BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 36
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          Date of Hearing:   May 8, 2001

                           ASSEMBLY COMMITTEE ON JUDICIARY
                              Darrell Steinberg, Chair
                  AB 36 (Steinberg) - As Amended:  February 5, 2001

                              As Proposed to Be Amended
           
          SUBJECT  :  SECRET SETTLEMENTS:  NEW "SUNSHINE" REQUIREMENTS

           KEY ISSUE  :  should california follow the lead of many other  
          states BY adopting a new "consumer's right to know" law to limit  
          the use of secrecy AGREEMENTS WHICH THREATEN THE PUBLIC, or will  
          SUCH legislation INCREASE LITIGATION and CAUSE the release of  
          VITAL business trade secrets? 
                                          
                                      Synopsis
          
          This Bill Continues A Longtime Goal Of Many Consumer Protection  
          Groups And Attorney General Lockyer To Add California To A  
          Growing List Of States That Have Already Adopted A Similar  
          "Sunshine" Law Or Court Rule.  The Bill Restricts, But Does Not  
          Ban, The Use Of Secrecy Agreements In Those Cases Where The  
          Public Is Most At Risk Of Repeat Harm:  Cases Involving  
          Defective Products, Financial Fraud, Unfair Insurance Claims  
          Practices, Or  Environmental Hazards.  The Bill Tracks A Court  
          Rule Already Adopted By The California Supreme Court And Many  
          Other Courts For All Documents Formally Filed In Court.  Similar  
          To The New California Court Rule, The Bill Presumes That  
          Documents In Lawsuits Should Be Public, And Places The Burden On  
          Those Demanding Secrecy To Identify Documents That Need To Be  
          Shielded From Public View.  To Meet This Burden, The Party  
          Seeking Secrecy Must Show A Court That The Particular Document  
          Is Privileged Or Is A Trade Secret, Or That, Among Other Things,  
          There Exists An Overriding Interest That Overcomes The Right Of  
          Public Access To The Evidence Of Potential Abuse.  The Bill  
          Prohibits Attorneys From Selling Evidence Obtained Through  
          Discovery. 

          Business Opponents Of The Bill Vociferously Contend The Bill  
          Will Lead To Increased Litigation, And The Likely Loss Of  
          Protection For Intellectual And Other Property Rights.  For  
          Example, The Civil Justice Association Of California States That  
          The Threat To Trade Secrets Is So Great That Enactment Of The  
          Bill Will Constitute The Taking Of Property Requiring State  








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          Compensation.  This Group And Other Opponents Also Contend The  
          Bill's Ban On The Selling Of Evidence Is Illusory, And That The  
          Bill Violates Existing Privacy Protections.

           SUMMARY :  Seeks to limit the use of secrecy agreements and  
          protective orders in specified cases to bring greater "sunshine"  
          on potentially lethal or financially devastating harms to the  
          public.  Specifically, this bill  :

          1)Finds that secrecy agreements that prohibit disclosure to the  
            public or public safety agencies of information relating to  
            defective products, financial fraud, unfair insurance claims  
            practices, or environmental hazards are injurious to the  
            health, safety, and economic well-being of all Californians,  
            and that it is against the public interest to allow them in  
            these cases except in very limited circumstances.

          2)Finds that the Judicial Council has adopted Rule 243.1 of the  
            California Rules of Court, which creates a presumption against  
            secrecy for certain documents filed with our courts, and  
            states that it is the intent of the Legislature to better  
            protect the health and safety of Californians by creating a  
            similar presumption against secrecy in cases involving  
            defective products, financial fraud, unfair insurance claims  
            practices, or environmental hazards.

          3)Applies solely to lawsuits claiming injury, wrongful death, or  
            financial loss allegedly caused by a defective product,  
            financial fraud, unfair insurance claims practice, or an  
            environmental hazard.

          4)Provides that in these types of lawsuits, evidence which is  
            shielded from public view either through settlement or  
            confidentiality agreements not filed with the court, or  
            through discovery protective orders, shall be presumed to be  
            public information, and may not be kept confidential pursuant  
            to agreement of the parties.

          5)Further provides that such information may nevertheless be  
            kept confidential, for a time period determined by a court, if  
            the court orders such confidentiality based on a finding that  
            the evidence is either: (1) a trade secret, as defined, or  
            otherwise privileged under law; or (2) there exists, among  
            other factors, an overriding interest that overcomes the right  
            of public access to the information.








