BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON HEALTH
                          Senator Ed Hernandez, O.D., Chair

          BILL NO:                    SB 1189             
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          |AUTHOR:        |Pan and Jackson                                |
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          |VERSION:       |As Proposed to be Amended                      |
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          |HEARING DATE:  |April 20, 2016 |               |               |
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          |CONSULTANT:    |Melanie Moreno                                 |
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           SUBJECT  :  Postmortem examinations or autopsies:  forensic  
          pathologists

         SUMMARY  :1.  Requires a forensic autopsy to be considered the practice of  
          medicine and to only be conducted by a licensed physician who  
          has expertise in forensic pathology or has been trained as a  
          forensic pathologist. Requires all persons in the autopsy suite  
          to have current bloodborne pathogen training and personal  
          protective equipment in accordance with existing law for health  
          and safety purposes. Prohibits, if an individual dies due to the  
          involvement of law enforcement activity, law enforcement  
          personnel directly involved with the care and custody of that  
          individual from being involved with any portion of the  
          postmortem examination nor allowed inside the autopsy suite  
          during the performance of the autopsy.

          Existing law:
          1)Requires a county coroner to inquire into and determine the  
            circumstances, manner, and cause of certain deaths. Requires a  
            county coroner, under certain circumstances, to perform, or  
            cause to be performed, an autopsy on a decedent. 

          2)Imposes certain requirements on a coroner conducting a  
            postmortem examination or autopsy on conducted at the  
            discretion of a coroner, medical examiner, or other agency  
            upon an unidentified body or human remains.

          3)Permits a county Board of Supervisors to consolidate the  
            duties of certain county offices in one or more of specified  
            combinations, including, but not limited to, sheriff and  
            coroner, district attorney and coroner, and public  
            administrator and coroner. Permits a county Board of  
            Supervisors to abolish the office of coroner and provide  







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            instead for the office of medical examiner (ME), as specified,  
            and requires the ME to be a licensed physician and surgeon  
            duly qualified as a specialist in pathology.

          4)Makes it a crime for any person to practice or attempt to  
            practice, or to advertise or hold himself or herself out as  
            practicing, any system or mode of treating the sick or  
            afflicted in this state, or to diagnose, treat, operate for,  
            or prescribe for any ailment, blemish, deformity, disease,  
            disfigurement, disorder, injury, or other physical or mental  
            condition of any person, without having at the time of so  
            doing a valid, unrevoked, or unsuspended license as a  
            physician or without being authorized to perform the act  
            pursuant to a certificate, punishable by a fine up to $10,000,  
            by imprisonment, or by both the fine and either imprisonment.
          
          This bill:
          1)Requires a forensic autopsy to be considered the practice of  
            medicine and to only be conducted by a licensed physician who  
            has expertise in forensic pathology or has been trained as a  
            forensic pathologist.  

          2)Defines a forensic autopsy as a medical examination of a body  
            of a decedent to generate medical evidence for which the cause  
            of death is determined.

          3)Defines a postmortem examination as the external examination  
            of the body where no cause of death is determined.

          4)Requires all persons in the autopsy suite to have current  
            bloodborne pathogen training and personal protective equipment  
            in accordance with existing law for health and safety  
            purposes.

          5)Permits police and other law enforcement personnel who have  
            completed training described in 4) above to be allowed into  
            the autopsy suite at the discretion of the forensic  
            pathologist.  

          6)Prohibits, if an individual dies due to the involvement of law  
            enforcement activity, law enforcement personnel directly  
            involved with the care and custody of that individual from  
            being involved with any portion of the postmortem examination  
            nor allowed inside the autopsy suite during the performance of  
            the autopsy.








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          7)Requires police reports, crime scene or other information,  
            videos, or laboratory tests that are in the possession of law  
            enforcement and are related to a death that is incident to law  
            enforcement activity to be made available to the forensic  
            pathologist prior to the completion of the investigation of  
            the death.

          8)Makes conforming changes to other portions of the Government  
            Code that references autopsies.

          9)Prohibits this bill from being construed to limit the practice  
            of an autopsy for educational or research purposes.

           FISCAL  
          EFFECT  :  This bill has not been analyzed by a fiscal committee.
           
