BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 1600
                                                                  Page  1

          ASSEMBLY THIRD READING
          AB 1600 (Keeley)
          As Amended June 4, 2001
          Majority vote 

           HEALTH              13-2        JUDICIARY           8-2         
           
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          |Ayes:|Thomson, Aanestad, Chan,  |Ayes:|Steinberg, Corbett,       |
          |     |Chavez, Frommer, Koretz,  |     |Dutra, Harman, Jackson,   |
          |     |Negrete McLeod, Richman,  |     |Longville, Shelley, Wayne |
          |     |Salinas, Steinberg,       |     |                          |
          |     |Wayne, Wesson, Zettel     |     |                          |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Bates, Runner             |Nays:|Robert Pacheco, Bates     |
          |     |                          |     |                          |
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           APPROPRIATIONS      15-3                                        
           
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          |Ayes:|Migden, Alquist, Aroner,  |     |                          |
          |     |Cedillo, Corbett, Correa, |     |                          |
          |     |Goldberg, Papan, Pavley,  |     |                          |
          |     |Simitian, Thomson,        |     |                          |
          |     |Wesson, Wiggins, Wright,  |     |                          |
          |     |Zettel                    |     |                          |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Ashburn, Robert Pacheco,  |     |                          |
          |     |Runner                    |     |                          |
          |     |                          |     |                          |
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           SUMMARY  :  Permits health care providers, on a class basis, and  
          health plans to agree to negotiate any contract term or  
          condition upon renewal of a contract or during the contract  
          term, if there is no provision for renegotiation.  Sunsets this  
          bill July 1, 2004.  Specifically,  this bill  :

          1)Permits health care providers, on a class basis, and health  
            care service plans and specialized health care service plans  
            to agree to negotiate any contract term or condition upon  
            renewal of a contract or during the contract term, if there is  
            no provision for renegotiation. 









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          2)Requires any contract negotiated pursuant to this bill to be  
            subject to the confirmation process set forth in 10) and 11)  
            below.

          3)Prohibits, in the event a health care service plan declines to  
            participate in these voluntary negotiations, no further action  
            by the class that is reasonably related to the subject of the  
            requested negotiations to be permitted.

          4)Requires, prior to commencing any negotiations authorized  
            under this bill, health care providers to submit a statement  
            to the Department of Managed Health Care (DMHC) indicating who  
            will represent the providers, type of provider licensure, and  
            number of providers to be represented.  

          5)Requires DMHC, if it finds that the nature of such  
            representation is not in the best interest of patients or is  
            otherwise inconsistent with the Knox-Keene Act (the body of  
            law governing health plans), to indicate why it is  
            inconsistent and recommend how such representation can be  
            changed to protect the best interest of patients and conform  
            with the provisions of the Knox-Keene Act.

          6)Permits, in the event the parties reach an impasse during the  
            negotiations, the parties, upon mutual agreement, may submit  
            the issues in dispute to facilitated negotiation.  Defines an  
            "impasse" as when the parties to a dispute have reached a  
            point in meeting and negotiating where their differences in  
            position are so substantial or prolonged that future meetings  
            would be futile. 

          7)Permits, in the event facilitated negotiation is unsuccessful,  
            the matter may, upon mutual agreement by the parties, be  
            referred to advisory arbitration. 

          8)Prohibits the advisory arbitration conducted pursuant to this  
            bill from limiting the rights and remedies otherwise available  
            to the parties under common or statutory law.  Permits the  
            arbitrator to order a party, the party's attorney, or both, to  
            pay reasonable expenses, including attorney's fees, incurred  
            by another party as a result of bad faith actions or tactics  
            that are frivolous or that are solely intended to cause  
            unnecessary delay.

          9)Requires DMHC to adopt regulations by July 1, 2002, that  








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            ensure that the facilitated negotiation and advisory  
            arbitration processes described in this bill are fair and  
            effective.  Requires these regulations to include a provision  
            requiring that the facilitator and arbitrator be neutral and  
            specify factors to be considered by the mediator or arbitrator  
            when resolving the issues that are required to include, but  
            not be limited to, the following: 

             a)   The stipulations of the parties; 
             b)   The interest and welfare of patients;
             c)   The patient's access to care;
             d)   The ability of health care providers to render quality  
               health care services;
             e)   The cost of providing the services, taking into  
               consideration the increasing age of the population, new  
               pharmaceuticals, the increasing sophistication of medical  
               technology, and the medical demographics of the population  
               of the plan's enrollees , including risk adjustment for  
               high concentrations of diseases with high treatment costs  
               such as diabetes, multiple sclerosis, human  
               immunodeficiency virus, and acquired immune deficiency  
               syndrome; and,
             f)   The reasonableness of the reimbursement rates. 