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          6)Provides that, unless the information is a trade secret or  
            otherwise privileged under existing law, any portion of an  
            agreement or contract that restricts a party from disclosing  
            information that is evidence of a defective product, financial  
            fraud, unfair insurance claims practice, or environmental  
            hazard to a governmental agency with enforcement authority  
            over the public hazard is void and may not be enforced.

          7)Prohibits any attorney from selling or offering for sale any  
            information obtained through discovery to any member of the  
            State Bar or to any other person in violation of the  
            prohibitions on attorney solicitation, fee splitting, or  
            financial arrangements among lawyers or non-lawyers.  A  
            violation would be a basis for professional discipline by the  
            State Bar.

          8)Provides that nothing in the bill shall prohibit the  
            enforcement of that part of an agreement between the parties  
            which requires the amount of any money paid in a settlement to  
            be kept secret.

          9)Defines the terms "defective product," financial fraud,"  
            "unfair insurance claims practice," and "environmental  
            hazard."

           EXISTING LAW  : 

          1)Provides the court with authority to control or limit the  
            enforcement of confidentiality agreement, settlement  
            agreements or protective orders.  (  Mary R. v. B & R Corp.   
            (1983) 149 Cal.App.3d 308.) 

          2)Provides the public with a long-standing right to inspect and  
            review court records "where there is no contrary statute or  
            countervailing public policy."  (  Craemer v. Superior Court   
            (1968) 265 Cal.App.2d 216, 222, 71 Cal.Rptr. 193.)  "Since  
            court records are public records, the burden rests on the  
            party seeking to deny public access to those records to  
            establish compelling reasons why and to what extent these  
            records should be made private."  (  Estate of Hearst  (1977) 67  
            Cal.App.3d 777, 784-785.)

          3)Provides, upon a showing of good cause, that courts may issue  
            protective orders to prevent the public distribution of  








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            subpoenaed documents, writings or papers.  (Code of Civil  
            Procedure section 2031(f).)

          4)Provides, under Rule 243.1 of the California Rules of Court,  
            that court records are presumed to be open unless  
            confidentiality is required by law.  (California Rules of  
            Court ("Rule") 243.1(c).)  The new court rule also provides  
            that a court may order a record sealed only if it expressly  
            finds that:  (a) there exists an overriding interest that  
            overcomes the right of public access to the record; (b) the  
            overriding public interest supports sealing the record; (c) a  
            substantial probability exists that the overriding interest  
            will be prejudiced if the record is not sealed; (d) the  
            proposed sealing is narrowly tailored; and (e) no less  
            restrictive means exist to achieve the overriding interest.   
            (Rule 243.1(d).)

          5)Provides for the confidentiality of trade secrets in an action  
            under the Uniform Trade Secrets Act, by authorizing the court  
            to issue a discovery protective order which prohibits the  
            disclosure of a trade secret or limits its disclosure without  
            prior court approval.  (Civil Code section 3426.5.) 

          6)Provides for the confidentiality of specified government  
            records, medical records, and financial records maintained by  
            a financial institution.  (See, e.g., Civil Code section 56.10  
             et   seq  .)

          7)Provides that settlements involving public entities generally  
            are subject to public disclosure.  (Government Code section  
            6250  et   seq  .; see also  Register Division of Freedom Newspapers  
            v. County of Orange  (1984) 158 Cal.App.3d 893.)

          8)Provides that "[u]pon motion by a party ... from whom  
            discovery is sought, ... and for good cause shown, the court  
            in which the action is pending ... may make any order which  
            justice requires to protect a party or person from annoyance,  
            embarrassment, oppression, or undue burden or expense,  
            including ... (7) that a trade secret or other confidential  
            research, development, or commercial information not be  
            disclosed or be disclosed only in a designated way."  After  
            such an order is entered, the remedies for violation include  
            sanctions against the offending party in the form of costs and  
            attorney fees, evidence preclusion, issue preclusion, striking  
            pleadings, entering a default judgment, and holding the  








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            offending party in contempt.  (Federal Rules of Civil  
            Procedure, Rule 26(c).)

           FISCAL EFFECT :   As currently in print this bill is keyed  
          non-fiscal.

