BILL ANALYSIS                                                                                                                                                                                                    




SENATE RULES COMMITTEE                            AB 988
Office of Senate Floor Analyses
1020 N Street, Suite 524
(916) 445-6614         Fax: (916) 327-4478
                                                              
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                       THIRD READING
                                                              
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Bill No:  AB 988
Author:   Hawkins (R)
Amended:  7/1/96 in Senate
Vote:     21
                                                              
                                                             
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 SENATE CRIMINAL PROCEDURE COMMITTEE:  4-2, 6/11/96
AYES:  Johnson, Kopp, Polanco, Boatwright
NOES:  Watson, Marks

 SENATE FLOOR:  32-3, 6/24/96
AYES:  Ayala, Beverly, Boatwright, Calderon, Costa, Craven,  
  Dills, Hayden, Hughes, Hurtt, Johannessen, Johnson,  
  Johnston, Kelley, Killea, Kopp, Leonard, Leslie, Lewis,  
  Lockyer, Maddy, Mello, Monteith, Mountjoy, O'Connell,  
  Petris, Polanco, Rogers, Russell, Solis, Thompson, Wright
NOES:  Marks, Peace, Watson
NOT VOTING:  Alquist, Greene, Haynes, Rosenthal, Sher

 ASSEMBLY FLOOR:  53-18, 1/29/96 - See last page for vote
                                                              
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SUBJECT:    Criminal procedure

 SOURCE:     California District Attorneys Association
                                                              
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DIGEST:    This bill provides that a person who is ordered  
to testify after objecting because  the testimony may be  
self-incriminating be prosecuted so long as the testimony  
is not used against the person in the criminal case.
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                                                      AB 988
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 Senate Floor Amendments of 6/27/96 delete language  
repealing Section 1324.1 of the Penal Code.

 ANALYSIS:    Existing law provides that to the extent that  
a privilege exists under the Constitution of the United  
States or the State of California, a person has a privilege  
to refuse to disclose a matter that may tend to incriminate  
them.  (Evidence Code section 940)

Under existing law, in any felony proceeding, or in any  
investigation before a grand jury for a felony offense, if  
a person is asked to answer a question or produce evidence  
that would tend to incriminate he/she, that person cannot  
generally be compelled to testify in court absent a  
complete grant of immunity from prosecution for any act  
regarding which he/she was required to testify  
(transactional immunity).  (Penal Code section 1324)

This bill instead adopts a modified federal approach  
whereby a witness who is so compelled can be prosecuted for  
acts regarding which he or she was required to testify,  
provided that the prosecution may not use the witness'  
testimony or any information directly or indirectly derived  
from such testimony against the witness in the criminal  
prosecution (use immunity).  Federal law does not  
statutorily provide for transactional immunity.

This bill provides that the district attorney, or any other  
prosecuting agency, may request an order granting either  
use immunity or transactional immunity for a witness  
compelled to give testimony or produce evidence.

The purpose of this section of the bill is to allow a  
narrower immunity to be granted to a witness who is  
compelled to testify so that the person may be prosecuted  
where there is independent evidence of a crime.

 FISCAL EFFECT:   Appropriation:  No   Fiscal Com.:  No    
Local:  No

 SUPPORT:   (Verified  6/27/96)

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                                                      AB 988
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California District Attorneys Association (source)
California Attorney General's Office
Los Angeles County Municipal Court Judges Association

 OPPOSITION:    (Verified  6/27/96)

California Attorneys for Criminal Justice
American Civil Liberties Union

 ARGUMENTS IN SUPPORT:    According to the author's office,  
this provision will permit prosecutors in California to  
have the same options that are available for federal  
prosecutors:

In California, the prosecution is limited to obtaining  
transactional immunity (complete immunity) for witnesses  
who are compelled to testify by court order.  This means  
that no lesser version of immunity is an option, even  
though, in some cases it would be in the public's best  
interest to offer use immunity (limited immunity) in an  
individual case rather than to give blanket immunity to a  
witness for any criminal offense implicated by the  
testimony he or she gives.

However, the federal court system and many states permit  
prosecutors to obtain either transactional immunity or use  
immunity for witnesses who must be compelled to testify.   
Transactional immunity provides hostile witnesses with an  
overbroad protection against similar prosecution.  I  
believe that California law should be amended to adopt the  
federal immunity standard so that, if the prosecution can  
prove independent of the compelled testimony, that the  
witness committed a crime related to his/her testimony the  
prosecution shall not be precluded from bringing charges  
against the witness pertaining to the crime.

 ARGUMENTS IN OPPOSITION:    While not a violation of the  
Constitution, opponents assert that there are disadvantages  
to use immunity.  There is a risk that use immunity will  
result in the diminution of the 5th Amendment right to be  
free from self incrimination.

Additionally, opponents state that prosecutors or other law  
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                                                      AB 988
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enforcement officials may obtain leads, names of witnesses,  
or other information otherwise unavailable that will be  
used to later prosecute the witness.

Opponents argue that a witness who suspected that his  
compelled testimony was used to develop a lead would be  
hard pressed to defend himself since the prosecutor alone  
was in the position to trace the chains of information and  
investigation that lead to the evidence in a criminal  
prosecution. 

 ASSEMBLY FLOOR:
AYES:  Ackerman, Aguiar, Alby, Alpert, Baca, Baldwin,  
  Battin, Baugh, Boland, Bordonaro, Bowen, Bowler, Brewer,  
  Brulte, Caldera, Cannella, Conroy, Cortese, Cunneen,  
  Davis, Firestone, Frusetta, Goldsmith, Granlund, Harvey,  
  Hauser, Hawkins, Hoge, House, Kaloogian, Katz, Knight,  
  Knowles, Knox, Kuykendall, Machado, Margett, McPherson,  
  Miller, Morrissey, Morrow, W. Murray, Olberg, Poochigian,  
  Rainey, Richter, Rogan, Setencich, Takasugi, Thompson,  
  Weggeland, Woods, Pringle
NOES:  Archie-Hudson, Bates, Brown, Burton, Campbell,  
  Ducheny, Friedman, Hannigan, Isenberg, Kuehl, Lee,  
  Martinez, Mazzoni, McDonald, Napolitano, Sher, Speier,  
  Villaraigosa
NOT VOTING:  Bustamante, Escutia, Figueroa, Gallegos, K.  
Murray, Sweeney, Tucker, Vasconcellos
 
RJG:lm  7/1/96  Senate Floor Analyses
              SUPPORT/OPPOSITION:  SEE ABOVE
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