          1)Requires, upon negotiation of a contract, the parties, or upon  
            successful facilitated negotiation, the facilitator, or if the  
            parties agree to advisory arbitration, the arbitrator, to file  
            a copy of the contract, facilitated negotiation agreement, or  
            advisory arbitration award, a statement of reasons, and  
            submitted evidence to DMHC for review. 

          2)Requires DMHC, after making an independent review of the  
            evidence and considering the factors set forth in 9) above, to  
            confirm, modify, or vacate the contract, agreement, or award. 

          3)Defines "health care provider" as any health care provider  
            licensed under specified provisions of the Business and  
            Professions Code, which includes but is not limited to  
            physicians, dentists, nurses, psychologists, pharmacists,  
            chiropractors, marriage and family therapists, social workers  
            and optometrists. 

          4)States the Legislature does not intend for the dispute  
            resolution procedures described in this bill to have any  
            application or legal effect other than as described in this  








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            bill. 

          5)States the Legislature's intent that this bill's solution is  
            consistent with the state action immunity doctrine, which  
            establishes immunity from federal antitrust laws for conduct  
            taken or supervised by a state.

          6)Sunsets this bill on July 1, 2004, and repeals its provisions  
            on January 1, 2005, unless a later enacted statute extends or  
            deletes those dates.

           EXISTING FEDERAL LAW  declares to be illegal every contract,  
          combination in the form of trust or otherwise, or conspiracy in  
          restraint of trade or commerce among the several states.
           
          FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee analysis:

          1)Costs to the DMHC-about $500,000 (Managed Health Care Fund)  
            annually-to develop regulations and review negotiated  
            contracts.  Actual costs will depend on the number of  
            contracts submitted for review.

          2)To the extent health premiums paid by CalPERS increase,  
            additional annual state costs to purchase health coverage for  
            state employees.  For every 1% increase in premiums, annual  
            state costs will increase by $3 million.

           COMMENTS  :   

          1)According to the author, at present, the goal of ensuring that  
            Californians receive high-quality health care coverage in the  
            most efficient and cost-effective manner possible is not being  
            achieved.  The author argues that part of the problem is  
            market imbalance in that several plans control over 80% of the  
            market, and for chiropractors, one plan controls over 90% of  
            the market.  Another major factor is the dominance of  
            capitated managed care as costs have risen while capitated  
            rates have stayed static or declined. 

          2)This bill is supported by associations representing health  
            care providers.  This bill's sponsor, the California Medical  
            Association (CMA), states this bill will allow providers to  
            obtain contracts that are fair, reasonable and sufficient to  
            assure patient access.  The University of California writes in  








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            support that this bill provides an important tool to level the  
            playing field for health care providers who are often forced  
            to accept unreasonable contracts from health plans that  
            prescribe terms on a "take-it-or-leave-it" basis.  The  
            California Psychological Association (CPA) and the California  
            Chiropractic Association (CCA) write that the disproportionate  
            market dominance of specialized health care service plans has  
            led to contracting relationships between plans and providers  
            which are unfair because of the economically lopsided market,  
            making the existing contract dispute resolution processes  
            ineffective.  CPA and CCA state this bill will prevent a  
            health plan from imposing contract terms that are not in the  
            best interest of patients.

          3)This bill is opposed by health plans, agents, the California  
            Chamber of Commerce, and the Consumer Federation of  
            California.  Generally, opponents are concerned about allowing  
            otherwise competing providers to join together to bargain with  
            health plans and the effect this will have on health care  
            costs.  Opponents argue this bill would protect the interest  
            of health care providers to the disadvantage of health plans,  
            payors and consumers, and that competition in health care  
            promotes innovation and cost containment, and this bill would  
            endanger both.  

          4)Existing federal law declares every contract, combination in  
            the form of trust or otherwise, or conspiracy in restraint of  
            trade or commerce among the several states to be illegal.  To  
            establish anti-trust immunity under the "state action"  
            doctrine, an activity that would otherwise violate anti-trust  
            law must be clearly articulated and affirmatively expressed as  
            state policy and be actively supervised by the state itself. 


           Analysis Prepared by  :  Scott Bain / HEALTH / (916) 319-2097



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