           COMMENTS  :  This bill seeks to add California to a long and  
          growing list of states that have already adopted similar  
          "sunshine" laws or court rules.  The bill restricts, but does  
          not ban, the use of secrecy agreements and protective orders  
          which require secrecy in the typical types of lawsuits where the  
          public is most at risk of repeated and society-wide harm.  The  
          bill is the byproduct of substantial efforts by the proponents  
          to compromise and narrow the legislation.  AB 36, and its  
          companion measure SB 11 which is awaiting consideration on the  
          Senate Floor, delete several key provisions contained in prior  
          years' legislation, including an earlier standing provision  
          which allowed other parties to contest secrecy orders or  
          agreements, and a provision requiring notification to the  
          Attorney General.  This year's bills also specifically allow  
          secrecy agreements for "privileged information," a provision not  
          included in prior years' anti-secrecy bills.

          In support of the bill, the author writes:

               I believe this bill embodies the statement made by Justice  
               Louis Brandeis almost 100 years ago that "[p]ublicity is  
               justly recommended as a remedy for social and industrial  
               disease. Sunlight is said to be the best of disinfectants?"

               Setting aside the ample rhetoric that has surrounded this  
               bill, a careful review reveals the bill has been narrowed  
               to apply to only four types of lawsuits that typically pose  
               particular threats to the public at large.  Nor is this  
               bill radical in concept.  Though we started the discussion  
               over a decade ago, 20 states are now ahead of us, and the  
               bill is modeled directly after a court rule adopted last  
               year by our Supreme Court. . . .  Similar to the new court  
               rule, AB 36 appropriately presumes that documents not  
               formally filed with a court, should, like those filed with  
               the court, presumptively be public.

               The fact is, most secret settlement agreements, like the  
               ones filed in the Firestone cases, are never actually filed  
               with a court.  AB 36 thus fills the large "secrecy" gap  








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               that still exists since the Supreme Court adopted its own  
               openness rule, a rule which is inherently limited to the  
               relatively few documents formally filed with the courts.   
               In short, the time has come to put the rhetoric aside and  
               let California join the ranks of many other states to  
               enunciate a strong policy disfavoring secrecy and, to  
               paraphrase Justice Brandeis, to bring potentially  
               life-threatening dangers out into the sunlight.
           
           The New Court Rule  :  Late last year, and effective this past  
          January, the Judicial Council adopted Rules 243.1 and 243.2 of  
          the California Rules of Court to provide a standard and  
          procedures for courts to use when a request is made to seal a  
          court record.  In general, court records are presumed to be open  
          unless confidentiality is required by law.  (Rule 243.1(c).)   
          The Advisory Committee Comment to the rule notes that the  
          standard is based on  NBC Subsidiary (KNBC-TV) Inc. v. Superior  
          Court  (1999) 20 Cal. 4th 1178, which held that there is a first  
          amendment right of access to documents used at trial or as a  
          basis of adjudication.  The comment also notes that the rules do  
          not apply to records that the court must keep confidential by  
          law, and do not apply to discovery proceedings, motions, and  
          materials that are not used at trial or submitted to the court  
          as a basis for adjudication.
           
          Trial court statistics continue to indicate that only about 2%  
          of the civil cases go to trial.  In other words, the great  
          majority of cases settle before trial.  When this high  
          proportion of cases is settled before trial, evidence uncovered  
          during discovery which may, if open to the public and press,  
          potentially save countless lives and deter devastating financial  
          losses, is rarely, if ever, filed with the court.  In fact,  
          settlement agreements typically require the return of documents  
          and the preservation of their confidentiality.  The provisions  
          of this bill are therefore intended to supplement, and  
          complement, the court rule already adopted by the Supreme Court.  
           They would apply to evidence obtained during discovery when the  
          evidence helps demonstrate a specified public hazard.

           The Recent Firestone Tire Tragedy  :  The recent  
          Firestone/Bridgestone tire debacle highlights the extent to  
          which secrecy orders may literally be the difference between  
          life and death.  To date, more than 150 people have died and  
          more than 500 people have been injured while driving on  
          defective Firestone tires.  Recalls of Firestone tires began  








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          last summer.  But long before, over the previous ten years, over  
          200 of these cases were quietly settled with secrecy orders  
          attached, effectively muzzling victims, attorneys, and the media  
          from warning the public about the potentially fatal dangers  
          associated with their products.  As many consumer groups have  
          noted, had information about tire separations been made public  
          years ago, there seems to be little question that many lives  
          could and would have been saved.
           
