Amended in Senate March 28, 2016

Senate Bill No. 1101

Introduced by Senator Wieckowski

February 17, 2016

An act to add begin delete Sections 11751.1 and 131055.3 to, and to add end delete Part 6.5 (commencing with Section 1179.80) to Division 1 of, the Health and Safety Code, relating to alcohol and drug counselors.

LEGISLATIVE COUNSEL’S DIGEST

SB 1101, as amended, Wieckowski. Alcohol and drug counselors: regulation.

Existing law provides for the registration, certification, and licensure of various healing arts professionals. Existing law provides for various programs to eliminate alcohol and drug abuse, and states the finding of the Legislature that state government has an affirmative role in alleviating problems related to the inappropriate use of alcoholic beverages and other drug use.

This bill, among other things, would prohibit any person from using the title licensed alcohol and drug counselor unless the person had applied for and obtained a license from the State Department of begin delete Public Health, end delete begin insert Health Care Services end insert and would specify the minimum qualifications for a license, including, but not limited to, educational qualifications, being currently credentialed as an advanced alcohol and drug counselor, and having submitted to a criminal background check. The bill would provide that a license for an alcohol and drug counselor would be valid for 2 years unless at any time during that period it is revoked or suspended, that the license would be authorized to be renewed prior to the expiration of the 2-year period, and that a licensee fulfill continuing education requirements prior to renewal. The bill would also require that the license fee for an original alcohol and drug counselor license and the license renewal fee be reasonably related to the department’s actual costs in performing its duties under this part, but to not exceed $200. begin delete The end delete

begin insert This end insert bill would require the department to ensure that the state and federal level criminal history of the applicant is reviewed before issuing a license, and the department would be required, with exceptions, to deny, suspend, delay, or set aside a person’s license if, at the time of the department’s determination, the person has a criminal conviction or pending criminal charge relating to an offense, the circumstances of which substantially relate to actions as a licensed alcohol and drug counselor. begin insert The bill would also require the department to oversee the disciplinary actions of certifying organizations it approves, as provided. end insert

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This bill, effective July 1, 2017, would transfer the administrative and programmatic functions of the State Department of Health Care Services pertaining to alcohol and drug counselor certification and the approval and regulation of certifying organizations to the department. The bill would also require the State Department of Public Health to oversee the disciplinary actions of certifying organizations it approves, as provided.

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Vote: majority. Appropriation: no. Fiscal committee: yes. State-mandated local program: no.

The people of the State of California do enact as follows:

SECTION 1.  

Part 6.5 (commencing with Section 1179.80) is
added to Division 1 of the Health and Safety Code, to read:

 

PART 6.5.  Regulation of Alcohol and Drug
Counseling Professionals

 

Chapter  1. Licensing

 

1179.80.  

(a)  begin delete A end delete begin insert For purposes of this part, “department” means
the State Department of Health Care Services. end insert

begin insert (b) end insert begin insert   end insert begin insert A end insert person shall not use the title of licensed alcohol and drug
counselor unless the person has applied for and obtained a license
from the begin delete State Department of Public Health. end delete begin insert department. end insert

begin delete

(b)

end delete

begin insert (c) end insert  The applicant for an alcohol and drug counselor license shall
meet minimum qualifications that include, but are not limited to,
all of the following:

(1) Has earned a master of arts, master of science, or doctoral
degree in addiction counseling, psychology, social work,
counseling, marriage and family therapy, counseling psychology,
clinical psychology, or other clinically focused major that requires
no less than 21 semester units, or equivalent, of addiction specific
education approved by a certifying organization recognized by the
department, from an institution of higher learning accredited by a
regional accrediting agency, or a board for private postsecondary
education.

(2) Has demonstrated competence by passing a master’s level
exam accepted by a certifying organization approved by the
department.

(3) Is currently credentialed as an advanced alcohol and drug
counselor and in good standing with a certification organization
recognized by the begin delete Department of Health Care Services end delete begin insert department end insert
pursuant to Section 13035 of Title 9 of the California Code of
Regulations, as it read on January 1, 2017, and has no history of
revocation by a certifying organization, licensure board, or
certifying entity.