          COMMENTS  :
          1)Author's statement.  According to the author, autopsy reports  
            are valuable documents that should be accurate and unbiased. A  
            medically trained physician or surgeon, particularly one  
            trained in forensic pathology, is best equipped to determine  
            the cause of death and provide an accurate report. Clarifying  
            that a medically trained professional should be the one who  
            conducts the autopsy also leaves out ambiguities in current  
            law. Equally important is the safety of the coroners and  
            others in the autopsy room. By requiring all personnel to wear  
            protective gear and to get proper training in blood borne  
            pathogens, health risks and contamination of the results are  
            significantly reduced. SB 1189 ensures that coroners are  
            protected and able to conduct precise autopsy reports. 
          
          2)Sheriff-coroner vs. coroner/ME.  Fifty of California's 58  
            counties have sheriff-coroner offices, which means that the  
            two offices are consolidated and the sheriff also serves as  
            the coroner.  The other eight counties (Calaveras, Inyo, Los  
            Angeles, Sacramento, San Diego, San Francisco, San Mateo, and  
            Ventura) have a coroner or ME that is separate from the  
            sheriff.  Counties that do not have a separate ME or coroner  
            either contract with another local agency for sheriff-related  
            cases (for example, Marin has an interagency agreement with  
            Napa to perform that county's autopsies), contract with a  
            private independent pathologist, or employ a physician that is  
            not a fulltime pathologist, but does this work on a  
            case-by-case basis.  Nothing in statute requires a coroner's  








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            autopsy to be performed by a physician, but most (if not all)  
            counties follow National Association of Medical Examiners  
            (NAME) standards, which call for physicians to conduct  
            autopsies.   In those counties that have abolished the  
            coroner's office and instead provide for a ME (San Francisco,  
            San Diego, Ventura, and Los Angeles), the ME has the same  
            powers and duties of a coroner, but the ME is required to be a  
            physician.

          3)Ventura County ME investigation.  In May 2015, Ventura County  
            relieved their medical examiner of three years of his duties  
            after it had come to light that in some cases, he was not  
            actually performing postmortem exams, but his signature still  
            appeared on death certificates.  According to a special report  
            published in December 2015 by the Ventura County Star, records  
            show 17 postmortem exams were performed during the ME's  
            two-week vacation in May. A part-time contract pathologist was  
            listed as the pathologist on 13 of the death certificates and  
            the ME's name was on four. Those four died, received  
            postmortem exams, and their bodies were released for burial or  
            cremation before the ME returned from his vacation, but their  
            death certificates show that he certified cause of death for  
            three of the men. Emails exchanged between the ME and his  
            staff show that he directed an assistant without a medical  
            license to perform procedures on the men's bodies. For two  
            men, he instructed staff by email to cut open their abdomens  
            to take samples from internal organs.  A whistleblower  
            initiated a complaint to the DA's office, which commenced an  
            investigation.  The DA's investigation revealed that  
            non-physician staff at the ME's office had performed these  
            functions at least one other time as far back as 2013.  The  
            investigation also revealed that the ME had been contracting  
            out his services while working for Ventura County to a private  
            company that provides pathology and autopsy services, as well  
            as Santa Barbara and Monterey counties.  The conclusion of the  
            DA's report states that the investigation "?exposed the need  
            for legislation to clarify whether the performance of an  
            autopsy is included in the "practice of medicine."  
            Clarification is also necessary to define the terms "autopsy"  
            and "partial autopsy" and to clearly define the qualifications  
            and training required for forensic examiners who conduct such  
            procedures. The legislature must reconcile existing law that  
            allows non-physicians to serve as coroners."

          4)Performance of autopsies.  California statute does not define  








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            the term "autopsy," but a 1970 opinion of the California  
            Attorney General states that an autopsy is "a form of  
            postmortem examination in which a dead body is examined and at  
            least partially dissected for the purpose of ascertaining the  
            cause of death, the nature and extent of lesions of disease,  
            or any other abnormalities present."  This meaning seems to  
            align with other definitions of the term, however there is  
            dispute in the field regarding what specific actions  
            constitute an autopsy and regarding the dividing line between  
            collecting samples and performing an autopsy.  The Ventura  
            County report consulted with San Bernardino's Chief Medical  
            Examiner (Frank Sheridan, MD) to provide an expert opinion as  
            to the practice of pathology, the definition of "autopsy" and  
            the "practice of medicine." Dr. Sheridan opined that the  
            following actions do not constitute the practice of medicine  
            and need not be performed by a licensed physician: extracting  
            vitreous fluid from the decedent's eye, extracting blood from  
            vessels, extracting urine from the bladder with a needle, and  
            making an incision in the quadriceps muscle to collect a  
            sample of tissue. Dr. Sheridan also stated there was no  
            consensus within the field of pathology that the  
            aforementioned procedures, which could be accomplished without  
            opening any internal cavities, would constitute performance of  
            an autopsy. He indicated these types of procedures could be  
            performed by a pathologists' assistant without a physician  
            present. 

