BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON APPROPRIATIONS
                             Senator Ricardo Lara, Chair
                            2015 - 2016  Regular  Session

          SB 1220 (McGuire) - Child welfare services:  case plans:   
          behavioral health services
          
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          |Version: April 6, 2016          |Policy Vote: HUMAN S. 5 - 0     |
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          |Urgency: No                     |Mandate: Yes                    |
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          |Hearing Date: May 2, 2016       |Consultant: Jolie Onodera       |
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          This bill meets the criteria for referral to the Suspense File.


          Bill  
          Summary:  SB 1220 would require a county social worker to  
          complete the following activities with regard to a child's case  
          plan:
                 Include a summary or copy of the treatment plan  
               developed for a child who has been assessed as needing  
               behavioral health services. 
                 Redact information that is otherwise confidential  
               regarding the child's condition or treatment in order to  
               include the treatment plan as part of the case plan.
                 Indicate in the case plan if a treatment plan has not  
               been finalized, and update the plan at the next regular  
               hearing after the treatment plan has been finalized.
                 Attach the treatment plan to a request to authorize the  
               administration of psychotropic medication submitted to the  
               court, as specified.


          Fiscal  







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          Impact:  
            Additional social worker activities  :  Potential increase in  
            social worker time for case management activities, potentially  
            in the range of $340,000 to $675,000 (General Fund*) annually  
            to read through the treatment plans and redact confidential  
            information. These activities could be required more than once  
            annually, as the guidelines require review and re-assessment  
            of the treatment plans to ensure they remain current and  
            appropriate based on the child's progress. No significant  
            workload impact is estimated to attach the treatment plan to  
            the psychotropic medication authorization to the court.
            *Proposition 30 (2012)  :  Exempts the State from mandate  
            reimbursement for realigned responsibilities for "public  
            safety services" including the provision of child welfare  
            services, however, legislation enacted after September 30,  
            2012, that has an overall effect of increasing the costs  
            already borne by a local agency for public safety services  
            apply to local agencies only to the extent that the State  
            provides annual funding for the cost increase. The provisions  
            of Proposition 30 have not been interpreted through the formal  
            court process to date, however, to the extent the local agency  
            costs resulting from this measure are determined to be  
            applicable under the provisions of Proposition 30, could  
            result in additional costs to the State.  


          Background:  Existing law requires a county social worker to create a case  
          plan for foster youth within a specified timeframe after the  
          child is introduced into the foster care system. Existing law  
          requires the case plan to be developed considering the  
          recommendations of the child and family team according to  
          specified requirements, including, among others, a requirement  
          that the child be involved in developing the case plan as age  
          and developmentally appropriate.
          The California Guidelines for the Use of Psychotropic Medication  
          with Children and Youth in Foster Care (2015), jointly released  
          by the Department of Social Services and the Department of  
          Health Care Services provide a statement of best practices for  
          the treatment of children and youth in out of home care, some of  
          who may require the administration of psychotropic medications.  
          The Guidelines outline expectations regarding the development  
          and monitoring of treatment plans, the principles for emotional  
          and behavioral health care, psychosocial services, and  
          non-pharmacological treatments, and the principles governing  








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          medication safety. 


          According to the Guidelines, "Children who have emotional,  
          cognitive, and/or behavioral dysregulation require a variety of  
          interventions to alleviate their symptoms and to promote optimal  
          psychosocial functioning and development. If the child or youth  
          meets Katie A. class or sub-class criteria, then the treatment  
          plan is a product of the Child and Family Team (CFT)?Treatment  
          plan elements include identified socio-emotional and behavioral  
          concerns, immediate and longer term treatment goals, and  
          interventions that are realistic for the child and family?the  
          treatment plan should be reviewed and re-assessed by the  
          treatment team, child, family, and supportive collaterals as  
          needed or as indicated by Katie A. status to ensure it remains  
          current and appropriate based on the child and family's progress  
          in services." 


