BILL ANALYSIS                                                                                                                                                                                                    



                SENATE HEALTH AND HUMAN SERVICES
                       COMMITTEE ANALYSIS
              Senator Diane E. Watson, Chairperson


BILL NO:       AB 1542                                     A
AUTHOR:        Thompson, Maddy, Ducheny, Ashburn           B
AMENDED:       August 04, 1997 in Senate
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  SUBJECT OF BILL  :   Community Care Facilities

  Subject of Amendments  :   Welfare Reform; Senate Floor Amendments  
Committee Analysis

Amendments are:   Technical / Substantive /  Re-write Bill  / New  
Bill

Were these amendments discussed in committee?   No
If yes, were they defeated?   N/A

Likely opposition to amendments?   Unknown
If yes, from whom?   

  Purpose of Amendments:    Welfare Reform

  ANALYSIS  : 

  Federal Law Implementation
  The federal welfare reform bill, PL 104-193, made numerous  
changes to social and health services including placing federal  
AFDC (now TANF) and federal child care funding into two separate  
block grants, increasing the flexibility of states to revise  
TANF and child care programs, and increasing the percentage of  
the AFDC caseload that must be employed or in a  
federally-approved work activity (the percentages are called  
work participation rates).  In addition, the federal bill  
imposed a 60-month, cumulative lifetime limit on the receipt of  
federal TANF benefits by adult recipients, but allowed states to  
exempt 20% of the caseload from this limit.  The federal bill  
also requires certain recipients to be engaged in a work  
activity after 24 cumulative months on aid.  TANF increases the  
flexibility of states to revise AFDC program administration,  
including eligibility requirements and other provisions.







The proposed amendments to AB 1542 include a number of  
provisions to implement the new federal TANF law.  California's  
revised AFDC and GAIN programs would be renamed "California Work  
Opportunity and Responsibility to Kids" or "CalWORKs".

CHILD CARE
The current system of federal and state child care subsidies for  
low-income parents in California is administratively complex and  
involves over one dozen subsidized child care programs with  
varying eligibility standards.  The Department of Social  
Services administers GAIN, Non-GAIN Education and Training  
(NET), Transitional Child Care (TCC), and a child care disregard  
program.  The Department of Education administers the bulk of  
federal and state child care subsidies, mostly through contracts  
with centers or Alternative Payment(AP) programs.  AP programs  
contract with the Department of Education and provide vouchers  
for child care which allow parents to choose center-based care,  
family day care, or license exempt providers.  HR 3734, the  
federal welfare reform bill, consolidated various federal child  
care funding streams into one Child Care and Development Block  
Grant, and specified that a minimum of 70% of the federal block  
grant funds be used for families attempting to work their way  
off welfare or at-risk of welfare.

Amendments
These amendments would revise existing child care subsidy  
programs.  The amendments repeal the At-Risk and Transitional  
Child Care programs and incorporate these programs into a  
revised "three stage" child care system for families in  
CalWORKs.  The amendments would also provide a capped  
entitlement for recipient families in Stage I which is  
administered by county welfare departments and lasts up to six  
months.  The amendments would provide a capped entitlement for  
Stage II, which is administered by Alternative Payment Programs  
under contract with the State Department of Education (SDE).   
Stage II child care would serve parents on aid while in job  
training, work activities, and transitioning off of aid and for  
two years once they are off aid.  Stage III would incorporate  
recipient families into the existing child care system for the  
working poor, now administered by SDE.  Stage III includes  
programs administered by local SDE contractors, including family  
day care networks, subsidized child care centers, and  
alternative payment programs.  These amendments also would: 

  standardize rates, application forms, and parent fees across  
  all child care programs;
  establish a standardized eligibility criteria for all  
  programs of 75 percent of the state median income;
  establish reimbursement rates for all programs at 1.5  






  standard deviations above the mean rate in the local market  
  area;
  provide that reimbursement for care be made directly to child  
  care providers ( rather than be paid to recipients and then  
  paid to providers).
  coordinate part-day child care programs with nearby child  
  care services to provide full day child care.

These amendments revise local planning council membership and  
responsibility to:

  involve county board of supervisors and the state  
  superintendent of education in determining where new child  
  care funds will be used locally, based on needs assessments;
  design a system to consolidate local child care waiting lists  
  across programs;

The amendments direct the Department of Education to increase  
parent education and awareness; direct county welfare  
departments and alternative payment programs to encourage all  
providers who are licensed or license exempt to secure training  
and education in basic child development; and authorize the  
Department of Education to fund model recreation and literacy  
programs that employ CalWORKs recipients, which are run by  
collaborations with schools.  Funding would be renewable upon a  
favorable evaluation.

The amendments establish a loan guaranty program and direct loan  
program for child care facilities in the State Treasury, for  
sole proprietorships, partnerships, proprietary and non-profit  
corporations, and local public agencies, with priority for loans  
to be given to loans or loan guarantees for the purchase,  
development, construction, expansion, or improvement (as  
specified) of licensed child care and development facilities  
serving families with incomes below 75% of the median income.  

