BILL ANALYSIS                                                                                                                                                                                                    







                       SENATE COMMITTEE ON Public Safety
                             Senator John Vasconcellos, Chair   S
                                1999-2000 Regular Session       B

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          SB 1389 (Murray)                                      9
          As Amended March 2, 2000                 VOTE ONLY  
          Hearing date:  April 25, 2000
          Penal Code and Vehicle Code  (URGENCY)
          VT:br


                     CALIFORNIA HIGHWAY PATROL ANNUAL REPORT:

              ADDITIONAL INFORMATION PERTAINING TO TRAFFIC STOPS  

                 OBTAINED FROM LOCAL LAW ENFORCEMENT AND THE CHP

                                         

                                    HISTORY


          Source:   Author

          Prior Legislation: SB 78 (1999) - Vetoed by the Governor
                       AB 1264 (1998) - Vetoed by the Governor

          Support:  American Federation of State County and Municipal  
                    Employees; National Bar Association; California  
                    Association of Black Lawyers; NAACP-CA State  
                    Conference; Gray Panthers of Sacramento; Hispanic  
                    American Police Command Officers' Association;  
                    American Civil Liberties Union; MALDEF; Asian Law  
                    Caucus; Lambda Letters Project; Greater  
                    Sacramento Urban League; National Organization of  
                    Black Law Enforcement Executives; ACLU-Northern  
                    California Paul Robeson Chapter; Equal Rights  




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                    Advocates; Alameda County Board of Supervisors;  
                    California NOW; California Labor Federation,  
                    AFL-CIO

          Opposition:Los Angeles Police Protective League;  
                    Association for Los Angeles Deputy Sheriffs;  
                    California Peace Officers' Association;  
                    California Police Chiefs' Association; California  
                    State Sheriffs' Association; Sheriff, Contra  
                    Costa County



                                         KEY ISSUE
           
          SHOULD THE LAW REQUIRE THE COMMISSIONER OF THE CALIFORNIA HIGHWAY  
          PATROL TO GATHER SPECIFIED DATA REGARDING TRAFFIC STOPS CONDUCTED BY  
          HIGHWAY PATROL OFFICERS AND LOCAL LAW ENFORCEMENT AGENCIES AND  
          REPORT THE FINDINGS TO THE GOVERNOR AND THE LEGISLATURE TO BE USED  
          ONLY FOR RESEARCH PURPOSES, AS SPECIFIED?


                                    PURPOSE
          
          The purpose of this bill is to accumulate substantive data  
          on law enforcement traffic stops for review by the Governor  
          and the Legislature to be used only for research and  
          statistical purposes, as specified.
          
           Existing law  requires the Department of Justice to collect  
          crime data and present it in an annual report to the  
          Governor containing the criminal statistics.  These  
          statistics include the amount and types of offenses, the  
          personal and social characteristics of criminals and  
          administrative action taken.  (Penal Code section 13010)

           Existing law  requires that, upon request of the Attorney  
          General, persons or agencies dealing with crimes or  
          criminals must install and maintain records needed for the  
          correct reporting of statistical data for the Attorney  




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          General to carry out the provisions of this title.  (Penal  
          Code section 13020)

           This bill  requires the California Highway Patrol and city  
          and county peace officers to collect statistical  
          information on motorists pulled over for routine traffic  
          violations.  The bill specifically requires officers to  
          report the following:

           The number of motor vehicle drivers stopped for all  
            traffic law enforcement purposes.
           Whether a citation or warning was issued in each  
            instance.
           The race or ethnicity of the individual stopped, based on  
            visual observation.
           Whether the stop was based on a violation of the Vehicle  
            Code, Penal Code, local ordinance, or the vehicle or  
            driver matched the description of a vehicle or suspect  
            involved in a crime.
           Whether a search of the vehicle took place as a result of  
            the stop.
           Whether any weapons, controlled substances, cash,  
            vehicles, or other property believed to be unlawful or  
            whose possession is unlawful were discovered or seized  
            during the course of the search.
           Whether an arrest was made as the result of the stop.

