BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 164
                                                                  Page  1

          Date of Hearing:   April 18, 2001

                          ASSEMBLY COMMITTEE ON EDUCATION 
                            Virginia Strom-Martin, Chair
                    AB 164 (Harman) - As Amended:  April 16, 2001
           
          SUBJECT  :   Special Education due process.

           SUMMARY  : Allows local education agencies (LEAs) to establish  
          procedures, as specified, to require parents involved in special  
          education disputes who choose not to use the mediation process,  
          to meet, at a time and location convenient to the parents, for  
          the purpose of encouraging the us, and explaining the benefits  
          of the mediation process to the parents.
          Specifically,  this bill  :  

          1)Allows the LEA to establish procedures, as specified, to  
            require parents involved in special education disputes who  
            choose not to use the mediation process, to meet, at a time  
            and location convenient to the parents, for the purpose of  
            encouraging the use and explaining the benefits of the  
            mediation process to the parents.

          2)Requires that the meeting must be with a disinterested party  
            who is under contract with either of the following:

             a)   A parent training and information center or community  
               parent resource center established as specified, or

             b)   An appropriate alternative dispute resolution entity.

           EXISTING LAW  

          1)Authorizes the parent and the public education agency involved  
            in a special education dispute to initiate due process hearing  
            procedures under any of the following circumstances:

             a)   There is a proposal to initiate or change the  
               identification, assessment, or educational placement of the  
               child or the provision of a free, appropriate public  
               education to the child.

             b)   There is a refusal to initiate or change the  
               identification, assessment, or educational placement of the  
               child or the provision of a free, appropriate public  








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               education to the child.

             c)   The parent refuses to consent to an assessment of the  
               child.

          2)Requires the party initiating a due process hearing to provide  
            the other party to the hearing with a copy of the request at  
            the time the request is filed with the Superintendent of  
            Public Instruction (SPI). 

          3)Requires the SPI or his or her designee, upon receipt of the  
            written request by the parent or public education agency, to  
            immediately notify, in writing, all parties of the request for  
            the hearing and the scheduled date for the hearing.  The  
            notice is required to advise all parties of all their rights  
            relating to procedural safeguards.  The SPI or his or her  
            designee is required to provide both parties with a list of  
            people and organizations within the geographical area that can  
            provide free or reduced cost representation or other  
            assistance in preparing for the due process hearing.

          4)Allows public education agencies and parents, if the party  
            initiating the hearing so chooses, to meet informally to  
            resolve any issue of issues relating to the identification,  
            assessment, or education and placement of the child, or the  
            provision of a free, appropriate public education to the  
            child, to the satisfaction of both parties prior to the  
            hearing.  The informal meeting must be conducted by the  
            district superintendent, county superintendent, or director of  
            the public education agency or his or her designee.

          5)Allows parties to a hearing to use a mediation conference or  
            resolving their dispute in an informal, non-adversarial  
            manner, even though a request for a state level hearing has  
            been filed or even if the due process hearing has commenced. 

          6)Provides that the due process hearing rights include, but are  
            not limited to, all of the following:

             a)   The right to a mediation conference, as specified.

             b)   The right to request a mediation conference at any point  
               during the hearing process, as specified.

             c)   The right to examine pupil records, as specified.








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             d)   The right to a fair and impartial administrative hearing  
               at the state level, before a person knowledgeable in the  
               laws governing special education and administrative  
               hearings, under contract with the State Department of  
               Education. 

           Current federal law  .  The Individuals with Disabilities  
          Education Act (IDEA), has the purpose of all of the following:

          1)Ensure that all children with disabilities have available to  
            them a free appropriate public education that emphasizes  
            special education and related services designed to meet their  
            unique needs and prepare them for employment and independent  
            living; 

          2)Ensure that the rights of children with disabilities and  
            parents of such children are protected; 

          3)Assist states, localities, educational service agencies, and  
            federal agencies to provide for the education of all children  
            with disabilities;

          4)Assist states in the implementation of a statewide,  
            comprehensive, coordinated, multidisciplinary, interagency  
            system of early intervention services for infants and toddlers  
            with disabilities and their families; 

          5)Ensure that educators and parents have the necessary tools to  
            improve educational results for children with disabilities by  
            supporting systemic-change activities, coordinated research  
            and personnel preparation, coordinated technical assistance,  
            dissemination, and support, and technology development and  
            media services; and

          6)Assess, and ensure the effectiveness of, efforts to educate  
            children with disabilities. 

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

           Arguments in support  .  According to the author, current law does  
          not require individuals to notify a school that they have filed  
          for a due process hearing, leaving the school with no  








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          opportunity to satisfy the request for service prior to  
          incurring the expense of the hearing.

          The California Speech/Language Hearing Association contends that  
          meetings, paperwork and stress associated with due process  
          hearings place an unreasonable burden on speech-language  
          pathologists and ultimately take time away from their work with  
          students.

           Would the bill put California at risk of becoming noncompliant  
          with IDEA  ?  IDEA and federal regulations govern how states and  
          local education agencies provide special education and related  
          services.  Any defiance of the controlling federal law may lead  
          to a withholding of significant federal funding for special  
          education, while the state would continue to be responsible for  
          providing these programs and services.    

          Federal law does not place any limits similar to those proposed  
          in this bill as a condition for initiating due process.   
          However, it appears that the additional meeting requirement  
          proposed in this bill would not be in conflict with federal due  
          process law.

           Related Legislation  .  AB 2321 (Mazzoni), Chapter 591, Statutes  
          of 2000, authorizes the Department of Education to select up to  
          three Special Education Local Plan Areas to pilot test, for up  
          to three years, alternative due process hearing procedures,  
          provided that funds are appropriated for that purpose.  This  
          Chapter provides for the pilot programs to implement a  
          voluntary, simplified alternative hearing process based on  
          settlement and alternative dispute resolution models, without  
          the involvement of attorneys, and including the following  
          features:

          1)No legal rules of evidence, except rules regarding privileged  
            communications and hearsay;

          2)Curtailed presentation of evidence;

          3)Parents represent themselves;

          4)School site staff represent the district; and

          5)Hearings last no more than one day.









                                                                  AB 164
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          Chapter 591 provides that participation in the pilot program  
          does not waive rights to due process, nor does participation  
          prejudice future proceedings.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support  

          Orange County Department of Education (sponsor)
            Association of California School Administrators
          California Association for Counseling & Development

           Opposition  

          None on file.

           Analysis Prepared by  :    Mavonne Garrity / ED. / (916) 319-2087