The amendments prohibit a loan guarantee from exceeding 80% of  
the principal amount of a guaranteed loan and a direct loan from  
exceeding 50% of the amount for purchase, development,  
construction, expansion or improvement of eligible facilities,  
and prohibit the amount of outstanding loan guarantees from  
exceeding four times the amount in the fund.  

The amendments require the Department of Education to provide  
program priorities after consultation with specified parties,  
which are to include geographic priorities (with a 30% rural  
set-aside), age priorities, income priorities to benefit  
families transitioning from assistance to work, and program  
priorities based on the state program needs.  These priorities  






are to govern the ranking of applications for the loan  
guarantees and direct loan program to be administered by the  
Department of Housing and Community Development.  The amendments  
revise definition of "cost" in the Child Care and Development  
Services Act in order to enable subsidized child care programs  
to utilize the loans.

The amendments require agencies operating direct service  
programs and resource and referral programs to provide at least  
four referrals, at least one of which is a provider over which  
the agency has no fiscal or operational control, and information  
on a family's ability to choose a license exempt provider.

COMMUNITY COLLEGES AND CALWORKS
1.Matriculation/Counseling Services:  This bill authorizes, but  
  does not require, community colleges to provide counseling and  
  matriculation services for CalWORKs students enrolled in  
  noncredit courses, subject to the appropriation of funds. 

2.Curriculum redesign:  This bill, subject to the appropriation  
  of funds, directs community colleges to develop and re-design  
  course offerings, in collaboration with local employers and  
  industry groups, in order to prepare CalWORKs participants for  
  jobs in demand in the labor market.

3.Noncredit course reimbursement:  As prescribed in existing  
  state funding formulas,  community colleges are reimbursed by  
  the state with different rates for credit and noncredit  
  courses.  This bill authorizes community colleges to receive  
  additional funding for offering noncredit course instruction  
  for CalWORKs students when the cost of these courses exceeds  
  the average cost of noncredit instruction.

JOB CREATION
Background:  Currently, AFDC caseloads total approximately  
800,000 statewide; based on estimates of the number of cases  
that will leave aid or meet exemption criteria, California will  
need to place between 350,000 and 500,000 parents into jobs or  
work-related activities within the next few years.  Given  
accepted estimates of expected job creation rates, this is  
likely to present a challenge to many counties.




This bill contains several job creation provisions:

1.EDD Council:  Requires EDD to convene an advisory council of  
  retired and former CEOs of major corporations to provide  






  assistance to EDD in recruiting employers to hire CalWORKs  
  recipients.  Also, requires EDD to consult with community and  
  civic leaders in efforts designed to encourage businesses to  
  hire welfare recipients and requires EDD to establish a  
  clearinghouse to assist businesses in hiring recipients.

2.Job Creation Investment Fund:  The bill creates in the State  
  Treasury a "Job Creation Investment Fund" administered by the  
  Trade and Commerce Agency, to fund local job creation  
  activities for employment of CalWORKs recipients.  Funds would  
  be allocated to counties submitting strategic job creation  
  plans based on the number of adult recipients on aid and job  
  growth in the county, with each county receiving a minimum of  
  $50,000.  After initial disbursement of 25% of the county's  
  allocation, additional disbursement would occur as specific  
  requirements are met.  Plans would be required to include  
  consideration of local labor market needs.

3.Regional Collaboration Pilots:  The bill authorizes five  
  Regional Collaborative pilot projects, under which state  
  agencies, county welfare departments, community colleges,  
  local school districts, other agencies providing job training,  
  and private sector business and labor representatives would  
  develop more effective delivery systems for job training  
  services and set performance goals.  Up to $5 million in  
  existing state or federal funds could be redirected for this  
  purpose. 

ELECTRONIC BENEFIT TRANSFERS (EBT)
Electronic Benefits Transfer (EBT) is the transfer of cash aid  
for food stamps electronically to a recipient's bank account;  
the recipient can access the fund through a magnetic card  
(similar to an ATM card).  These amendments create an Electronic  
Benefits Transfer Advisory Committee to advise SDSS on requests  
for proposals for the implementation of an EBT system for  
distribution of food stamps and, at county option, other  
benefits. These amendments would require the state to certify,  
as eligible to contract with counties, one or more EBT  
processors by July 1, 1998.  Though a deadline for  
implementation of EBT on a statewide system is not imposed, each  
processor must be capable of implementing 9 months after  
contracting with a county.  Recipients could be charged a fee  
for making more than 4 cash withdrawals in a month.

CALIFORNIA ASSET AND SAVINGS ACT
These amendments authorize individuals, if federal funds become  
available, to set up Individual Development Accounts (IDAs)  
using their own earnings or other funds available from non-state  
sources.  The IDAs could be used only for:  payments for tuition  






for education; purchasing a residence; capitalizing a business;  
or for "qualified" job training expenses.

TRANSPORTATION
These amendments require coordination between county welfare  
departments and local transit providers to ensure funds are used  
efficiently for the benefit of the welfare recipients.  Where  
public transit services are unavailable, the amendments  
establish a priority for enhancement of transportation services  
for welfare-to-work purposes, including transportation  
alternatives such as vouchers, van pools, etc.

