiness Project

          10)  Participation requirements.  This bill establishes a  
               College Readiness Project within the California Subject  
               Matter Projects (CSMPs) and requires that school personnel  
               employed by local educational agencies (LEAs) that are  
               eligible for supplemental or concentration grant funding  
               under Local Control Funding Formula (LCFF) receive priority  
               for admission to these programs.   Presumably the intent of  
               these provisions is to ensure that less well-resourced  
               schools with large populations of low-income and  
               underrepresented students have the opportunity to secure  
               staff professional development opportunities currently  
               unavailable to them.  However, as currently drafted, the  
               bill sets no threshold for determining eligibility or  
               priority for participation, potentially making this  
               professional development available to any LEA that applies.  
                Should the bill be amended to prioritize admission for  
               school personnel from LEA's with the highest proportions of  
               unduplicated pupils?  

          11)  CSMPs report.  The CSMPs deliver intensive,  
               discipline-based professional development in six content  
               areas authorized by law to teachers and administrators.   
               Current law required a report on the CSMPs, by January  
               2016.  In its December 2015 report, the UC notes that from  
               2011-15, the CSMP serviced 102,412 participants (teachers)  
               from 8,215 K-12 schools with service extending as far north  
               as Del Norte County and as far south as Imperial County,  
               and serving teachers in all 58 California counties.  The  
               top ten cities with the most schools served were Los  
               Angeles, San Diego, Sacramento, San Jose, San Francisco,  
               Oakland, Fresno, Bakersfield, Stockton, and Santa Ana.   
               About 48 percent of the schools served by CSMP were  
               designated as "low-performing," as defined by the State's  
               Academic Performance Index (API of 1-5). 

               This bill creates a new effort, the College Readiness  
               Project, within the CSMPs. A similar report would be  
               helpful in evaluating the effectiveness of the new project.  
               Staff recommends the bill be amended on page 10 lines 11-15  
               to require a report on the CSMPs, by January 1, 2020, and  
               require that it specifically include information on the  
               College Readiness project.








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            SUPPORT
          
          Advancement Project
          Asian Americans Advancing Justice - California 
          Asian Law Alliance 
          California Association of Latino Superintendents and  
          Administrators (CALSA) 
          Campaign for College Opportunity
          Central American Resource Center (CARECEN)
          Clergy and Laity United for Economic Justice (CLUE)
          Community Coalition 
          Council of Mexican Federations
          Courage Campaign 
          Education Trust-West
          Empowering Pacific Islander Communities (EPIC) 
          Garvey School District 
          InnerCity Struggle 
          Khmer Girls in Action 
          Los Angeles Unified School District 
          Los Angeles Urban League 
          Orange County Asian and Pacific Islander Community Alliance  
          (OCAPICA)
          PICO California 
          Policy Link
          Riverside County Superintendent of Schools and the 23 school  
          district superintendents 
               of Riverside County, San Bernardino City Unified School  
          District
          Southeast Asia Resource Action Center (SEARAC)
          The Latino and Latina Roundtable of the San Gabriel Valley and  
          Pomona Valley

            OPPOSITION
           
           None received. 

                                      -- END --