           This bill  requires the specified local agencies to report  
          the statistical information to the Commissioner of the  
          California Highway Patrol, who will then provide the  
          findings of the statistical information in an annual report  
          to the Governor and the Legislature on or before July 1,  
          2001, July 1, 2002, July 1, 2003, July 1, 2004, and July 1,  
          2005 for the previous year.

           This bill  authorizes the Commissioner of the California  
          Highway Patrol to prescribe the manner in which the data  
          gathered by all participants must be reported to the  
          Commissioner.





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           This bill  requires the Commissioner to perform the duties  
          described above "within existing budgetary resources."

           This bill  limits the use of data gathered pursuant to this  
          bill for research or statistical purposes only, and the  
          data "shall not contain any information that may reveal the  
          identity of any individual who is stopped or any law  
          enforcement officer."

           This bill  specifies that these sections shall remain in  
          effect only until January 1, 2006.

                                    COMMENTS

          1.   Background Information

           According to author:

               SB 1389 seeks to provide a statistical basis to  
               explain who is stopped and why.  So far, the research  
               in this area is extremely limited.  Although  
               African-Americans comprise 14% of the overall  
               population, some studies indicate that  
               African-Americans account for upward of 73% of all  
               routine traffic stops (Source: U.S. Justice Department  
               and U.S. House Judiciary Committee).  More information  
               must be gathered to systematically track this trend in  
               an effort to explain this discrepancy.

               There is an experience that many people of color are  
               all too familiar with-being stopped for an alleged  
               traffic violation that has no apparent reason-commonly  
               known as "driving while black."  While law enforcement  
               has historically used routine traffic stops as a  
               pretext for stopping people who they suspect are  
               involved in criminal activity for investigation, the  
               reality of this practice has led to disproportionate  
               numbers of minority drivers being pulled over and  
               harassed, based solely on their race or ethnicity.   
               Many citizens, who have been stopped without  




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               provocation and were provided no explanation for the  
               stop, have filed complaints with local police  
               departments, as well as pursuing class action  
               lawsuits.

               Whether race plays a role in a police officer's  
               decision to pull someone over remains a question due  
               to the lack of formal research on the topic.  SB 1389  
               is necessary to compile the tangible information that  
               explains why this is happening and how it can be  
               solved so people can regain trust in law enforcement.

               There is plenty of anecdotal evidence attached to the  
               claim that members of certain minority groups are  
               targeted by law enforcement officers on the basis of  
               the color of their skin.  That anecdotal evidence also  
               supports the claim that once pulled over, those  
               minorities are subjected to unfair treatment in terms  
               of disproportionate numbers of arrests and car  
               searches.
           
           2.   Veto Messages Pertaining to SB 78 and AB 1264  

          In his September 28, 1999 veto message, the Governor  
          indicated the following:

               ". . . This legislation does not provide the answer.   
               SB 78 does not outlaw the practice of racial  
               profiling, and it is questionable whether the  
               information gathered - at a potential cost of tens of  
               millions of dollars - would provide any more  
               meaningful information than is currently available.   
               And, while evidence points to a few specific areas  
               where this problem has occurred, there is no evidence  
               that this practice is taking place statewide requiring  
               sweeping legislation that mandates state scrutiny of  
               every local law enforcement agency in California.

               "I have great respect for the working men and women in  
               California law enforcement that risk their lives each  




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               day.  I do not believe it is appropriate for state  
               government to place additional burdens on law  
               enforcement officers during a traffic stop.  I do,  
               however, call upon locally elected mayors, city  
               council members, and board of supervisors to urge  
               their local law enforcement agencies to voluntarily  
               cooperate.

               "To date, more than 35 local law enforcement  
               jurisdictions have announced voluntary efforts to  
               gather the type of information requested in this  
               legislation, including San Jose, Alameda County, San  
               Diego, and San Francisco.