EMPLOYMENT TRAINING PANEL
This bill directs the Employment Training Panel to allocate $20  
million annually (from the Employment Training Fund) to support  
training programs for workers who are current or recent  
recipients under the CalWORKs Program (AFDC).  The amendments  
specify that funds may also be used, under prescribed  
circumstances, to provide services to other former recipients  
under CalWORKs who are currently employed.

JOB TRAINING PARTNERSHIP ACT (JTPA)
Current law authorizes the Employment Development Department  
(EDD) to administer the JTPA program, a federally funded job  
training program for the economically disadvantaged.   
Approximately 43% of the funds annually available to JTPA are  
used to serve welfare recipients.  The proposed amendments  
express Legislative intent that:  CalWORKs recipients shall  
continue to be served with JTPA funds; and the Governor request  
a waiver from U.S. Department of Labor restrictions that prevent  
provision of certain job training services (including  
stand-alone job search and work experience) during the year  
after placement in a job.  

CALWORKS (AFDC) ELIGIBILITY ISSUES 
Monthly Income Reporting:  Under current law, recipients make  
monthly reports of earnings and other information to county  
welfare departments.  The proposed amendments would establish  
pilot projects to test the cost-effectiveness of eliminating the  
monthly reporting of income, unless the amount increases or  
decreases more than $75 or there is a change in household  
composition.  The purpose of the pilot is to reduce unnecessary  
paperwork by county employees, whose time is intended to be  
redirected to assisting recipients to become employed.

Truancy:  Under current law, recipients must enroll schoolage  
children in school.  This bill requires that all students on aid  
for whom school is compulsory must attend school; applicants and  
recipients would be required to provide documentation of  






attendance.  Counties would determine when the documentation is  
to be required, define "regularly attending", and define good  
cause for not attending.  The penalty for not meeting attendance  
requirements would be loss of aid for all adults in the  
assistance unit, if the child is less than age 16, and loss of  
the child's portion of aid, if the child is over age 16.

Immunizations:  This bill would impose an additional condition  
of eligibility by requiring new applicants for CalWORKs to show  
proof of immunization for all preschool children within 30 days  
of determination of eligibility for Medi-Cal benefits.  For  
applicants already eligible for Medi-Cal, proof would have to be  
provided within 45 days.  For current recipients, proof of  
immunization would have to be provided within 45 days of their  
next eligibility redetermination.  The county can allow a 30-day  
extension for good cause.  The penalty for not providing  
documentation is loss of aid to all parents or caretaker  
relatives in the assistance unit.  The county would be required  
to provide notice of the required immunizations and information  
on services available through Medi-Cal.

Lump Sum Diversion:  Current law does not permit counties to  
offer a lump sum cash payment to families facing a financial  
crises in order to prevent the need for the family to become  
recipients of AFDC.  This bill authorizes counties to provide  
certain applicants with aid as a lump sum payment (cash or  
noncash) in order to assist a family through a short term  
financial crisis and avoid reliance on the regular cash  
assistance program.  If the family returns to aid within the  
amount of time corresponding to the lump sum payment amount, the  
recipient could choose to pay back the funds through reduced  
grants (the rate of recoupment to be determined by the county)  
or to have the equivalent months applied against the family's  
5-year time limit.

Resources and Automobiles:  Current law limits the value of the  
resources a recipient of AFDC, Food Stamps or other programs can  
have and still meet eligibility criteria; the limits vary by  
program.  For example, the current limits for automobiles are  
$1,500 for applicants for AFDC, $4,500 for recipients of AFDC  
and $4,650 for recipients of Food Stamps.  This bill would  
simplify eligibility determinations somewhat by allowing  
recipients and applicants for aid to use Food Stamp program  
criteria for determining countable assets and valuing personal  
property, including automobiles.

Unemployed Parent (2-Parent Families):  Current state law limits  
the eligibility of two-parent families applying for aid to that  
required by previous federal law.  This bill expands eligibility  






somewhat by allowing applicant parents to be eligible if they  
have not been employed more than 100 hours in the previous 4  
weeks and also meet other eligibility criteria contained in the  
federal law in effect prior to the passage of the federal  
welfare bill.

Transfer of Assets:  This bill contains a new requirement that  
if a recipient transfers any income, asset or resource at less  
than fair market value, the household could be ineligible for  
aid for a period of time.  The period of time would be based on  
the difference between the market value and the actual amount  
received. 

Medi-Cal Categorical Eligibility:  Under current law, AFDC  
recipients are categorically eligible for Medi-Cal.  This bill  
provides that, pursuant to federal law, recipients of CalWORKs  
shall be extended eligibility for Medi-Cal. 

Fleeing felons:  This bill adds a new prohibition of eligibility  
for persons fleeing to avoid prosecution for a felony crime or  
who are violating a condition of parole in any state.

TIME LIMITS
Current law:  Under current law, recipients who have been on aid  
for 22 out of 24 months and who have had an opportunity to  
complete GAIN, must work 100 hours per month in a community  
service job;  failure to comply results in a grant cut.   
However, as this provision has been in effect for a limited  
period of time and, as only approximately 20% of recipients have  
had an opportunity to participate in GAIN, the time limit has  
applied to few individuals.  