            Dr. Sheridan opined that an autopsy occurs when an internal  
            cavity is opened and organs are examined and/or samples taken  
            for the purpose of determining the cause or manner of death.  
            He considers such actions to be the practice of medicine. He  
            feels there is consensus within the field of pathology on  
            these points. However, he is not aware of any law that  
            specifically requires such actions be performed by a licensed  
            physician, nor is he aware of any law that specifically  
            prohibits a pathologists' assistant from cutting into the body  
            and obtaining samples without a physician present. Dr.  
            Sheridan based his opinions in large part on the NAME  
            standards. However, he acknowledged that there is debate  
            within the field of forensic pathology as to whether these  
            standards should be considered best practices guidelines or  
            requirements that must be followed. He stated that  
            pathologists in smaller counties, with smaller budgets, do not  
            believe they can comply with NAME standards because of the  
            costs involved in doing so.








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          5)Practice of medicine.  The practice of medicine is defined  
            differently by states in their respective practice acts, but  
            all the definitions are quite broad. They give physicians  
            great latitude in the therapies they provide, but they also  
            leave some uncertainty as to what actually constitutes  
            practicing medicine.  California law is more broad than most  
            states, stating "?any person who practices or attempts to  
            practice, or who advertises or holds himself or herself out as  
            practicing, any system or mode of treating the sick or  
            afflicted in this state, or who diagnoses, treats, operates  
            for, or prescribes for any ailment, blemish, deformity,  
            disease, disfigurement, disorder, injury, or other physical or  
            mental condition of any person?"
            
            With regard to autopsies, although forensic technicians,  
            laboratory assistants and other personnel may assist with  
            minor procedures, according NAME standards, only a forensic  
            pathologist or physician can determine the cause of death.  
            NAME standards require that a forensic autopsy must be  
            conducted by a licensed physician who is a forensic  
            pathologist, or by a physician who is a forensic  
            pathologist-in-training. Some procedures may be accomplished  
            by a trained technician, they can only be done in the physical  
            presence of a licensed pathologist. According to NAME  
            standards, the performance of an autopsy is the practice of  
            medicine.  While physician organizations may argue that it's  
            the practice of medicine, California law is explicitly  
            contradictory in this sense, as it allows a sheriff-coroner to  
            conduct autopsies.
            
          6)Support.  The Union of American Physicians and Dentists write  
            that elected officials lack the medical expertise necessary to  
            perform a postmortem examination to the same degree as a  
            forensic pathologist, and this bill seeks to add further  
            legitimacy and authority to death investigations in coroner  
            cases.  NAME writes that determining the cause and manner of  
            death should be performed by a medical professional with the  
            expertise to make those medical diagnoses. NAME furthers  
            states that MEs and forensic pathologists and deaths in  
            custody or associated with law enforcement personnel are some  
            of the most highly contentious deaths and can generate a  
            tremendous amount of public interest, and all affected parties  
            must be able to trust that the professionals investigating  
            these deaths are free of undue influence from the law  








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            enforcement personnel who may have been involved in that  
            individual's death. Consumer Attorneys of California writes  
            that it is a conflict of interest to allow the law enforcement  
            personnel, a potential defendant in a civil or criminal  
            action, to be allowed inside the autopsy room during the  
            performance of an autopsy.
            
          7)Opposition.  The California State Sheriffs' Association (CSSA)  
            writes that limiting law enforcement access to an autopsy  
            suite causes significant issues especially because many  
            autopsies are conducted because the death is potentially the  
            result of a criminal act. CSSA states that in such a case, the  
            body being examined is, and/or contains, evidence and the  
            presence of law enforcement is crucial to maintain care and  
            custody of that evidence.  CSSA contends that while a  
            physician generally determines the cause of death, the manner  
            of death is a determination often made by the coroner in  
            concert with other individuals, including the pathologist, and  
            the coroner's role in making this determination should not be  
            removed. 

           SUPPORT AND OPPOSITION  :
          Support:  Union of American Physicians and Dentists (sponsor)
                    Consumer Attorneys of California
                    National Association of Medical Examiners
                    Three individuals
          
          Oppose:   California Hospital Association (oppose unless  
                    amended)
                    California State Sheriffs' Association
          
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