               "In addition, I am directing the California Highway  
               Patrol to establish a 3-year program to record and  
               analyze data on all traffic stops by CHP officers  
               beginning January 1, 2000.  This data will be made  
               available to the Legislature and the public on an  
               annual basis beginning January, 2001 with a final  
               report to be submitted no later than January 31,  
               2003."

          In 1998, Governor Pete Wilson vetoed AB 1264 with the  
          following:

               "This bill offers no certain or useful conclusion,  
               assuredly nothing that would justify the major  
               commitment of time, money, and manpower that this bill  
               requires.  The investment contemplated by AB 1264  
               could be more immediately and productively employed by  
               enhancing officer training, encouraging dialogue  
               between enforcement agencies and racially diverse  
               community groups, and taking forceful action against  
               those officers who abuse the privilege of serving all  
               of California's citizens."

           NOTE:  SB 78 as sent to the Governor and vetoed was in  
                substantially the same form as SB 1389 as introduced;  
                AB 1264 would have required a report prepared by the  




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                Attorney General.

          3.   Similar Legislation

           On March 1, 2000, the House Judiciary Committee in  
          Washington, D.C., unanimously approved the "Traffic Stops  
          Statistics Act" that includes federal funding to support  
          state and local data collection.  In addition, the bill  
          would require the Justice Department to conduct a study of  
          racial profiling by acquiring data from law enforcement  
          agencies regarding the characteristics of persons stopped  
          for alleged traffic violations.  H.R. 1443 (Conyers, D-MI)  
          is pending approval by the House of Representatives.

          Commenting on the practice of racial profiling, Conyers  
          stated that "Race-based traffic stops turn driving, one of  
          our most ordinary and fundamentally American activities,  
          into an experience fraught with danger and risk for people  
          of color.  The offense of "D.W.B." or "driving while black  
          and brown" is well-known to African-Americans and Latinos  
          across the country.  There are virtually no  
          African-American males-including Congressmen, actors,  
          athletes and office workers-who have not been stopped for a  
          pretextual traffic violation.  Because traffic stops can  
          happen anywhere and anytime, millions of African-Americans  
          and Latinos alter their driving habits in ways that would  
          never occur to most white Americans."

          Democratic Governor Mel Carnahan of Missouri endorsed a  
          permanent, comprehensive data collection bill.  Democratic  
          Governor Jim Hunt of North Carolina and Republican Governor  
          John Rowland of Connecticut signed similar bills.   
          Republican Governor Christine Todd Whitman has made effort  
          to address the problem after the New Jersey Attorney  
          General confirmed long-standing complaints of widespread  
          profiling practices.

          4.   Related Legislation in the Current Session  

          SB 66 requires the Commission on Peace Officer Standards  




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          and Training (POST) to include instruction on racial and  
          cultural diversity in peace officer training, as specified.  
           The racial and cultural diversity training includes  
          identification of key indices and perspectives that make up  
          cultural differences among residents in a local community,  
          the negative impact of biases, prejudices, and stereotyping  
          on effective law enforcement, the history and role of the  
          civil rights movement and their role in law enforcement,  
          and perspectives of local constituency groups.  Officers  
          would be required to take a refresher course every five  
          years.  This bill is currently on the inactive file of the  
          Assembly Floor.

          5.   Current Data Collection by the California Highway  
          Patrol

           The California Highway Patrol began a study of vehicle  
          stops in July of 1999.  The study will culminate in April  
          of 2000, with a report to be produced in July of 2000.  The  
          study differs in some respects from SB 1389.  The report  
          does not indicate the reason for the vehicle stop, largely  
          because the majority of CHP stops are in response to a  
          Vehicle Code infraction.  In addition, the CHP report will  
          include whether a search was conducted, but it will not  
          include the findings of that search.  The report will be  
          conducted on an annual basis.

