BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 856
                                                                  Page  1

          Date of Hearing:   April 16, 2001

                   ASSEMBLY COMMITTEE ON GOVERNMENTAL ORGANIZATION
                                 Herb Wesson, Chair
                 AB 856 (Wesson) - As Introduced:  February 22, 2001
           
          SUBJECT  :   Backstretch worker labor relations

           SUMMARY  :   Establishes racetrack backstretch employee labor  
          standards and requires the California Horse Racing Board (CHRB)  
          to annually inspect the housing conditions at California's  
          racetracks.  Specifically,  this bill  :  

          1)Finds that the National Labor Relations Act has declined  
            jurisdiction over horse racing due to extensive state  
            regulation over the industry, and expresses legislative intent  
            to establish an orderly procedure for backstretch workers to  
            exercise their statutory rights to organize a labor union.

          2)Directs the CHRB to establish a union recognition procedure  
            and to establish reasonable rules to regulate access for  
            representatives of labor unions to meet with backstretch  
            workers during working and non-working hours.  This bill also  
            includes anti-coercion/retaliation language for both employees  
            and trainers in obtaining or revoking employee authorization  
            cards for the selection of a labor union or collective  
            bargaining agent.

          3)Requires the CHRB to provide the union a list of backstretch  
            employees, including the license type, employer, addresses,  
            telephone number, and location of employment. 

          4)Allows a labor union to request CHRB recognition as the  
            exclusive bargaining agent for backstretch employees upon  
            collection of signed cards from a majority of the workers in a  
            defined bargaining unit.  When a union claims to represent a  
            majority of the employees in such a unit, a neutral party must  
            be selected by the CHRB to validate the employee authorization  
            cards submitted by the union.  Upon the validation of these  
            cards, the CHRB must recognize that union as the collective  
            bargaining agent for those workers.

          5)Authorizes the CHRB to conduct an election among employer  
            trainers for the selection of an agent to represent the  
            interests of the trainers in a multiemployer agreement.  A  








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            trainer may opt out of a multi-employer bargaining procedure,  
            but if a majority of his/her employees indicate a desire to  
            join a union, the trainer must bargain in good faith.  If less  
            than a majority of the trainers' workers express a desire to  
            join a union, the trainer is not subject to the bargaining  
            order, but the workers have one year to get a majority of the  
            employees to sign union authorization cards.  The bill  
            additionally provides for a decertification process for  
            employees that no longer desire to be represented by the  
            union.

          6)Allows for a labor union and organization of trainers or  
            horsemen to enter into a mutually acceptable agreement that  
            may substitute for the provisions of the bill.  The bill,  
            however, does not require that parties enter into any labor  
            agreement, provided each party is negotiating in a good faith  
            effort to reach an agreement.  


          7)Authorizes the CHRB to require the parties to submit to  
            binding arbitration, or to contract with state mediation and  
            conciliation services relating to this issue, in the event of  
            an impasse in labor negotiations.  

          8)Requires the Labor Commissioner to notify the CHRB of any  
            labor violations by a licensee committed during the course of  
            such licensed activity, and includes labor law violations as a  
            condition that may be considered by the CHRB in the suspension  
            or revocation of a license. 

          9)Directs the CHRB to develop housing standards that protect the  
            health and safety and general welfare of the backstretch  
            workers living at the racetrack and the horses in their care.   
            Prohibits the CHRB from licensing racing associations to  
            conduct a race meeting until an inspection has taken place to  
            ensure compliance with the housing requirements.  Moreover, an  
            annual inspection is required to be conducted by CHRB in  
            conjunction with either the Department of Housing and  
            Community Development or the appropriate local housing  
            authority.  

          10)Requires trainers to keep accurate payroll records of their  
            employees that would be available for review by the Labor  
            Commissioner and the employee, as specified.  Except for  
            trainers covered by a collective bargaining agreement, the  








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            CHRB must require, as a condition of licensure, that copies of  
            all payroll records be filed with the CHRB.  The Labor  
            Commissioner must establish a program to audit these records  
            at least once every three years to ensure compliance. 

          11)Redirects an additional 30 percent of charity racing day  
            proceeds to be distributed to charities associated with the  
            horse racing industry.  

