BILL ANALYSIS                                                                                                                                                                                                    






                                                            Bill No:   
          AB 856
          
                 SENATE COMMITTEE ON GOVERNMENTAL ORGANIZATION
                         Senator Edward Vincent, Chair
                           2001-2002 Regular Session
                                 Staff Analysis



          AB 856  Author:  Wesson
          As Amended:  July 2, 2001
          Hearing Date:  July 3, 2001
          Consultant:  Steve Hardy


                                     SUBJECT  
                      Horse Racing:  Backstretch Employees

                                   DESCRIPTION
           
          AB 856 would state findings and declarations of the  
          Legislature regarding the employment rights of racetrack  
          backstretch employees and the conduct of a union  
          representation election and related issues as follows:

          1.  Finds and declares individual workers have full freedom  
            regarding the terms and conditions of their employment,  
            and the intent of the Legislature to establish an orderly  
            procedure for backstretch employees to exercise their  
            statutory rights to organize a labor union.

          2.  Requires the California Horse Racing Board (CHRB) to  
            oversee the conduct of a union recognition election under  
            the following conditions:

                a)  Provides that trainers can choose to be part of a  
               multiple employer bargaining unit, or negotiate  
               individually with the union after the election.  No  
               neutrality agreement is required, but coercion and  
               threats as specified, are prohibited.

                b)  The union will collect cards, needing a 30%  
               showing to request an election, and further will have  
               described rights to access backstretch employees  
               covered by this act.




          AB 856 (Wesson) continued                                
          Page 2
          



                c)  Requires the CHRB to provide the union with a  
               list of all backstretch workers once the union has  
               acquired the signatures of at least 125 backstretch  
               employees as specified.



                d)  Provides that an election be conducted by the  
               California State Mediation and Conciliation Service  
               (CSMCS), once the union makes a 30% showing of signed  
               cards.  If a majority of the trainer's employees vote  
               in favor of the union, then the trainer is required to  
               bargain with the union as specified.

                e)  Any disputes about the conduct of the election  
               will be submitted to arbitration by an arbitrator  
               mutually agreeable to the parties, with hearings to be  
               held within 72 hours of written notice to the parties.  
               The arbitration panel will be selected by the  
               Executive Director of the CHRB from names submitted by  
               the CSMCS.  The arbitrator will have authority to  
               order any remedies described, and either party may  
               bring an action in state court to enforce the  
               arbitrator's decision, and be entitled to recover  
               reasonable fees or costs as specified.

          3.  Nothing in the above provisions will prevent a labor  
            union and an organization of horsemen or trainers, from  
            entering into a mutually acceptable agreement that can  
            substitute for the requirements of those provisions.   
            Also, nothing in the act requires parties to enter into  
            any labor agreement.

          4.  Requires the CHRB to provide that labor agreements  
            reached under this act are binding upon all applicable  
            horsemen or trainers, with no horseman or trainer  
            required to be a party to a multiyear collective  
            bargaining agreement as specified.

          5.  Allows the CHRB to establish reasonable rules for  
            representatives of unions to meet backstretch workers  
            during working and nonworking hours as, described.

          6.  Requires the labor Commissioner to notify the CHRB of  
            Labor Code violation findings, when committed by a person  




          AB 856 (Wesson) continued                                
          Page 3
          


            licensed pursuant to this act as specified.

          7.  Requires the CHRB to adopt emergency regulations in  
            accordance with the Administrative Procedure Act, to  
            establish standards as described, governing employee  
            housing provided to backstretch personnel at licensed  
            racetracks.  These emergency regulations will be replaced  
            by permanent regulations within 18 months of their  
            adoption.  Every racing association must be in compliance  
            with these housing standards by January 1, 2003.






          8.  Provides that as of January 1, 2003, the CHRB in  
            conjunction with the Department of Housing and Community  
            Development, and either a local housing authority or  
            local environmental health authority, will annually  
            inspect the living conditions of backstretch employee  
            housing to ensure compliance with CHRB standards.  No  
            license to conduct racing will be issued to a racing  
            association, unless the CHRB has inspected existing  
            housing conditions on the racetrack's backstretch and  
            determined that the track is in compliance.

          9.  Requires each trainer to keep accurate payroll records  
            as described.

          10. These payroll records will be certified and available  
            at the principal office of the trainer for inspection at  
            reasonable hours as specified.

          11. The CHRB, except as noted, will require as a condition  
            of issuing or renewing a trainer's license, that a copy  
            of all payroll records noted above, be filed with the  
            CHRB as described.

          12. Provides that the pension plan for backstretch  
            personnel will be administered by a joint  
            labor-management committee as specified, with one-half of  
            the representatives being members of labor organizations  
            who are the exclusive bargaining representative for  
            backstretch employees, and one-half will be  
            representatives of the trainer's organizations.  The CHRB  




          AB 856 (Wesson) continued                                
          Page 4
          


            will appoint a representative from bona fide labor  
            organizations having an expertise in administration in  
            union pension plans in the absence of exclusive  
            bargaining representatives for backstretch employees.

