BILL ANALYSIS 1 SENATE COMMITTEE ON ENERGY, UTILITIES AND COMMUNICATIONS STEVE PEACE, CHAIRMAN S SB 1025 - Peace Hearing Date: March 28, 1995B AS PROPOSED TO BE AMENDED IN COMMITTEE 1 0 2 5 DESCRIPTION This bill, as proposed to be amended by the author, allows Californiaos investor-owned water utilities to use the proceeds from the sale of onon-used and usefulo property to upgrade its infrastructure, plant, facilities and properties for a period of five years, after which all proceeds are returned to ratepayers. BACKGROUND There are approximately 250 investor-owned, Public Utilities Commission (Commission ) regulated water utilities providing service throughout California. These water companies provide service to approximately 20% of the stateos population. Because of their small size relative to traditional investor owned utilities, obtaining financing for infrastructure improvements has been historically difficult. Often the improvements are mandated by state and federal laws regarding water purity and health concerns. The capital outlay demands on water companies have escalated in recent years. State and federal safe drinking water laws require increased water treatment (requiring improvements to existing treatment facilities). As these facilities are upgraded with the advent of new technologies and in compliance with legislative mandates, outdated facilities are removed from service. As a result, utility property which was once oused and usefulo becomes obsolete. Obsolete facilities are no longer allowed to be used in the determination of a utilityos rate of return on investment, yet the allocation between the shareholders and the ratepayers for the proceeds from a sale of these properties has not yet be definitively determined. The Public Utilities Commission (PUC), which is charged with the regulation of the water companies, has issued several decisions in the area of ogain on saleo (the disposition of the proceeds) from a sale of non used and useful property. In some instances, the PUC has allowed a water company to allow the gains to revert to shareholders. In other instances, the Commission has required the company to flow all of part of the gains to ratepayers often in the form of lower rates. This bill attempts to create a uniform standard that would accrue all gains on the sale of property back to the owners for the specified use of improvements in infrastructure and then after a period of five years, accrual to shareholders and owners of the company. COMMENTS This legislation establishes a standard for the allocation of gains on sale for water companies: return of funds to the infrastructure, plant, facilities and properties of the water company for a period of five years. Subsequently all proceeds are returned to ratepayers. The PUC has generally allocated gain from the sale of utility property on a case-by-case basis. The Commission believes this bill would remove Commission flexibility to decide allocation of proceeds from gain on sale in individual cases. The authoros amendments remove Section 790. POSITIONS *These positions were submitted prior to the authoros amendments Support: California Water Association California Water Service Company Oppose: California Public Utilities Commission Roderick A. Campbell SB 1025 Analysis Hearing Date: March 28, 1995