          Other Examples Cited by the Sponsors in Support of This  
          Anti-Secrecy Measure  :  Two other separate public health hazards,  
          tobacco and the drug Fen-Phen, are also cited by the bill's  
          sponsors to show how disclosure of health risks can have  
          dramatically different outcomes -- and, according to the bill's  
          supporters, demonstrate the protective power of disclosure.   
          Regarding tobacco, supporters note that in 1994, the state of  
          Florida brought an action against several tobacco companies to  
          recover health care costs it expended due to tobacco-related  
          illnesses.  During the litigation, tobacco documents were  
          discovered that showed that:  (1) the companies had knowledge of  
          the harmful effects of tobacco; (2) the companies knew nicotine  
          was addictive; and (3) the companies specifically targeted  
          minors in advertising campaigns.  Although this information had  
          surfaced in prior cases throughout the country, the information  
          was hidden from the public when the defendants obtained  
          protective orders to keep the documents secret.  Fortunately,  
          the bill's supporters state, "Florida passed a 'Sunshine in the  
          Courts Act' in 1991, and the tobacco companies could not hide  
          the documents under Florida law.  The discovery of these  
          documents allowed California to sue for the same cost recovery  
          in 1996.  The California cases are now settled with a net gain  
          of $25 billion for California taxpayers over the next 25 years."

          Conversely, assert the bill's supporters, "lack of disclosure  
          can lead to ugly consequences for consumers.  In May 1997, a San  
          Francisco case settled against the manufacturers of Fen-Phen, a  
          popular diet drug, on the condition that documents be kept  
          secret.  [The documents] showed that Fen-Phen caused heart valve  
          damage and the life threatening disease, pulmonary hypertension.  
           It was not until September 15, 1997, when the FDA removed the  
          product from the market, that the dangers became public.  During  
          the five months between the first settlement and the recall,  
          unsuspecting patients continued to ingest Fen-Phen, causing  
          enormous harm, particularly since these heart disorders are  
          affected by the length of time the patient took the drug.  At  








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          least ten manufacturers, including American Home Products, had  
          received 'adverse reaction reports' indicating the danger, but  
          failed to take adequate steps to protect users.  Instead,  
          manufacturers used the current court system to hide the dangers.  
           There are currently coordinated actions pending in California  
          and in federal courts."
           
          Status of the Claimed Litigation Explosion in California  :  One  
          of the principal attacks on the bill made by the bill's  
          opponents is that the bill will dramatically increase litigation  
          in California, which, they argue, has been suffering from an  
          explosion in lawsuits.  However recent evidence suggests the  
          claimed litigation explosion is more rhetoric than reality.  In  
          a February 1, 2001,  L.A.   Times  article, entitled "We Aren't  
          Seeing You in Court," the paper reported that "America's  
          litigation explosion has fizzled.  Americans are no longer suing  
          each other as much.  Californians are suing each other much  
          less.  After years of steady decline, the number of big-money  
          personal injury lawsuits in California is roughly half of what  
          it was a decade ago.  Small claims have fallen to levels unseen  
          in 30 years."  According to this report, "No systematic research  
          has been done on the causes ? But a review of statistics kept by  
          the center and by California's Judicial Council makes it clear  
          that nationally, over the last decade, the rate of tort lawsuits  
          has slightly declined while, in California and some other  
          states, the rate has plunged." 

           Lack of Any "Litigation Explosion" in Other States Which Passed  
          Anti-Secrecy Laws  :  If, as the bill's opponents assert, passage  
          of an anti-secrecy law in California will lead to a new  
          litigation explosion, one would expect to find the same trend in  
          other states that have already enacted similar laws.  However a  
          review of case filing statistics in other states that have  
          passed anti-secrecy legislation suggests that case filings have  
          not in fact increased after the new laws took effect.  For  
          example, Florida has one of the strongest anti-secrecy statutes  
          in the country.  Its anti-secrecy law, which took effect over a  
          decade ago, covers all public hazards, not just the limited  
          categories found in this bill.  If the opponents' arguments  
          about an explosion is true, one would expect to see a spike in  
          case filings after Florida's "Sunshine Act" took effect in 1990.  
           Yet Florida's per capita case filings and dispositions actually  
          decreased during this period.  A similar trend has been apparent  
          in the state of Texas as well, which has long had a similar  
          anti-secrecy policy via court rule.