          12)Provides that when a statewide majority of backstretch  
            workers choose to be represented by a union, either the  
            horsemen owners or trainers, where appropriate, must submit a  
            plan to the CHRB for the administration of the existing  
            pension program by a joint labor-management committee.  The  
            bill additionally requires the existing health and welfare  
            fund board to be expanded to include two holders of  
            backstretch employee licenses, or, if there is a union, two  
            union representatives. 

           EXISTING LAW  :

          1)Authorizes wagering on the result of live and simulcast horse  
            races, subject to the regulation and oversight of CHRB, and  
            requires the licensure of various persons and entities  
            associated with this industry.

          2)Imposes specified requirements on the operation of racetracks  
            and backstretch facilities, and establishes pension funds and  
            welfare funds for the benefit of backstretch personnel and  
            horsemen.

           FISCAL EFFECT  : Unknown

           COMMENTS  :   

          1.   Background  . In response to a series of media reports that  
          detailed labor violations and substandard housing conditions at  
          California's racetracks, the author and supporters of this bill  
          developed a comprehensive proposal that addresses a number of  
          issues affecting the California racing industry.  These media  
          reports suggested that some of these workers are not being  
          properly compensated regarding minimum wage and overtime  
          payments, as well as living in equipment rooms not designed for  
          residency.  These reports have been confirmed by the Labor  
          Commissioner and housing inspectors.   








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          "Backstretch" workers are not presently represented by a union,  
          nor are they afforded any of the protections accorded by both  
          the National Labor Relations Act and the state Agricultural  
          Relations Act.  Backstretch workers are generally employees of  
          trainers who take care of the horses, and are classified as  
          grooms, exercise riders, and hotwalkers.  It is estimated that  
          there are approximately 3,500 backstretch workers employed at  
          California's racetracks.  
                              
          This bill addresses many of these labor and housing issues by  
          establishing a legal framework for backstretch employees to  
          exercise their right to unionize.  In addition, the bill  
          establishes housing standards that racing associations would  
          have to comply with as a condition for a license to conduct a  
          race meeting. The bill also requires trainers to keep accurate  
          and true payroll records in compliance with applicable laws and  
          provides for the suspension or revocation of a trainer's license  
          for serious violations of the law.

          2.   Previous legislation  . AB 2760 (Wesson), from the 1999-2000  
          Legislative Session, contained identical language.  However, AB  
          2760 also contained an authorization for account wagering, which  
          was intended to help the state's racing industry capture  
          wagering revenue lost to out-of-state and offshore betting  
          systems.  AB 2760 was the product of extensive negotiations  
          involving labor organizations, racing associations, owners and  
          trainers.  The Governor, however, vetoed the bill, and in his  
          veto message expressed displeasure with AB 2760's expanded  
          wagering provisions.  The Governor did state that he would sign  
          a bill that contained only the backstretch provisions that  
          "protect backstretch employees from being subjected to dismal  
          living and working conditions."

          3.   Opposition  .  Opponents argue that this bill could place an  
          excessive burden on California's racing industry by potentially  
          making it more costly for trainers and owners to train and own  
          horses in California.   The trainers' organization notes that  
          they were neutral on last year's AB 2760 due to the inclusion of  
          the account wagering authorization, which would have produced  
          additional wagering revenues for the various segments of the  
          racing industry.  Opponents note that the California horse  
          racing industry continues to experience difficulty in remaining  
          competitive with other forms of gambling and entertainment, and  
          that potentially increasing the costs of doing business in this  








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          state will only exacerbate this condition.  

          Opponents also contend that the majority card check means of  
          organizing, as opposed to an election, unfairly favors a union  
          in any such organizing campaign.  Opponents challenge the  
          propriety of requiring the CHRB to provide the union a list of  
          backstretch employees, that includes information relating to  
          license type, employer, addresses and telephone numbers, and  
          location of employment.  Opponents also object to the provisions  
          in the bill that place additional payroll reporting and auditing  
          requirements on trainers that are not subject to a collective  
          bargaining agreement.   

          4.   Double referral  .  This bill has been double referred to the  
          Assembly Labor Committee.

           

          REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          California Labor Federation, AFL-CIO
          California State Council of Service Employees

           Opposition 
           
          California Thoroughbred Trainers 
          California Thoroughbred Breeders Association
          Thoroughbred Owners of California
          T.J. Stewart
           
          Analysis Prepared by  :    George Wiley / G. O. / (916) 319-2531