(4) Has documented to the certifying organization that the
following courses have been completed:

(A) Three semester units, or the equivalent, of
psychopharmacology and physiology of addiction, including any
of the following areas:

(i) Examination of the effects of alcohol and similar legal
psychoactive drugs to the body and behavior.

(ii) Damage to the body and behaviors.

(iii) Damage to the brain, liver, and other organs.

(iv) Tolerance, cross tolerance, and synergistic effects.

(v) Physiological differences between males and females.

(vi) Disease model, including neurobiological signs and
symptoms.

(B) Three semester units, or the equivalent, of clinical evaluation
and psychopathology, including any of the following areas:

(i) Initial interviewing process.

(ii) Biopsychosocial assessment.

(iii) Differential diagnosis.

(iv) Diagnostic summaries.

(v)  begin delete Co-occurring end delete begin insert Cooccurring end insert disorders, referral processes, and
the evaluation of clients using placement criteria, including the
American Society of Addiction Medicine (ASAM) patient
placement criteria or other validated clinical tools, to determine
the most appropriate level of care for the client and eligibility for
admission to a particular alcohol and other drug abuse treatment
program.

(C) Three semester units, or the equivalent, of
counseling/psychotherapy for addiction, including all of the
following areas:

(i) Introduction to counseling.

(ii) Introduction to techniques and approaches.

(iii) Crisis intervention.

(iv) Individual counseling focused on addiction.

(v) Group counseling.

(vi) Family counseling as it pertains to addiction treatment.

(D) Three semester units, or the equivalent, in case management,
including all of the following areas:

(i) Community resources.

(ii) Consultation.

(iii) Documentation.

(iv) HIV-positive resources.

(E) Three semester units, or the equivalent, of client education,
including all of the following areas:

(i) Addiction recovery.

(ii) Psychological client education.

(iii) Biochemical and medical client education.

(iv) Sociocultural client education.

(v) Addiction recovery and psychological family education.

(vi) Biomedical and sociocultural family education.

(vii) Community and professional education.

(F) Three semester units, or the equivalent, of professional
responsibility law and ethics, including all of the following:

(i) Ethical standards, legal aspects, cultural competency,
professional growth, personal growth, dimensions of recovery,
clinical supervision, and consultation.

(ii) Community involvement.

(iii) Operating a private practice.

(G) Three semester units, or the equivalent, of supervised
fieldwork.

(5) Has submitted to a state and federal level criminal offender
record information search as part of a criminal background check
pursuant to Section 1179.84.

1179.81.  

(a) For a period not to exceed one year from the date
of accepting applications for the license, applicants with 12,000
hours experience are not required to meet the requirements of
paragraphs (1), (2), and (4) of subdivision begin delete (b) end delete begin insert (c) end insert of Section
1179.80.

(b) Applicants who do not meet requirements of paragraphs (1),
(2), and (4) of subdivision begin delete (b) end delete begin insert (c) end insert of Section 1179.80 shall sit for
the masters level exam required by paragraph (2) of subdivision
begin delete (b) end delete begin insert (c) end insert of Section 1179.80 before the first renewal period and shall
provide proof of passing the exam to the certifying organization
before one year after the end of the first renewal period.

1179.82.  

(a) A license for an alcohol and drug counselor shall
be valid for two years unless at any time during that period it is
revoked or suspended. The license may be renewed prior to the
expiration of the two-year period.

(b) To qualify to renew the license, a licensee shall have
completed 36 hours of continuing education units approved by the
certification organization during the two-year license renewal
period, which shall include six hours of ethics and law, six hours
of begin delete co-occurring end delete begin insert cooccurring end insert disorder, and three hours of cultural
competency.

(c) The department may revoke the license of a licensed alcohol
and drug counselor who is licensed pursuant to subdivision begin delete (b) end delete begin insert (c) end insert
of Section 1179.80 if either of the following occurs:

(1) The licensee loses his or her credential granted by the
certifying organization.