          The Guidelines identify the components to be included in a best  
          practice treatment plan, as follows:
                 The child's diagnosis and a conceptualization of the  
               child's emotional, cognitive, and/or behavioral  
               dysregulation based on the child's history of abuse,  
               neglect, and/or removal from the home.
                 The child's baseline strengths and needs.
                 Target symptoms: stated in practical and everyday  
               language as agreed to by the child, family, and their  
               support network or CFT.
                 Client-driven short and long term treatment goals:  
               stated in ways that can be observed and measured on a  
               regular basis by specified means.
                 Treatment interventions: evidence-supported treatments,  
               additional psychosocial interventions such as substance  
               abuse prevention or treatment, case management, informal  
               mental health services, educational or behavioral services,  
               and/or extra-curricular and recreational activities. All  
               identified treatments and interventions should have start  
               dates. Psychotropic medications (if part of the Treatment  
               Plan) also should include a re-assessment date. If  
               medications are utilized, the dosage and medication  
               monitoring schedule must be specified.
                 Treatment and intervention periodic review and  
               reassessment: formal treatments, e.g. evidence-supported  








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               psychotherapeutic treatments as well as psychotropic  
               medications, are periodically reviewed by the child,  
               family, and CFT as indicated.
                 Updated medication treatment plans must be communicated  
               as an attachment to the JV220, as well as shared with the  
               child/youth, family caregiver, and child welfare social  
               worker and/or probation officer for distribution to all  
               necessary parties in accordance with HIPAA.

          This bill seeks to ensure each child's case plan includes the  
          necessary, updated information from a child's treatment plan to  
          ensure compliance by all parties involved with the child's care  
          consistent with the best practices outlined in the Guidelines.


          Proposed Law:  
            This bill would require a county social worker to complete the  
          following activities with regard to a foster youth's case plan:
                 Requires that a case plan for a child who has been  
               assessed as needing behavioral health services shall  
               include a summary or copy of the treatment plan developed  
               for the child. 
                 Requires that if the treatment plan has not been  
               finalized, the case plan must indicate that fact and shall  
               be updated at the next regular court hearing after the  
               treatment plan has been finalized. 
                 Requires that information that is otherwise confidential  
               regarding the child's condition or treatment be redacted in  
               order to include the treatment plan as a part of the case  
               plan. 
                 Requires the summary or copy of the treatment plan to be  
               provided to the social worker by the child's physician or  
               county clinician, and that the social worker shall attach  
               the treatment plan to a request to authorize the  
               administration of psychotropic medication submitted to the  
               court, as specified. 


          Prior  
          Legislation:  SB 238 (Mitchell) Chapter 534/2015 requires  
          additional training on psychotropic medications for foster care  
          providers, and requires the DSS to provide a monthly report to  
          each county placing agency with information about each child for  
          whom one or more psychotropic medications have been paid for  








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          under Medi-Cal.


          Staff  
          Comments:  By increasing the tasks county social workers must  
          perform, this bill could potentially result in additional  
          ongoing state costs. It is estimated there will be an increase  
          in administrative time associated with the following duties of  
          social workers:
             Coordinating with the child's treating provider in order to  
             obtain a treatment plan.
             Updating the child's case plan to reflect whether or not the  
             treatment plan has been included or finalized. 
             Follow up with the child's treating provider to obtain a  
             treatment plan should it not be available at initial  
             completion of the child's case plan.
             Reading through the treatment plan and redacting any  
             confidential information from the treatment plan that should  
             not be included as part of the case plan.

          No significant workload increase is estimated for social workers  
          to attach the treatment plan to the JV220. 


          To the extent the required social worker activities would add an  
          additional 30 minutes of social worker time per update per child  
          for an estimated 9,300 case plans, additional costs could range  
          from $340,000 to $675,000 per year, based on the social worker  
          hourly cost of $72.60. To the extent the number of case plans to  
          review is larger or smaller in any one year, or to the extent  
          the time required to coordinate with the child's provider, read  
          through treatment plans, and redact confidential information is  
          greater or less than 30 minutes per update, costs would be  
          affected accordingly. 


          Proposition 30, passed by the voters in November 2012, among  
          other provisions, eliminated any potential mandate funding  
          liability for any new program or higher level of service  
          provided by counties related to realigned programs. Although the  
          provisions increasing social worker activities are a mandate on  
          local agencies, any increased costs would not be subject to  
          reimbursement by the state. Rather, Proposition 30 specifies  
          that for legislation enacted after September 30, 2012, that has  








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          an overall effect of increasing the costs already borne by a  
          local agency for realigned programs such as child welfare  
          services, the provisions shall apply to local agencies only to  
          the extent that the state provides annual funding for the cost  
          increase.




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