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           Recent Editorial Support:   This past April 15, the Los Angeles  
          Times strongly editorialized in favor of AB 36 and SB 11.  Wrote  
          the  Times  , in an editorial entitled "Sometimes, Secrecy Kills":

               Here's the question:  Should consumers be told of product  
               defects uncovered in the course of litigation?  A  
               no-brainer, right?  Not to the companies that for years  
               have fought to keep such information secret as the price of  
               settling with consumers who bring lawsuits.  Texas, Florida  
               and more than a dozen other states already require that  
               court records involving product defects be open to the  
               public.  Bills that would do the same in California are now  
               before the Legislature, and after years of failed efforts  
               they may have enough momentum to succeed? 

               Secrecy agreements are standard for large corporations in  
               product liability lawsuits.  The list is long: asbestos  
               products, heart valves, contraceptive devices.  In each  
               case, dangerous products stayed on the market.  Lawyers had  
               to build the documentary evidence from scratch in each  
               case?  Opponents--including manufacturers, insurers and  
               drug companies--insist that opening up trial court records  
               would unleash a flood of litigation and cause businesses to  
               flee California.  Neither has happened in states with  
               strong disclosure laws...   

           ISSUE:  WOULD AB 36 INCREASE THE TIME AND EXPENSE OF LITIGATION  ?  
           Opponents argue that increased litigation to protect  
          confidentiality will result in increased legal costs to both  
          parties, as well as increased public costs for the additional  
          court time.  They further assert that AB 36 would also result in  
          increased court congestion since confidentiality currently  
          promotes cooperation in discovery and private settlement of  
          legal disputes outside of the courtroom.  Without  
          confidentiality, opponents contend that these components of  
          litigation will end up back before the judge, requiring  
          increased attention that could have been used to resolve other  
          cases.
           
          Proponents respond that opponents' arguments ignore the success  
          of similar legislation in several states and local court rules.   
          In particular, currently nine states limit or disallow  
          confidentiality agreements in lawsuits that affect public  
          safety, including Florida, Arkansas, Louisiana, Kentucky,  
                                                       







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          Nevada, North Carolina, Oregon, Virginia and Washington.  In  
          addition, superior courts in San Diego, San Francisco, Santa  
          Clara, Alameda and Los Angeles counties, along with courts in  
          Delaware, Georgia, Idaho, Michigan, New York and Texas, have  
          adopted court rules addressing secrecy.  Proponents assert that  
          these provisions have been enacted and enforced without any  
          evidence of unmanageable delays or expense.
           
           ISSUE:  WOULD AB 36 RESULT IN FEWER OR MORE SETTLEMENTS  ?  Some  
          opponents assert that AB 36 will force many more manufacturers  
          and businesses to settle frivolous claims against them in order  
          to avoid the public dissemination of information the defendant  
          wishes to be kept confidential.  Other opponents say that AB 36  
          will have the opposite effect.  They assert that defendants now  
          settle what they see as a frivolous case because they believe  
          that the cost of litigation will exceed the amount of the  
          proposed settlement.  Opponents argue that under the bill such  
          defendants would be less willing to settle because disclosure of  
          settlements could lead to "copycat" and nuisance lawsuits.   
          Opponents also contend that defendants would be reluctant to  
          settle cases if there is a substantial risk that sensitive  
          information may thereby become publicly available and land in  
          the hands of competitors.
           
          Proponents respond that defendants now use secrecy agreements to  
          shield their exposure for defective products, financial fraud,  
          or environmental hazards, and not simply as a tool to reduce the  
          cost of litigation.  In addition, they argue that even if the  
          law prohibited the sealing of the records, defendants would  
          still settle a case in order to avoid the potential of a  
          "runaway" jury award.  They point to the Florida tobacco case as  
          an example, which was settled before the trial ended despite a  
          prohibition on secret settlements in that state.
           
          As to the alleged risk that sensitive trade secrets or other  
          privileged information may be disclosed, the bill would provide  
          specific protection to this information and would allow the  
          court to order confidentiality in all others cases when the  
          public safety is not at risk or that risk is outweighed by the  
          need for confidentiality.  Moreover, proponents respond that  
          since other states have successfully implemented similar  
          statutes without any negative impact, there is additional  
          evidence that opponents' fears are unfounded.  Proponents argue  
          that the bill would simply stop the unfortunate industry tactic  
          of hiding behind illusory trade secrets to escape responsibility  








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          for dangerous products.
           