          6.   City of San Jose Report/San Diego Efforts

           City of San Jose:

          The City of San Jose voluntarily conducted their Vehicle  
          Stop Demographic Study in the latter half of 1999.  They  
          produced a preliminary report in December of 1999, after  
          gathering research for a three-month period.  Although  
          African-Americans and Latinos comprise 35% of the overall  
          population, they accounted for 50% of the traffic stops in  
          the area.  In the report, the San Jose Police Department  
          concluded:





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               "While there is an indication that members of some  
               minority groups are stopped at rates higher than their  
               population representation within the City of San Jose,  
               it doesn't appear that there is anything out of the  
               ordinary with this fact when compared with other law  
               enforcement related statistics."

               "The Department will also continue to analyze the  
               results of this ongoing study, as well as compare its  
               findings with those of other California cities who  
               have followed San Jose's lead in voluntarily  
               conducting a study of the race/ethnicity of those  
               drivers stopped within their jurisdictions.  The  
               statistics may also prove helpful to those community  
               groups and social service organizations who also are  
               committed to addressing some of the socioeconomic  
               factors that lead to crime and violence."

          City of San Diego:

          The City of San Diego will engage in similar data  
          collection to that of San Jose.  San Diego police officers  
          will note the aforementioned information for several months  
          and then share the information with various community  
          groups.
           


           7.   Stops by Police Officers  

          The enforcement of traffic laws gives police officers a  
          great amount of discretion in deciding whether or not to  
          stop a motorist.  The Ninth Circuit Court of Appeal  
          recognized this discretion after considering a 1993 case of  
          a Santa Monica police officer who was found to have  
          violated the rights of two innocent black tourists who were  
          stopped and arrested at gun point.  The Court said that  
          these discretionary stops led to "an all too familiar set  
          of circumstances-an intrusive law enforcement stop and  
          seizure of innocent persons on the basis of suspicions  




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          rooted principally in the race of the suspects."  (See:   
          Washington v. Lambert, 98 F.3d 1181 (1998).)

          If a police officer has probable cause to believe that the  
          motorist has committed a traffic violation, he may forcibly  
          detain him in order to issue a citation or even arrest him.  
           (See:  United States v. Robinson, 414 U.S. 218 (1973).)

          If the police officer decides to place the motorist under  
          arrest, he then has the legal authority to conduct a  
          full-blown search incident to the arrest of the motorist  
          and the area around him.  (See:  Chimel v. California, 395  
          U.S. 752 (1969).)

          Any evidence or contraband found on the motorist may be  
          used as the basis for probable cause to arrest him for  
          other crimes.  (See:  Whren v. United States, 116 S.Ct.  
          1769 (1996).)

          Aside from the opportunity to ticket or arrest a motorist,  
          the pretextual traffic stop gives a police officer the  
          opportunity to request permission to search his car.  The  
          police officer may legally request such permission to  
          search, whether or not he decides to issue a traffic  
          ticket.  Although the officer must have reasonable  
          suspicion or probable cause to stop or arrest a motorist,  
          once the reason for the stop or arrest is completed, the  
          officer has the right to continue to speak with him.  Even  
          if a police officer does not have probable cause or  
          reasonable suspicion to believe that a crime has been or is  
          about to be committed, he nonetheless has the right to  
          approach an individual and speak with him.  (See:  Florida   
          v. Bostick, 501 U.S. 429 (1991).)

          Police officers need not always conceal the fact that race  
          has influenced their decision to detain a suspect because  
          some courts have ruled that race may be used as a detention  
          factor in certain circumstances.  In United States v.  
          Weaver, 966 F.2d 391 (8th Cir.1992), the court found that  
          race coupled with other factors is a basis for reasonable,  




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          articulable suspicion justifying detention of young black  
          males in airports.

          In Whren v. United States, 116 S.Ct. 1769 (1996), the  
          Supreme Court held that any traffic offense committed by a  
          driver is a legitimate legal basis for a stop.  In other  
          words, any time a police officer sees a traffic offense,  
          the officer may stop the driver even if the officer has  
          absolutely no interest in traffic enforcement and, in fact,  
          is interested in the driver for other reasons which  
          themselves would not be legally adequate.