Proposed time limits:
1)Prior-to-60-month time limit:
    For new applicant parents or caretaker relatives, the time  
     limit would be 18 months after the county implements  
     CalWORKs, unless the county certifies there is no job  
     available for the recipient and the recipient participates  
     in community service  .  Also, the county can extend the  
     limit by 6 months if it determines it is likely to lead to  
     employment or that employment is not available locally.
    For current recipient parents or caretaker relatives, the  
     time limit is 24 months after the county implements  
     CalWORKs unless the county certifies there is no job  
     available for the recipient and the recipient participates  
     in community service.  
   If a county determines there is no job currently available  
     for a recipient meeting a time limit, the county must offer  
     the recipient a community service job.  A county must  






     determine that a job is not available if a recipient or  
     applicant has taken "all steps to apply for appropriate  
     positions"  and has not refused a job offer without good  
     cause.  In addition, if a recipient is employed, but for  
     less than the required minimum hours per week, and the  
     county determines there is no job available to increase the  
     hours, he or she would remain eligible for aid and  
     participate in community service for the remaining hours.
   If a recipient has reached these time limits and leaves aid  
     for at least one month, and returns, the county shall  
     determine if he or she shall receive welfare to work  
     training services or be placed community service  
     employment.  

1)60-month time limit:
   Parents and caretaker relatives are not eligible for aid  
     after receiving aid for a cumulative 60-months.  Families  
     reaching the 60-month cumulative limit may receive a safety  
     net benefit (see description below).  At county option,  
     additional welfare-to-work services may be provided, in  
     which case the recipient would be required to participate  
     in community service. 

EXEMPTIONS FROM TIME LIMITS
Exemptions from the 18 and 24 month time limits include months  
in which:
 the recipient is exempt from certain work requirements, e.g.,  
  due to advanced age, disability or caretaking responsibilities  
  or  months when participating in Cal-Learn or another teen  
  parent program;
 the child support received exceeds the cash aid paid to the  
  family.

Exemptions from the 60-month time limit include cases where the  
parents or caretaker relatives:
 are 60 years of age or older;
 are receiving disability benefits and the disability  
  significantly impairs ability to work;
 are a non-parent caretaker relative who has primary  
  responsibility for providing care for a child who is either a  
  dependent or ward of the court or at risk of placement in  
  foster care and the county determines that the caretaking  
  responsibilities impair the recipient's ability to be  
  regularly employed;
 are caring for a disabled or ill family member and the  
  caretaking prevents regular employment;
 are incapable of maintaining employment, as determined by the  
  county based on assessment and a history of full participation  
  and cooperation with work requirements.







COMMUNITY SERVICE EMPLOYMENT
The proposed amendments would require counties to provide  
community service employment to individuals who reach an 18  
month or 24 month time limit and for whom the county determines  
there is no job actually available. The community service would  
be performed in the public or private nonprofit sector.   
Community service positions would be required to provide  
participants with job skills and not displace current workers as  
provided in the anti-displacement provisions. 

SAFETY NET
The proposed amendments provide for a grant for the children of  
a recipient who has been on aid for longer than 60 months.  The  
"safety net" grant could not exceed the grant amount for the  
children in the household.  (It is unclear what the safety net  
grant for children would be if a parent reaches an 18-month or  
24-month time limit, the county determines there is a job  
actually available for the individual, but the recipient is not  
employed.)

CALWORKS
Maintenance of Effort:  The new federal law requires states to  
meet specified "maintenance of effort" or expenditures levels of  
state funds for CalWORKs eligible households.  The proposed  
amendments require the State Department of Social Services to  
establish for California the state and county components of the  
maintenance of effort.

County Plans:  Current law requires counties to prepare, and  
submit to the state for approval, plans for a variety of  
programs, such as the GAIN program.  The proposed amendments  
delete a number of plan requirements in current law and,  
instead, require each county to develop a general "CalWORKs"  
plan, in collaboration with appropriate public and private  
agencies, to describe how the county will deliver a full range  
of welfare-to-work services to aid recipients.  The plan, to be  
submitted to the Department of Social Services (DSS) would  
address employment services and necessary supportive services,  
including child care, transportation, and mental health and  
substance abuse treatment.  These amendments require that DSS  
must only certify whether the county plan is in compliance with  
state and federal law. 

County Allocations:  These amendments consolidate GAIN and  
CalWORKs-related county administration into a single "block  
grant" allocation.  The amendments establish a county  
maintenance-of-effort level in welfare-to-work programs and  
eligibility administration (including food stamps) equal to the  






1996-97 actual spending level.  The amendments would correct  
historical funding inequities among counties in GAIN funding by  
establishing an equity funding formula.

Performance Outcome Monitoring:  The proposed amendments require  
counties to participate in program monitoring by collecting and  
reporting data in order to meet federal reporting requirements  
and measure statewide and locally-identified outcomes.  The  
amendments also require DSS to establish a Research and  
Monitoring Advisory Committee.