           ISSUE:  HOW DOES AB 36 DIFFER FROM PREVIOUS LEGISLATION  ?  There  
          are many important differences between AB 36 and prior measures.  
           The major change is the narrowing of the proposal in light of  
          the Judicial Council's adoption of Rule 243.1.  Previously, SB  
          711 of 1992 and SB 1254 of 1999 also sought to cover papers and  
          writings filed with the court.  With Rule 243.1 mandating a  
          presumption of public access to court records, AB 36's  
          application is narrowed to those writings and documents that are  
          not filed with the court, including information contained in  
          confidential settlement agreements and evidence obtained through  
          discovery that is not filed with the court (because, for  
          example, the case was settled with a confidentiality agreement).  
           With the adoption of Rule 243.1, the broader provisions were no  
          longer necessary.
           
          Another major change is the expansion of the bill to also  
          include unfair insurance claims practices.  This was added in  
          response to practices by some insurers who for years unlawfully  
          failed to pay Northridge Earthquake claims and then, when their  
          illegal practices were uncovered, successfully shielded their  
          unlawful practices from other insureds by requiring secret  
          settlements.
           
          A third major change is the deletion of provisions in prior  
          bills that would have allowed third parties, including  
          newspapers, to challenge the issuance of a post-settlement  
          protective order for a period up to five years after the order.   
          Opponents had argued that this provision undermined the issuance  
          of protective orders, and promoted bounty hunter and repeated  
          litigation by parties seeking attorney's fees under the  
          proposal.  Proponents had pursued the provision, thinking that  
          it served as a valuable safety mechanism in the system to  
          discourage defendants from offering a substantially higher  
          settlement to a plaintiff to enter into a secrecy agreement.
           
          A related major change is deletion of the notice provision  
          requiring notice to the Attorney General of the public hazard  
          where the court found that a protective order was justified.  To  
          the opponents, this provision denied them their confidentiality  
          even when the court found valid trade secret concerns.  AB 36  
          would provide absolute protection for trade secrets.  AB 36 also  
          removes the "redaction" provisions which opponents thought were  
          insufficiently protective and burdensome.








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          Another major change is the inclusion of any privileged  
          information within the automatic exception, not just those  
          recognized in Evidence Code Section 1040.  A minor change is the  
          fine-tuning of the former language to eliminate ambiguity.  For  
          example, opponents had objected to SB 1254 because it would have  
          applied to "information that indicate allegations of" a public  
          hazard.  AB 36 has recrafted the language to say "information  
          concerning" or "relating" to a public hazard.  However,  
          opponents have raised objections to those changes as well.   
          Thus, author's amendments in committee will refer to  
          "information that is evidence" of a public hazard.
           
           ISSUE:  SHOULD THE BILL PROVIDE A PROCEDURE FOR HEARING  
          PROTECTIVE ORDER MOTIONS  ?  Unlike past bills, AB 36 does not  
          specify a procedure for hearing a motion for a protective order.  
           Without a specific process, court rules would necessarily be  
          adopted for its implementation.  In comparison, SB 1254 provided  
          that the party or parties seeking the protective order would be  
          required to identify for the court's review the writings or  
          information that are proposed for confidentiality and shall bear  
          the burden for its justification.  Any writing or information  
          that is not identified for review by the court would not be  
          subject to any protective order granted by the court.  The court  
          would be required to independently examine the basis of the  
          proposed protective order and would make findings for each  
          writing or item of information proposed for nondisclosure under  
          the motion for a protective order.

           Author's Amendments  :  Among other things, the Civil Justice  
          Association of California (CJAC) complains that under the bill  
          "a mere allegation" of a product defect is an adequate basis for  
          denying confidentiality to a defendant's documents.  The result,  
          CJAC asserts, is that the bill assumes guilt and allows  
          plaintiffs' lawyers to publicly disseminate a defendant's  
          sensitive business information just because the lawyer files a  
          lawsuit claiming a product "may be" defective.  In order to  
          clarify his intent that evidence which can be appropriately  
          weighed by a judge is required in the bill, the author shall  
          amend the bill to replace the term "information" with "evidence  
          of."
           