          13. Provides that the health and welfare fund for  
            backstretch personnel will be administered by a board  
            consisting of two representatives of backstretch  
            personnel, appointed by the labor organizations  
            representing these employees, and two representatives of  
            the trainer's organizations.  The CHRB will, in the  
            absence of backstretch representatives from exclusive  
            bargaining units, appoint representatives from bona fide  
            labor organizations having expertise in welfare fund  
            administration.

          14.Increases from 20% to 50%, the amount allowed to be  
            contributed from charity racing days directly to  
            charities associated with the horse racing industry.

          15.Provides that provisions of this act are severable as  
            specified.

          16. Contains a cost disclaimer clause.


























          AB 856 (Wesson) continued                                
          Page 5
          


                                PRIOR LEGISLATION
           


           AB 2760 (Wesson) 1999 2000 Session.   Almost identical  
          measure to this bill.  (Vetoed by the Governor)


                                   EXISTING LAW
           
          Existing law authorizes wagering on the result of live and  
          simulcast horse races, subject to the regulation and  
          oversight of the California Horse Racing Board, and  
          requires the licensure of various persons and entities  
          associated with this industry.

          Existing law also imposes specified requirements on the  
          operations for race tracks, backstretch facilities,  
          stabling and vanning services, and establishes pension  
          funds and welfare funds for the benefit of backstretch  
          personnel and horsemen/women.

          Existing law provides that no license to conduct a horse  
          racing meeting will be issued unless the track has been  
          inspected and approved by, the CHRB as to specified  
          racetrack safety standards within 30 days prior to the date  
          of application.

                                    BACKGROUND
           
          The author's office reports that the California horse  
          racing industry is comprised of horse owners, breeders,  
          trainers, racing associations and their employees, county  
          fairs and district agricultural associations, as well as  
          the bettors/fans, and the State of California.  These  
          parties are linked through the parimutuel pool, which  
          represents the total amount of money wagered on a horse  
          race (Handle), and is the primary source of funding for the  
          industry.

          Wagering on horse racing was approved by constitutional  
          amendment in 1933, principally as a means to generate  
          income for the state and to fund safety and maintenance  
          projects at California's state and local fairgrounds.  In  
          1999, approximately $44 million in license fees was  
          budgeted to support the operations of the California Horse  




          AB 856 (Wesson) continued                                
          Page 6
          


          Racing Board (CHRB) and the Division of Fairs and  
          Expositions within the Department of Food and Agriculture  
          for the benefit of 81 county and agricultural fairs located  
          throughout the State.

          By some estimates, the racing industry employs upwards of  
          50,000 people, with many of them at California racetracks  
          during the time that live racing is running.  Racetracks  
          are multi-faceted operations that feature various  
          employment categories, most of which are represented by  
          unions.  

          "Backstretch" workers are not presently represented by a  
          union, and generally are employees of trainers that take  
          care of the horses, and consist of grooms, exercise riders,  
          and hotwalkers.  It is estimated that there are  
          approximately 3,500 backstretch workers employed at  
          California's racetracks, who must be licensed by the CHRB.   
          In many cases, backstretch employees have been permitted to  
          stay in equipment or "tack" rooms adjacent to stables.

          Backstretch workers often live in the backstretch to be  
          near the horses not only to wash them down after a race,  
          but also to act quickly if a sudden illness or other health  
          problem should occur to these most valuable investments.   
          Backstretch conditions for both housing and health  
          conditions vary from track to track.  Bay Meadows and  
          Hollywood Park have dormitories at their facilities, while  
          most of the other tracks use stables and tack rooms to  
          house the workers.

          CHRB regulations require the establishment of a charitable  
          corporation to administer a welfare fund for the benefit of  
          backstretch personnel.  The California Thoroughbred  
          Horsemen's Foundation (CTHF) has been established to  
          provide welfare benefits to individuals working in  
          occupations directly related to the care of thoroughbred  
          horses.  The categories, programs, and activities for which  
          welfare funds may be expended include health care services,  
          medical and health assistance, emergency financial  
          assistance, and educational and recreational activities.

          Last year, a series of newspaper articles called attention  
          to the working and living conditions of backstretch  
          employees, suggesting that some of these workers are not  
          being properly compensated regarding minimum wage and  




          AB 856 (Wesson) continued                                
          Page 7
          


          overtime payments, as well as living in tack rooms not  
          designed for residency.

          Supporters believe that for many years, the California  
          horse racing industry has enjoyed broad exemptions from  
          basic housing and labor laws.  Unfortunately, these  
          exemptions have resulted in substandard living and working  
          conditions for many workers.  AB 471 directly addresses  
          this issue by providing labor and housing law reforms that  
          will give backstretch workers the protections they need.

           SUPPORT:   Service Employees International Union
                     Del Mar Thoroughbred Club
                     Oak Tree Racing Association
                     California Teamsters Public Affairs Council
                     Hotel Employees, Restaurant Employees  
          International Union
                     Bay Meadows Racing Association
                                 Los Angeles Turf Club, at Santa  
          Anita
                                 Golden Gate Fields Racing  
          Association
                                 Jockeys' Guild


           OPPOSE:   None registered as of 6/29/01

           FISCAL COMMITTEE:   Senate Appropriations



                                   **********