County Pilot Projects:  This bill authorizes the Director to  
approve 3-year county pilot projects to test alternative ways of  
delivering CalWORKs services; pilots requiring additional  
funding would be subject to Legislative approval.  No limit is  
imposed on the number of county pilots.  However, counties could  
not waive certain provisions of CalWORKs including:  eligibility  
and grant levels (unless expanded), dispute resolution,  
sanctions, penalties, confidentiality, child support,  
contracting, collective bargaining, civil service procedures,  
fair labor standards and provisions to prevent the displacement  
of current workers.  Also, pilots cannot offer only job search  
and work experience and must provide some supportive services  
such as child care, transportation, mental health and substance  
abuse treatment.

In addition, the amendments authorize, but do not require,  
certain pilot projects to be implemented:

1.Truancy (San Diego and SARB models):  One model could be the  
  provision of case management services to CalWORKs recipients  
  only; failure to attend school would be sanctioned with loss  
  of the portion of the grant for one person (approximately 39%  
  reduction for a 2-person household, and a 19% reduction for a  
  3-person household).  Another model could be to operate a  
  program to enforce truancy laws for all students (not just  
  CalWORKs recipients), funding truancy coordinators to assist  
                                                                 local School Attendance Review Boards (SARBs) to resolve  
  truancy problems (and to seek prosecution through the district  
  attorney, where necessary).  

2.Microenterprise Training:  The proposed amendments authorize  
  up to 6 pilot projects to test the cost effectiveness of  
  providing training to qualified CalWORKs participants in  
  becoming economically self sufficient through self-employment.

3.Child Support Assurance:  The proposed amendments authorize  
  the director to approve child support assurance pilots in up  
  to three counties.  One pilot must conform to the model  






  specified in these amendments.  These amendments limit  
  eligibility to CalWORKs-eligible participants.  Child support  
  assurance is a welfare avoidance program under which  
  recipients who have both earnings and a child support order  
  choose to receive a monthly "assured" payment from the county,  
  rather than regular cash aid.  When combined with the parent's  
  earnings, the child support assurance payment is intended to  
  allow the family to avoid reliance on the regular cash  
  assistance program.

4.Jobs Plus:  The proposed amendments would authorize SDSS to  
  approve a waiver of changes in earned income calculations for  
  participants in an ongoing federal demonstration program  
  operating in Los Angeles County, called Jobs-Plus.

GRANT DISREGARDS
This bill makes significant changes to the AFDC grant:

1.Continued Suspension of COLA and 4.9% Grant Reduction Sunset:   
  Current law provides that a 4.9% grant cut enacted in 1995  
  shall sunset on October 31, 1997.  Current law also provides  
  that the suspension of the statutory cost-of-living adjustment  
  (COLA) for the AFDC program shall sunset on November 1, 1997.   
  The proposed amendments suspend for one more year, through  
  October 31, 1998, both the elimination of the grant reduction  
  and the cost-of-living adjustment.  

2.Child Support Disregard:  Under previous federal law, up to  
  the first $50 of child support received in a month on behalf  
  of children on AFDC was "disregarded" and paid to the  
  household without a commensurate grant reduction.  This bill  
  continues the disregard at $50.

3.Earned/Unearned Income Disregards:  Current state law contains  
  a complex calculation for determining the amount of income a  
  parent or caretaker relative on aid who has earnings can  
  "disregard", such that the earnings are not counted against  
  the grant payment.  The disregard is intended to provide an  
  incentive for recipients to obtain employment by allowing the  
  retention of a portion of earnings.  The current formula  
  allows a recipient to disregard a $90 work expense allowance,  
  the first $30 of earnings, and then disregard 33% of earnings  
  over that $120.  In addition, earnings up to the difference  
  between a "standard-of-need" and the maximum aid payment  
  allowed, are disregarded 100%.

Under these amendments, families would be able to disregard the  
  first $225 of income and half of the remaining earnings before  
  grants would be reduced.  (For applicants, the $90 work  






  expense disregard and the need standard gap would be  
  continued; the $30 and 1/3 income disregard would not apply,  
  as in current law.)  In addition, an existing $30 per quarter  
  disregard of nonrecurring gifts would be eliminated.  A  
  typical family of 3 with a parent working part time at minimum  
  wage would have $87 per month less income under these  
  amendments; if the parent works full time, the loss would be  
  approximately $6 per month.  In addition, these amendments  
  count certain types of disability income such as SSI and state  
  disability benefits, toward the $225.   

4.Overpayment Recoveries:  The proposed amendments simplify  
  overpayment recoveries and remove existing enhanced penalties  
  on working families, by calculating collections as a straight  
  percentage of the maximum aid payment to the household.  The  
  percentages would be a 5% per month reduction when the  
  overpayment is due to county error or 10% when the overpayment  
  is caused by client error.

5.Self-employment income:  Current law permits AFDC recipients  
  to become self employed and to participate in self-employment  
  training under the GAIN program; but due to numerous  
  restrictions in current law, this employment option is not  
  often used.  These amendments would revise the method by which  
  counties calculate self-employment net income:  recipients  
  could choose to disregard 40% of gross self-employment  
  earnings or actual verified expenses, to the extent allowed  
  under existing Food Stamp rules. 