(2) The licensee has been convicted of a felony charge that is
substantially related to the qualifications, functions, or duties of a
licensed alcohol and drug counselor. A plea of guilty or nolo
contendere to a felony charge shall be deemed a conviction for the
purposes of this paragraph.

1179.83.  

The license fee for an original alcohol and drug
counselor license and the license renewal fee shall be reasonably
related to the begin delete State Department of Public Health’s end delete begin insert department’s end insert
actual costs in performing its duties under this part, but shall not
exceed two hundred dollars ($200).

1179.84.  

(a) Before issuing a license, the begin delete State Department of
Public Health end delete begin insert department end insert shall ensure that the state and federal
level criminal history of the applicant is reviewed.

(b) (1) The department shall deny, suspend, delay, or set aside
a person’s license if, at the time of the department’s determination,
the person has a criminal conviction or criminal charge pending,
relating to an offense, the circumstances of which substantially
relate to actions as a licensed alcohol and drug counselor.
Applicants who have a criminal conviction or pending criminal
charge shall request the appropriate authorities to provide
information about the conviction or charge directly to the
department in sufficient specificity to enable the department to
make a determination as to whether the conviction or charge is
substantially related to actions as a licensed alcohol and drug
counselor.

(2) However, after a hearing or review of documentation
demonstrating that the applicant meets the specified criteria for a
waiver, the department may waive this subdivision if it finds any
of the following:

(A) For waiver of a felony conviction, more than five years
have elapsed since the date of the conviction. At the time of the
application, the applicant shall not be incarcerated, on work release,
on probation, on parole, or serving any part of a suspended sentence
and shall be in substantial compliance with all court orders
pertaining to fines, restitution, and community service.

(B) For waiver of a misdemeanor conviction or violation, at the
time of the application, the applicant shall not be incarcerated, on
work release, on probation, on parole, or serving any part of a
suspended sentence and shall be in substantial compliance with
all court orders pertaining to fines, restitution, and community
service.

(C) The applicant is capable of practicing licensed alcohol and
drug treatment services in a competent and professional manner.

(D) The granting of the waiver will not endanger the public
health, safety, or welfare.

(E) The applicant has not been convicted of a felony sexual
offense.

 

Chapter  2. Powers and Duties of the Department

 

begin delete

1179.85.  

It is the intent of the Legislature that the administrative
and programmatic functions of the State Department of Health
Care Services pertaining to alcohol and drug counselor certification
and the approval and regulation of certifying organizations be
transferred, pursuant to Section 131055.3, to the State Department
of Public Health effective July 1, 2017.

end delete

1179.86.  

The begin delete State Department of Public Health end delete begin insert department end insert
shall oversee the disciplinary actions of certifying organizations
it approves by performing the following duties:

(a) Require that certifying organizations maintain national
accreditation by the Institute for Credentialing Excellence, or
another accrediting agency should the institute no longer perform
this function to the department’s satisfaction.

(b) Adopt a uniform code of conduct, uniform disciplinary
guidelines, and consumer complaint procedures for alcohol and
drug counselors.

(c) Withdraw approval and certifying authority of a certifying
organization that does not uphold any disciplinary action rendered
by the department.

(d) Coordinate complaint investigations with certifying
organizations in a manner that objectively collects information
pertinent to making decisions for the protection of the public.

(e) Require that certifying organizations provide updated
information for all certified and registered alcohol and drug
counselors each quarter and information specific to individual
counselors and registrants upon demand.

 

Chapter  3. Construction of Part

 

1179.87.  

(a) This part shall not be construed to constrict, limit,
or prohibit state licensed or certified facilities or programs, county
contracted alcohol and drug treatment facilities or programs, or
driving-under-the-influence programs from employing or
contracting with alcohol and drug counselors certified by a
certifying organization accredited and state approved under Chapter
8 (commencing with Section 13000) of Division 4 of Title 9 of
the California Code of Regulations as it read on January 1, 2017.

(b) This part shall not be construed to constrict, limit, or prohibit
state licensed or certified facilities or programs, county contracted
alcohol and drug treatment facilities or programs, or
driving-under-the-influence programs from employing or
contracting with licensed advanced alcohol and drug counselors
(LAADCs) or advanced alcohol and drug counselor interns
(AADCIs) when stipulating that licensed professionals be
employed or contracted with.

