BILL ANALYSIS                                                                                                                                                                                                    



                                                                       


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                                      VETO


          Bill No:  SB 963
          Author:   Vincent (D)
          Amended:  9/6/01
          Vote:     21

           
           SENATE EDUCATION COMMITTEE  :  8-0, 4/4/01
          AYES:  Vasconcellos, Alarcon, Alpert, Chesbro, Karnette,  
            Ortiz, Scott, Vincent

           SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8

           SENATE FLOOR  :  24-11, 9/13/01
          AYES:  Alarcon, Alpert, Bowen, Burton, Chesbro, Costa,  
            Dunn, Escutia, Figueroa, Karnette, Kuehl, Machado,  
            McPherson, Oller, Ortiz, Polanco, Romero, Scott, Sher,  
            Soto, Speier, Torlakson, Vasconcellos, Vincent
          NOES:  Ackerman, Battin, Brulte, Haynes, Johannessen,  
            Knight, Margett, McClintock, Monteith, O'Connell,  
            Poochigian

           ASSEMBLY FLOOR  :  76-2, 9/12/01 - See last page for vote


           SUBJECT  :    Pupil records

           SOURCE  :     Los Angeles County Board of Supervisors


           DIGEST  :    This bill provides that probation officers and  
          social workers may receive access to pupil records for the  
          purposes of casework planning and monitoring wards and  
          probationers.

                                                           CONTINUED





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           Assembly Amendments  (1) add provision to include a public  
          defender or other defense attorney representing a pupil  
          access to records, and (2) require the district to  
          determine the most cost effective manner to send  
          information.

           ANALYSIS  :    

          Existing law prohibits a school district from permitting  
          access to student records to any person without written  
          parental consent or under judicial order, with the  
          following exceptions:

           1.School officials and employees of the district, members  
             of a School Attendance Review Board, provided the person  
             has a legitimate educational interest to inspect record.

           2.Officials and employees of other public schools or  
             school systems where the student intends to or is  
             directed to enroll, subject to specified parental rights  
             to receive a copy of the record and a right to a hearing  
             to challenge the content of the record.

           3.Authorized representatives of the Comptroller General of  
             the United States, the Secretary of Health, Education  
             and Welfare, and administrative head of an education  
             agency, state education officials, or the United States  
             Office of Civil Rights, where the information is  
             necessary to audit or evaluate a state or federally  
             supported education program.

           4.Other state and local officials to the extent that  
             information is specifically required to be reported  
             pursuant to state law adopted prior to November 19,  
             1974.

           5.Parents of a student, 18 years or older, who is a  
             dependent, as defined by the Internal Revenue Code.

           6.A student, 16 years or older, or having completed the  
             10th  grade who requests access.

           7.Any district attorney who is participating in or  
             conducting a truancy mediation program or participating  







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             in the presentation of evidence in a truancy petition.

           8.A prosecuting agency for consideration against a parent  
             or guardian for failure to comply with the Compulsory  
             Education Law or with Compulsory Continuation Education.

           9.Any probation officer or district attorney for the  
             purposes of conducting a criminal investigation or an  
             investigation in regards to declaring a person a ward of  
             the court or involving a violation of a condition of  
             probation..

          10.Any judge or probation officer for the purpose of  
             conducting a truancy mediation program for a pupil, or  
             for purposes of presenting evidence in a truancy  
             petition (added by AB 42 [Zettel], Chapter 222, Statutes  
             of 2000).

          This bill provides that, until January 1, 2005, probation  
          officers may receive access to pupil records for the  
          purposes of casework planning and monitoring wards and  
          probationers and social workers may receive access with  
          respect to a dependent child..  In addition, the bill  
          provides:

          1.The probation officer and the social worker shall certify  
            in writing to the school district that the information  
            will be used only for the stated purposes.

          2.The school district shall determine the most cost  
            effective manner in which to send the information, or  
            upon agreement with the probation worker or social  
            worker, make the information available at the school site  
            to the probation officer or social worker within five  
            working days. 

          3.The notification requirements in current law for school  
            districts shall include information to parents that these  
            probation officers and social workers have access to  
            relevant pupil records.

           Comments

          Need for the bill  .  The sponsors of this bill, the Los  







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          Angeles County Board of Supervisors, believe that probation  
          officers should have access to pupil records because they  
          cannot develop the best casework plans or accurately  
          monitor the academic progress of wards or probationers.   
          Pupil information would "let a probation officer know  
          whether a casework plan should focus resources on academic  
          needs or if focus should be on areas outside of the  
          school."

          In addition, the sponsors believe that monitoring of pupil  
          information will allow probation officers to modify a plan  
          on a timely basis, if a ward or probationer starts to  
          decline academically.  
           
           FISCAL EFFECT :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  Yes

          According to the Assembly Appropriations Committee, annual  
          General Fund (Proposition 98) costs, probably in excess of  
          $200,000, to school districts to accommodate appropriate  
          school site access to pupil records, as specified, within  
          five working days.  This assumes 100,000 children in foster  
          care or on probation and at least two school site visits at  
          a cost of approximately $1 per pupil record.

           SUPPORT  :   (Verified  9/10/01)

          Los Angeles County Board of Supervisors (source)
          California Probation, Parole, and Correctional Association
          County Welfare Directors Association of California
          County of Santa Clara Board of Supervisors
          Los Angeles County Office of Education

           GOVERNOR'S VETO MESSAGE:
           
             "This bill would authorize social workers and  
             probation officers to access student records for  
             purpose of casework planning and monitoring wards and  
             probationers.  This bill could cost the State up to  
             $2.3 million annually in increased state-mandated  
             reimbursable costs.  However, many counties already  
             share relevant information with probation officers  
             including student academic performance and  
             disciplinary problems, if any.  I would encourage all  







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             counties to adopt this practice. 

             "Given the rapid decline of our economy and a budget  
             shortfall of $1.1 billion in the first three months  
             of this fiscal year alone, I have no choice but to  
             oppose additional General Fund spending."

           ASSEMBLY FLOOR  :
          AYES:  Aanestad, Alquist, Aroner, Ashburn, Bates, Bogh,  
            Briggs, Calderon, Bill Campbell, John Campbell,  
            Canciamilla, Cardenas, Cardoza, Chan, Chavez, Chu,  
            Cogdill, Cohn, Corbett, Correa, Cox, Daucher, Diaz,  
            Dickerson, Dutra, Firebaugh, Florez, Frommer, Goldberg,  
            Harman, Havice, Horton, Jackson, Keeley, Kehoe, Kelley,  
            Koretz, Leach, Leonard, Leslie, Liu, Longville,  
            Lowenthal, Maddox, Maldonado, Matthews, Migden, Nakano,  
            Nation, Negrete McLeod, Oropeza, Robert Pacheco, Rod  
            Pacheco, Papan, Pavley, Pescetti, Reyes, Richman, Runner,  
            Salinas, Shelley, Simitian, Steinberg, Strickland,  
            Strom-Martin, Thomson, Vargas, Washington, Wayne, Wesson,  
            Wiggins, Wright, Wyland, Wyman, Zettel, Hertzberg
          NOES:  Hollingsworth, Mountjoy


          NC:cm  1/8/02   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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