6.Vouchers if sanctioned--These amendments require that, if a  
  parent or caretaker relative has been subject to a sanction  
  for over 3 months, the county must issue vouchers or vendor  
  payments for at least rent and utilities, until the parent is  
  no longer sanctioned.  
  
  WELFARE-TO-WORK SERVICES
Background:  The current GAIN program requires recipients to  
participate in one or more of a range of activities intended to  
lead to employment.  The proposed amendments make significant  
changes to the GAIN program and rename the program  
"welfare-to-work" services.  The most significant change is that  
almost all adult recipients would be required to participate in  
welfare-to-work services continuously while on aid.  Also, the  
amendments would require that recipients meet more stringent  
time lines for completing education and training than under the  
existing GAIN program and also would require that recipients  
participate more hours each week.

Sequence of Work Activities--The proposed amendments delineate  






the sequence of work activities required of adult aid recipients  
to include:

1.Job Search:  Job search would be for 4 weeks and may be  
  extended for an unspecified length of time if the county  
  determines it would lead to employment.  In addition, if the  
  training or work activity specified in a participant's  
  employment plan is not immediately available, he or she shall  
  receive job search services.

2.Assessment:  After job search, if employment is not found, the  
  recipient would be required to participate in an assessment of  
  skills and abilities, as specified, and sign a "plan"  
  developed with the county that specifies the work-related  
  activities to which the recipient shall be assigned and the  
  supportive services which will be provided, including child  
  care, transportation, ancillary services, personal counseling,  
  etc.

3.Work Activities:  Under these amendments, allowable work  
  activities included; but are not limited to:  unsubsidized and  
  subsidized private sector work, subsidized public sector work,  
  paid and unpaid work experience (unpaid generally is limited  
  to 12 months), on-the-job training, grant-based on-the-job  
  training; supported work or transitional employment, work  
  study, self employment, community service, job search and  
  readiness, vocational education and training (including adult  
  education and community colleges), education directly related  
  to employment, high school for those without a diploma or GED  
  and treatment services related to mental health, substance  
  abuse, and domestic violence.  However, education, even toward  
  a high school diploma, must be "needed to become employed."   
  In addition, a county must limit assignment to the above  
  activities to the number or percent of recipients allowed by  
  federal law.  

4.Community Service Employment:  When a recipient reaches a time  
  limit and has not found a job he or she may be eligible to  
  participate in a community service job until reaching a  
  cumulative 60 months on aid.

MENTAL HEALTH AND SUBSTANCE ABUSE TREATMENT
1.The proposed amendments require that, in most cases,  
  recipients in need of mental health or substance abuse  
  treatment obtain treatment as part of their required work  
  activity.  Welfare-to-work case managers would refer  
  recipients to the county mental health department or county  
  alcohol and drug program for diagnosis, treatment and case  
  management.  The recipient's work contract, which specifies  






  required work activities, could include treatment requirements  
  as part of work activities.  Recipients who fail to  
  participate in work and treatment activities without good  
  cause would be sanctioned by removing the adult from the  
  household when calculating the grant (a reduction of  
  approximately 19% for a three-person household.)

2.Funding:  The amendments state legislative intent to fund  
  mental health treatment services and authorize, but do not  
  require, that funds be appropriated for mental health and  
  substance abuse treatment for CalWORKs participants.  Counties  
  could move the funds as needed between the two services and  
  roll over funds to the next fiscal year.

CAL LEARN EXTENSION
Existing law requires that teen parents must attend school  
through age 18 to earn a high school diploma or GED; bonus  
payments and grant reductions are applied depending on whether  
the teen makes adequate progress in school.  The proposed  
amendments extend Cal-Learn to teen parents aged 19, if they  
lack a high school diploma or GED.

HOURS OF WORK ACTIVITIES REQUIRED
Single parents:  The proposed amendments would require that all  
single parent recipients participate in a work activity at  
least: 
           20 hours per week beginning January, 1998;
           26 hours per week beginning July 1, 1998;
           32 hours per week beginning July 1, 1999;
For their entire time on aid, a parent must be participating at  
least at the federal "hours per week" minimums; a county also  
could require a parent to work up to 32 hours per week.

Two-parent families:  The proposed amendments would require that  
one parent in a two-parent family must participant in a work  
activity at least 35 hours per week. 