           In addition, a technical amendment shall be made to the bill to  
          clarify the author's intent that settlement "discussions" and  
          not "agreements" are exempted from the bill's provisions, as has  








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          been the case in the prior versions of this legislation. 
           
          ARGUMENTS IN SUPPORT :  According to the author and the  
          co-sponsors, AB 36 is needed because of the public harm that can  
          result from keeping information of known risks away from the  
          public.  Proponents assert that the public has seen too many  
          examples of a product defect or other public hazard that is  
          known to cause injury to the public, yet the evidence of that  
          public risk is sealed from public view by protective orders or  
          settlement agreements that keep the risk hidden from the public.  
           For example, known risks kept secret from the public include  
          the shred-prone Firestone Tires that were recalled only after  
          hundreds of deaths and thousands of injuries, hidden  
          environmental hazards as publicized by the Erin Brockovich case,  
          the diet drug Fen-Phen, silicone gel implants, tobacco products,  
          and asbestos, to name just a few.
           
          These cases illustrate that the non-disclosure of known  
          information of public hazards have led to countless human  
          tragedies and severe financial loss.  AB 36 seeks to stop the  
          secrecy in order to protect human lives.
           
          According to the author, despite the potential adverse impact  
          upon the public, information discovered in litigation that is  
          evidence of a defective product or other public hazard is  
          routinely kept secret when a discovery protective order is  
          routinely renewed without any public hearing and usually without  
          the court reviewing the information to be sealed and determining  
          whether secrecy is appropriate.
           
          Proponents stress that the Legislature needs to end the practice  
          of allowing information of a public hazard to be routinely  
          sealed from public scrutiny without court consideration of the  
          public risks.  The author argues that AB 36 is a fair bill that  
          balances the public's need to know of risks with the business  
          community's interest in protecting its trade secrets and  
          privileged information, while reducing the injury, death, and  
          damage to unsuspecting consumers that could and should be  
          avoided.
           
           ARGUMENTS IN OPPOSITION:    Opponents vociferously contend that  
          AB 36 would lead to increased litigation, more costly  
          litigation, and the likely loss of protection for intellectual  
          and other property rights.  CJAC writes that the threat to trade  
          secrets is so great that enactment of AB 36 will cause taking of  








                                                                  AB 36
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          property that will require state compensation.  CJAC also  
          contends that AB 36's prohibition about selling the information  
          is illusory, that nothing prevents a plaintiff from freely  
          distributing the information on the Internet or sharing it with  
          colleagues without charge.  "Once the information is public, the  
          value of the property at issue will be severely diminished, if  
          not destroyed," writes CJAC.
           
          Opponents also contend that AB 36 would run roughshod over  
          existing privacy protections and may thus infringe upon the  
          constitutional right of privacy.

          Opponents argue that reducing the court's discretion to order  
          protective orders will leave courts unable to protect the  
          fundamental privacy and property rights of the litigants.  In  
          that event, they assert that parties will necessarily litigate  
          every discovery request involving information the party believes  
          is a trade secret, privileged, confidential, proprietary, and  
          private, to prevent the public dissemination of that  
          information.  As one example, opponents assert that the "trade  
          secret" exception is too narrow because many courts refuse to  
          classify non-technical information (such as marketing and  
          product plans) as a trade secret, thus forcing the party to make  
          a showing that the information is protected under the five-part  
          balancing standard.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          Attorney General Bill Lockyer
          American Federation of State, County and Municipal Employees
          California Conference Board of the Amalgamated Transit Union
          California District Attorney's Association
          California Conference of Machinists
          California Labor Federation, AFL-CIO
          California Newspaper Publisher's Association
          California Nurses Association
          California Teamsters Public Affairs Council
          Center For Public Interest Law
          Children's Advocacy Institute
          Citizens for Reliable and Safe Highways
          Congress of California Seniors
          Consumer Attorneys of California
          Consumer Federation of California








                                                                  AB 36
                                                                  Page  15

          Consumers for Auto Reliability and Safety
          Consumers Union
          Engineers and Scientists of California
          Foundation for Taxpayer And Consumer Rights
          Golden State Mobilehome Owners League, Inc.
          Heat and Frost Insulators & Asbestos Workers
          Homeowners Against Deficient Dwellings, Inc.
          Hotel Employees, Restaurant Employees International Union
          Los Angeles County District Attorney's Office
          Older Women's League of California
          Region 8 States Council of the United Food & Commercial Workers
          Service Employees International Union
          Sierra Club
          Trauma Foundation
          United Policyholders