(c) This part shall not be construed to mandate the use of
LAADCs or AADCIs in state licensed or certified facilities or
programs, county operated or contracted alcohol and drug treatment
programs or facilities, or driving-under-the-influence programs.

begin delete

SEC. 2.  

Section 11751.1 is added to the Health and Safety
Code, to read:

11751.1.  

Effective July 1, 2017, the State Department of Public
Health shall succeed to and be vested with all the duties, powers,
purposes, functions, responsibilities, and jurisdiction of the State
Department of Health Care Services, pursuant to Section 131055.3,
as they relate to the certification of alcohol and drug counselors
and the approval and regulation of certifying organizations.

SEC. 3.  

Section 131055.3 is added to the Health and Safety
Code, to read:

131055.3.  

(a) Effective July 1, 2017, the State Department of
Public Health shall succeed to and be vested with all the duties,
powers, purposes, functions, responsibilities, and jurisdiction of
the State Department of Health Care Services as they relate to the
certification of alcohol and drug counselors and the approval and
regulation of certifying organizations.

(b) Notwithstanding any other law, any reference in statute,
regulation, or contract to the State Department of Health Care
Services shall be construed to refer to the State Department of
Public Health when it relates to the transfer of duties, powers,
purposes, functions, responsibilities, and jurisdiction made pursuant
to this section.

(c) All fees collected, unexpended balances of appropriations,
and other funds available for use by the State Department of Health
Care Services in connection with any function or the administration
of any law transferred to the State Department of Public Health
pursuant to the act that added this section shall be available for
use by the State Department of Public Health for the purpose for
which the fees were collected, the appropriation was originally
made, or the funds were originally available.

(d)  No contract, lease, license, or any other agreement to which
the State Department of Health Care Services is a party shall be
made void or voidable by reason of this section, but shall continue
in full force and effect with the State Department of Public Health
assuming all of the rights, obligations, and duties of the State
Department of Health Care Services with respect to the transfer
of duties, powers, purposes, functions, responsibilities, and
jurisdiction made pursuant to this section.

(e) All books, documents, forms, records, data systems, and
property of the State Department of Health Care Services with
respect to the transfer of duties, powers, purposes, functions,
responsibilities, and jurisdiction made pursuant to this section shall
be transferred to the State Department of Public Health.

(f) (1) Positions filled by appointment by the Governor in the
State Department of Health Care Services whose principal
assignment was to perform functions transferred pursuant to this
section shall be transferred to the State Department of Public
Health.

(2) All employees serving in state civil service, other than
temporary employees, who are engaged in the performance of
functions transferred pursuant to this section, are transferred to the
State Department of Public Health pursuant to the provisions of
Section 19050.9 of the Government Code. The status, positions,
and rights of those persons shall not be affected by their transfer
and shall continue to be retained by them pursuant to the State
Civil Service Act (Part 2 (commencing with Section 18500) of
Division 5 of Title 2 of the Government Code), except as to
positions the duties of which are vested in a position exempt from
civil service. The personnel records of all employees transferred
pursuant to this section shall be transferred to the State Department
of Public Health.

(g) Any regulation, order, or other action adopted, prescribed,
taken, or performed by an agency or officer in the administration
of a program or the performance of a duty, power, purpose,
function, or responsibility related to the certification of alcohol
and drug counselors and the approval and regulation of certifying
organizations in effect prior to July 1, 2017, shall remain in effect
unless or until amended, readopted, or repealed, or until they expire
by their own terms, and shall be deemed to be a regulation or action
of the agency to which or officer to whom the program, duty,
power, purpose, function, responsibility, or jurisdiction is assigned
pursuant to this section.

(h) No suit, action, or other proceeding lawfully commenced
by or against any agency or other officer of the state, in relation
to the administration of any program or the discharge of any duty,
power, purpose, function, or responsibility transferred pursuant to
this section, shall abate by reason of the transfer of the program,
duty, power, purpose, function, or responsibility under this section.

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