          8.   Legal Cases Relative to the Use of Traffic Stops  
          against Minorities

           There are a number of lawsuits that claim race was used  
          improperly when deciding to stop a motorist, including:

          Wilkins v. Maryland State Police
          In Maryland, the state police settled a lawsuit claiming  
          they made stops on the basis of race.  The settlement  
          included court-ordered monitoring requiring police to keep  
          records of all stops that resulted in searches and provide  
          the records to the courts.  These records showed that over  
          75% of all drivers stopped and searched were  
          African-American in a location where only 17% of the  
          drivers were black.

          Chavez v. Illinois State Police  (27 F. Supp. 2d 1053)
          In Illinois, the district attorney hired a private  
          investigator to drive across counties to test assertions  
          that police were disproportionately stopping Hispanics and  
          African-Americans.  The state police stopped the  
          investigator after following him for 20 miles and over his  
          objections searched his car for drugs while he was detained  
          in a squad car.  The investigator is now the lead plaintiff  
          in a class action lawsuit.

          Indianapolis Chapter, NAACP v. City of Carmel and Philip  
          Hobson




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          In Indiana, a man was stopped for a traffic violation while  
          driving through an upscale area of Indianapolis-an area  
          noted for stopping African-Americans driving through the  
          community.  The man who was stopped was a sergeant with the  
          Indiana State Police and head of a defensive driving  
          school.  The sergeant has filed a class action lawsuit  
          alleging biased use of traffic stops against minorities.

          Volusia County, Florida
          Sheriff's Deputies operated a drug interdiction effort  
          along a busy section of the major eastern highway,  
          Interstate 95.  Some of the deputies' cars involved in the  
          stops were equipped with video cameras.  148 hours of  
          videotape which recorded over 1,000 stops showed that  
          approximately 70% of the drivers stopped were  
          African-American, on an area of highway where only 5% of  
          the drivers were black.  African-Americans were more likely  
          than Caucasians to have their cars searched after being  
          stopped and to have cash seized.  Stops of blacks typically  
          lasted twice as long as stops of whites.

          9.   Support and Opposition
         
          Arguments in Support  :
          
          The ACLU letter in support includes:
                
                No other area of policing involves greater use of  
               officer discretion than enforcement of traffic laws.   
               In this area, officers pursue only a small percentage  
               of the observed violations

               These minor offenses must necessarily be enforced on a  
               selective basis.  Unfortunately, the perception in  
               many communities of color is that police officers  
               exercise their discretion in determining whom to stop  
               for these minor violations in a racially biased  
               manner.

               The ACLU of Northern California has received over 2000  




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               calls from people who believe they have been stopped  
               by the police on the basis of race, despite little  
               advertising.  Following the veto of AB 1264 in the  
               prior session, we set up a hotline for people to call  
               to report race-based police stops.  The callers are  
               from all walks of life, some rich, some poor, some  
               living in rural areas, others in the city.  The one  
               thing they have in common is a firmly held perception  
               that they would not have been targeted by police had  
               they been white.  Indeed, the calls convey a sense of  
               desperation; people of color wonder why they are  
               stopped while going to work, school, church or to  
               visit friends and are questioned, but receive no  
               citation.  Callers report that they are often searched  
               and treated like criminals, sometimes in front of  
               their children, when the only crime they have  
               committed, for example, is failing to use their turn  
               signal at precisely the right time.

               Law enforcement officials typically deny that they  
               enforce traffic laws in a racially discriminatory  
               manner.  Those denials, while they may be well  
               intentioned, do not fully answer the question.  The  
               perception remains in communities of color that  
               "DWB-Driving While Black or Brown" is an unofficial  
               crime.  The perception may well reflect reality.