           Opposition 
           
          3M
          Advanced Medical Technology Association
          Advanced Tissue Sciences
          AG Edwards and Sons Inc.
          Agouron
          Alcatel USA
          Alliance of American Insurers
          Alliance of Automobile Manufacturers
          Alliance Pharmaceutical Corporation
          Allstate Insurance Company
          Akkadix
          American Electronics Association
          American Insurance Association
          Apple
          Anheuser-Busch Companies, Inc.
          Association of California Insurance Companies
          Association of California Life & Health Insurance Companies
          Baxter Healthcare Corporation
          Bay Area Bioscience Center
          Bayer Corporation
          BIOCOM/San Diego
          Bristol-Myers Squibb
          BP Amoco
          California Apartment Association
          California Association of Health Facilities
          California Association of Professional Liability Insurers
          California Building Industry Association








                                                                  AB 36
                                                                  Page  16

          California Business Roundtable
          California Chamber of Commerce
          California Citizens for a Sound Economy
          California Financial Services Association
          California Healthcare Institute
          California Manufacturers and Technology Association
          California Retailer's Association
          California Restaurant Association
          California Taxpayers' Association
          Cal-Tax
          Caterpillar, Inc.
          Celgene Signal Research Division
          Central California Citizens Against Lawsuit Abuse
          Charles Schwab & Co., Inc.
          Chevron
          Cistem
          Civil Justice Association of California
          Clorox
          Compaq
          Consulting Engineers & Land Surveyors of California (CELSOC)
          Elitra Pharmaceuticals
          Employers Health Care Coalition
          Enterprise Rent-a-Car
          Esperian
          Exodus Communications, Inc.
          Exxon
          Federation of Insurance and Corporate Counsel
          First American Financial Corporation
          GeneFormatics
          General Motors
          Gen-Probe Incorporated
          GlaxoSmithKline
          Goldsberry, Freeman & Swanson
          Greater Riverside Chambers of Commerce
          Hewlett Packard
          Holliseden
          Hydrocephalus Association
          IDEC Pharmaceuticals
          Idun Pharmaceuticals, Inc.
          Insurance Agents and Brokers Legislative Council
          Intel
          International Association of Defense Counsel
          Intuit
          Jack In The Box
          Johnson & Johnson








                                                                  AB 36
                                                                  Page  17

          La Jolla Pharmaceutical Company
          Lawyers for Civil Justice
          Livingston & Mattesich
          Los Angeles Area Chamber of Commerce
          Los Angeles Citizens Against Lawsuit Abuse
          Maxia Pharmaceuticals
          Maxim Pharmaceuticals
          Mitokor
          Money Mailer, LLC
          NHBB, Inc.
          Nationwide Insurance Enterprise
          Nereus Pharmaceuticals, Inc.
          Neurogenetics
          New United Motor Manufacturing (NUMMI)
          Newport Harbor Area Chamber of Commmerce
          Nielsen, Merksamer, Parrinello, Mueller & Naylor, LLp
          Nissan North America
          Norwood Pedrotti
          Novartis Pharmaceuticals Corporation
          Orange County Citizens Against Lawsuit Abuse
          Personal Insurance Federation
          Pfizer, Inc.
          Pharmaceutical Research and Manufacturers of America (PHARMA)
          PPG, Industries, Inc.
          Prometheus
          Quebecor World
          Quorex Pharmaceuticals
          Raymond James Financial Services
          Robinson Helicopter Co.
          Salomon Smith Barney, Inc.
          San Diego Citizens Against Lawsuit Abuse
          San Diego Regional Chamber of Commerce
          San Diego Regional Economic Development Corporation
          S.C. Johnson
          SGI
          Securities Industry Association
          Semiconductor Equipment & Materials International (SEMI)
          Sequenom Industrial Genomics
          Silicon Valley Citizens Against Lawsuit Abuse
          State Farm
          Sun Microsystems
          TechNet
          The Doctor's Company
          Trega Biosciences
          TRW








                                                                  AB 36
                                                                  Page  18

          Western Digital
          Western States Petroleum Association
          Wilke, Fleury, Hoffelt, Gould & Birney, LLP
          Wine Institute
          Xilinx
           

          Analysis Prepared by  :    Drew Liebert / JUD. / (916) 319-2334