BILL ANALYSIS SENATE RULES COMMITTEE Office of Senate Floor Analyses 1020 N Street, Suite 524 (916) 445-6614 Fax: (916) 327-4478 . UNFINISHED BUSINESS . Bill No: SB 1025 Author: Peace (D) Amended: 7/6/95 Vote: 21 . SENATE ENERGY, U. & C. COMMITTEE: 5-0, 3/28/95 AYES: Alquist, Hughes, Kelley, Mountjoy, Peace NOT VOTING: Hayden, Leonard, Rosenthal, Russell SENATE APPROPRIATIONS COMMITTEE: Senate Rule 28.8 SENATE FLOOR: 34-0, 5/4/95 AYES: Alquist, Ayala, Beverly, Boatwright, Calderon, Campbell, Costa, Craven, Dills, Haynes, Hughes, Hurtt, Johnston, Kelley, Killea, Kopp, Leonard, Leslie, Lewis, Lockyer, Maddy, Marks, Mello, Monteith, Mountjoy, O'Connell, Peace, Petris, Rogers, Russell, Solis, Thompson, Watson, Wright NOT VOTING: Greene, Hayden, Johannessen, Polanco, Rosenthal ASSEMBLY FLOOR: 70-0, 7/17/95 (Passed on Consent) . SUBJECT: Public utilities: water corporations SOURCE: Author . DIGEST: This bill allows Californiaos investor-owned water utilities to use the proceeds, and the interest thereon, from the sale of onon-used and usefulo property to CONTINUED SB 1025 Page 2 upgrade its infrastructure, plant, facilities and properties. Assembly Amendments (1) Add provisions to require the water corporations to return to the ratepayers not only net proceeds not invested, but also interest earned and not invested. (2) Change from 10 years to eight years the period during which proceeds can be used for capital investment before being returned to ratepayers. ANALYSIS: There are approximately 250 investor-owned, Public Utilities Commission (PUC) regulated water utilities providing service throughout California. These water companies provide service to approximately 20% of the stateos population. Because of their small size relative to traditional investor owned utilities, obtaining financing for infrastructure improvements has been historically difficult. Often the improvements are mandated by state and federal laws regarding water purity and health concerns. The capital outlay demands on water companies have escalated in recent years. State and federal safe drinking water laws require increased water treatment (requiring improvements to existing treatment facilities). As these facilities are upgraded with the advent of new technologies and in compliance with legislative mandates, outdated facilities are removed from service. As a result, utility property which was once oused and usefulo becomes obsolete. Obsolete facilities are no longer allowed to be used in the determination of a utilityos rate of return on investment, yet the allocation between the shareholders and the ratepayers for the proceeds from a sale of these properties has not yet been definitively determined. The PUC, which is charged with the regulation of the water companies, has issued several decisions in the area of ogain on saleo (the disposition of the proceeds) from a sale of non used and useful property. In some instances, the PUC has allowed a water company to allow the gains to revert to shareholders. In other instances, the PUC has required the company to flow all or part of the gains to ratepayers often in the form of lower rates. CONTINUED SB 1025 Page 3 This bill attempts to create a uniform standard that would accrue all gains, including interest, on the sale of property back to the owners for the specified use of improvements in infrastructure and then after a period of eight years, the proceeds, including accrued interest, will be allocated to ratepayers. FISCAL EFFECT: Appropriation: No Fiscal Com.: Yes Local: Yes The Department of Finance estimates minor and absorbable costs to the Utilities Reimbursement Account for the PUC to consider reinvestments for infrastructure improvements. Unknown, probably minor, costs to local government for enforcement; crimes and infractions disclaimer. The PUC anticipates no net effect on ratepayers. SUPPORT: (Verified 7/17/95) California Water Association California Water Service Company Dominguez Services Corporation San Gabriel Valley Water Association California-American Water Company ARGUMENTS IN SUPPORT: Proponents argue the intent of the bill is to create a uniform standard for all water utilities, resulting in predictability in business practices and regulatory policies. They note the escalating capital outlay demands on water companies. NC:sl 7/17/95 Senate Floor Analyses SUPPORT/OPPOSITION: SEE ABOVE **** END **** CONTINUED