               As the Court of Appeals for the Ninth Circuit observed  
               in a 1996 opinion involving Santa Monica police  
               officers, it is "an all too familiar set of  
               circumstances-an intrusive law enforcement stop and  
               seizure of innocent persons on the basis of suspicions  
               rooted principally in the race of the 'suspects'."   
               (Washington v. Lambert, 98 F.3d 1181, 1182.)

               While some people believe that only guilty people are  
               subjected to these offensive police practices, that is  
               not the case.   Esquire  magazine reported that in 1997,  
               the California Highway Patrol canine units, as part of  
               their drug interdiction program Operation Pipeline,  




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               stopped nearly 34,000 people and only 2 percent of  
               them were carrying drugs.  As one CHP sergeant put it,  
               "It's sheer numbers.  Our guys make a lot of stops.   
               You've got to kiss a lot of frogs before you find a  
               prince."

               When tens of thousands of innocent motorists are  
               stopped by police every year as part of the War on  
               Drugs, it is absolutely critical to ensure, at a  
               minimum, that those stops are occurring in a manner  
               that is free from racial bias.  As a matter of common  
               sense, it is also reasonable to collect data regarding  
               those stops to evaluate whether they are  
               cost-effective, and justifiable given the tremendous  
               toll they take on innocent travelers.

               The problem of racially biased police stops cannot be  
               addressed on a piecemeal basis.  If residents of Los  
               Angeles, for example, perceive they are targeted by  
               the police on the basis of race, they are unlikely to  
               trust San Diego police, simply because they have  
               crossed into the city limits.  Moreover, the agencies  
               and departments that are most reluctant to collect  
               data may well be the ones that engage in the most  
               racially biased practices.

               Traffic stops is the only category of law enforcement  
               activity that is shielded from public scrutiny and data  
               collection.  The time has come for that to change.  SB  
               1389 is an important first step in healing the  
               relationship between law enforcement and communities of  
               color.  The reporting of data regarding traffic stops  
               will allow us to move away from accusations and  
               denials, and toward the development of constructive  
               strategies for change and better police-community  
               relations.








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           Arguments in Opposition  :

          According to the California Peace Officers' Association and  
          the California Police Chiefs' Association:

               Currently, traffic stop surveys are being conducted by  
               the California Highway Patrol and by a number of local  
               agencies on a voluntary basis.  The California Peace  
               Officers' Association and the California Police  
               Chiefs' Association believe that it is premature to  
               impose a state-mandated local program related to  
               traffic stop surveys until the results of the CHP and  
               the various voluntary efforts are known.

          The Los Angeles Police Protective League and the  
          Association for Los Angeles Deputy Sheriffs write in  
          opposition that:

               Like its predecessor, SB 78 of 1999, SB 1389 is based  
               on the presumption that law enforcement officers  
               routinely stop racial and ethnic minorities purposely  
               to discriminate against them.  As its proof, it will  
               require a massive and costly survey by the . . . [CHP]  
               . . ., and local law enforcement agencies through an  
               annual report to compile racially based statistics on  
               all traffic stops by all local enforcement agencies in  
               California. It's a survey whose data will be questions  
               due to its weak statistical structure.  Mountains of  
               paper work is foreseen for detail gathering on age,  
               race, and ethnicity of each individual stopped, plus  
               detailed reporting on whether a search was made, how  
               it was conducted, the rationale of the search, the  
               nature of any contraband, the type of crime/traffic  
               infraction etc.  Citizens so questioned on  
               ethnic/racial background may themselves become victims  
               of discrimination.

               SB 1389 is premature since the California Highway  
               Patrol is studying the same issues statewide.  Several  











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               local agencies are also conducting their own surveys.   
               SB 1389 should be held until the CHP survey is  
               completed and the results analyzed.

          10.   Possible Amendments
           
          The author may wish, at some point in the future, to  
          clarify the participating agencies at the city and county  
          level that will be included in the data collection process.  
           For example, should those local police agencies be limited  
          to city police and county sheriffs, thus specifically  
          excluding such offices as park police and school police?



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