EXEMPTIONS FROM WORK REQUIREMENTS
The proposed amendments would exempt parents or caretaker  
relatives from work requirements for months in which the parent  
or caretaker relative is:
 Disabled, with medical verification and is seeking appropriate  
  medical treatment;
 Of advanced age;
 A non-parent caretaker relative who has primary responsibility  
  for providing care for a child who is a dependent or ward of  
  the court,  at risk of placement in foster care, and the  
  county determines that caretaking responsibilities are beyond  
  those considered normal day to day parenting responsibilities  






  such that they impair the caretaker relative's ability to be  
  regularly employed;
 An individual who cares for an ill or disabled family member,  
  and whose caretaking responsibilities prevent employment;
 A single parent or other relative with primary responsibility  
  for personally providing care to a child six months of age or  
  under, unless the county determines on a case-by-case basis  
  that this period may be reduced to the first twelve weeks  
  after the birth or adoption of the child, or increased to 12  
  months after the birth.  Recipients receiving the exemption  
  for the first child are exempt for twelve weeks on the birth  
  or adoption of subsequent children, unless counties choose to  
  extend the exemption for subsequent children to six months.   
  Counties may take the availability of child care, local labor  
  market conditions, and other factors into account when making  
  the determination of the period of time these parents are  
  exempted;
 A pregnant woman with medical verification that the pregnancy  
  prevents work activities or county determines training not  
  appropriate; 
 A victims of domestic violence, if participation places family  
  at-risk;
 A second parent in a two-parent family, when one parent is  
  participating;
 A parent or caretaker relative who lacks necessary supportive  
  services;
 A parent or caretaker relative who lacks child care for a  
  child age 10 or younger.
The exemption would terminate when the condition changes and  
would be reviewed at least every 6 months.

GOOD CAUSE
Current law specifies circumstances that constitute good cause  
for non-participation in work activities and for not accepting a  
job offer.  These amendments narrow the good cause allowed to  
include positions or placements in which:
 there is discrimination on the basis of race, age, sex, etc.,  
  or the offer exceeds the daily or weekly hours customary to  
  the occupation;
 more than a two hour commute required in addition to time  
  necessary to accompany children to daycare or school, or  
  requires more than a two mile walk;
 the working conditions violate health and safety standards, or  
  do not provide workers compensation insurance;
 acceptance of the job offer would interrupt an educational  
  program or work activity that would other wise lead to  
  employment with sufficient income to be self supporting;
 acceptance of the offer or placement would violate the terms  
  of a recipient's union membership.







DEEMING
These amendments revise current law to eliminate references to  
federal law related to deeming which have been repealed, retain  
the state law currently in effect, and apply new federal  
affidavits of support which are legally enforceable against the  
sponsor to legal immigrants applying for public aid.

CONCILIATION AND SANCTIONS
Under current GAIN law, recipients who do not comply with work  
requirements are sanctioned with grant reductions.  To reduce  
the state cost of fair hearings, a county level dispute  
resolution ("conciliation") process is defined in current law.   
The proposed amendments simplify the dispute resolution process  
to shorten the time between the noncompliance and the grant cut.  
 Current law allows participants to end a sanction by complying  
with a previous employment plan or working out an amended  
contract with the county.  These amendments terminate a sanction  
only through compliance with an original activity.  

PREVENTION OF DISPLACEMENT
Current GAIN law contains anti-displacement language to prevent  
recipients in work activities from displacing those already in  
the workforce.  Existing law also requires that hours of work be  
calculated based on at least the minimum wage in a job training  
or workfare experience.  The proposed amendments revise  
anti-displacement provisions and require that they be applied to  
community service employment and as well as other work  
activities.  There would be no specific minimum wage  
requirement; instead the Community Services hours requirement  
would be tied to any federal requirements.  These amendments  
make other revisions to anti-displacement provisions.

Current law requires that AFDC "discretionary" functions be  
carried out by county civil service employees.  These amendments  
contain language preventing the contracting out of functions now  
performed by civil servants.

FAMILY VIOLENCE OPTION
The new federal welfare law permits states to adopt a waiver  
provision to exempt victims of domestic violence from time  
limits, work requirements, and other provisions of the federal  
bill.  This bill adopts this waiver for California, to allow  
counties to exclude victims of domestic violence from program  
requirements if participation puts them at risk of further  
abuse.  It requires SDSS to convene a task force of district  
attorneys, county welfare directors, and domestic violence  
prevention experts, among others, to develop protocols on  
identifying victims, handling cases, training staff, and  






determining appropriate work requirements for victims.  The  
Department would be required to issue regulations describing the  
protocol by January 1, 1999.  Until the protocols are completed,  
counties will be allowed to waive requirements on a case-by case  
basis.  County staff will be trained in violence prevention.   
The amendments also specify the state will implement the federal  
waiver only if federal law clarifies that domestic violence  
victims are excluded from federal work requirements and are not  
counted in the 20 percent of the welfare caseload that is exempt  
from federal time limits.

CHILD SUPPORT
1.Cooperation:  Current law requires that applicants for aid  
  assign to the county their right to collect child support for  
  any period that the applicant receives assistance and requires  
  recipients to cooperate with the county welfare department and  
  the district attorney in establishing the paternity of  
  children and collecting child support.  These amendments  
  clarify the information an applicant must provide and specify  
  allowable reasons for claiming good cause.  The amendments  
  specify a 25% grant reduction as a penalty for noncompliance  
  with certain child support cooperation requirements.  The  
  amendments also require district attorney staff to be  
  available either in person or by telephone to conduct  
  interviews with applicants to gather information necessary to  
  establish a child support order or paternity.  Under the  
  amendments, the district attorney will make the determination  
  whether the applicant is cooperating in establishing paternity  
  and the welfare department will determine whether there is  
  good cause for failing to cooperate.

2.Statewide Child Support Registry:  Current law requires the  
  SDSS to implement a statewide registry of child support  
  orders; in addition, the new federal law requires states to  
  implement such a registry.  The proposed amendments continue  
  the current law requirement and require SDSS to implement the  
  registry by October 1, 1998.

3.Centralized Collection/Disbursement:  As required by the new  
  federal law, these amendments would establish a centralized  
  collection and disbursement unit for collections by October 1,  
  1998.  The amendments create an advisory committee to report  
  recommendations for implementation to the Legislature by  
  December 31, 1997.

WELFARE FRAUD
Current law contains a number of penalties for the commission of  
fraud in social services programs.  The new federal law required  
that states adopt certain new requirements for specified types  






of offenses.  The proposed amendments establish a "one strike"  
lifetime ban on aid for a person found in a court or  
administrative hearing, including on the basis of a nolo  
contendere plea, to have made fraudulent statements to receive  
aid from more than one county or state; to have submitted  
documents for nonexistent children; or to have received more  
than $10,000 in aid for which he or she was not eligible.  In  
addition, these amendments increase penalties for other types of  
fraud and require that sanctions be imposed until reviewed and  
unless reversed by a court.

SELF-INITIATED EDUCATION PROGRAMS
Under current law, recipients--at their own initiative--may  
attend adult education and other public or private educational  
programs while on aid.  Recipients in a "self initiated program"  
can be deferred from participation in GAIN by providing  
specified evidence the SIP will lead to employment.  The  
proposed amendments permit recipients to continue in SIPs until  
reaching their 24 month time limit if making satisfactory  
progress; if the SIP is on a list of programs the county and  
local education providers have agreed will lead to employment,  
and if the recipient's welfare-to-work plan reflects a SIP.  If  
the SIP is not determined to lead to employment, the recipient  
must quit the education program at the next quarter or semester  
break to attend regular welfare to work services.  Participation  
in a SIP shall be reflected in an employment plan.  SIPs would  
have higher "hours per week" requirements than other activities:  
 if the number of classroom, lab or internship hours does not  
meet 32 hours per week, the county must require participation in  
other activities up to 32 hours.  The amendments also require  
that any degree or certificate program offered by private  
post-secondary providers must be approved or exempted by the  
appropriate state regulatory agency. 


EMPLOYMENT RETENTION SERVICES
Current law permits county welfare departments to provide  
post-employment case management services only to recipients who  
are exempt from GAIN because they are already employed.  The  
proposed amendments expand county flexibility to offer these  
services, by allowing counties to provide case management and  
other services to any recipient in the first 12 months after  
leaving aid for employment, if the services are not available.

PROBATION DEPARTMENT
Prior to 1996, counties used federal Emergency Assistance funds  
from Title IV-A to support the out-of-home placement of minors  
and juvenile probation facilities.  The federal Department of  
Health and Human Services ended this practice in January 1,  






1996.  However, these county costs were included in the  
calculation of California's TANF block grant level.  The federal  
TANF block grant allows expenditures in any manner for which the  
state was authorized to use AFDC funds on September 30, 1995.   
The proposed amendments establish a Comprehensive Youth Services  
Act to support children who are habitual truants, run-aways,  
at-risk of adjudication 



















































by the juvenile court or under probation supervision.  The  
amendments authorize county probation departments to  
provide a broad set of services to help such at-risk youth  
or youthful offenders.  The amendments further require  
collaboration with other local agencies and specify an  
allocation by county for funds appropriated through the  
budget.

GENERAL ASSISTANCE
The proposed amendments preclude from General Assistance  
CalWORKs recipients who have exceeded their five year time  
limit on CalWORKs until all of their children are 18 years  
of age or older, regardless of whether the children are  
currently living in the home.  Those who have been made  
ineligible from CalWORKs or whose needs are not otherwise  
taken into account in determining the amount of CalWORKs  
assistance to the family due to the imposition of a  
sanction or penalty are also precluded from receiving  
General Assistance.

INDIAN TRIBES
The new federal law permits American Indian tribes to  
receive a direct allocation to operate their own TANF plan,  
as long as their program meets TANF requirements.  These  
amendments address these requirements.

DRUG MEDI-CAL
The proposed amendments require that funds expended by  
counties for drug and alcohol treatment services do not  
impact the overall statewide cap on Drug Medi-Cal  
reimbursements. 

EVALUATION OF CALWORKS IMPLEMENTATION
Under current law, there is no ongoing statewide evaluation  
of the overall AFDC program.  The proposed amendments  
require DSS to ensure that a comprehensive, statewide  
evaluation is undertaken to evaluate the success of  
welfare-to-work efforts, the impact on other public  
programs, and the well-being of children.

OTHER
The amendments specify that this bill will not become  
operative until the Budget Act of 1997 is chaptered. 

The amendments also provide that some provisions shall not  
become operative until 1/1/98.
                                               Continued---









By:         Senate Health & Human Svcs. Com/S. McCarthy/E.  
Dektar
Date:       August 4, 1997

                                              ****  END   
****