BILL ANALYSIS                                                                                                                                                                                                    






                           SENATE JUDICIARY COMMITTEE
                            Martha M. Escutia, Chair
                           2003-2004 Regular Session


          AB 76                                                  A
          Assembly Member Corbett                                B
          As Amended June 19, 2003
          Hearing Date:  June 24, 2003                           7
          Government Code                                        6
          GMO:cjt                                                


                                     SUBJECT
                                         
                           Employment Discrimination

                                   DESCRIPTION  

          This bill would amend the Fair Employment and Housing Act  
          (FEHA) to prohibit harassment of an employee in the  
          workplace by a person other than an employee, agent, or  
          supervisor of the employer.  The bill is intended to  
          invalidate the appellate court's rulings in  Salazar v.  
          Diversified Paratransit, Inc.  , which held that the FEHA  
          does not impose employer liability for harassment of an  
          employee in the workplace by a client, customer or other  
          third party.

                                    BACKGROUND  

          FEHA was amended in 1984 to prohibit harassment in the  
          workplace (SB 2012, Watson, Chapter 1754, Statutes of  
          1984).  The anti-harassment provision makes an employer  
          liable for harassment of an employee or other covered  
          individual by an employee other than an agent or supervisor  
          if the employer knew or should have known of the conduct  
          and failed to take immediate and appropriate corrective  
          action.  Another provision requires employers to "take all  
          reasonable steps to prevent harassment from occurring."

          For almost two decades, this statute has been implemented  
          in the state by the Department of Fair Employment and  
          Housing through regulations and directives, providing  
          guidelines to employers, both private and public, on how to  
                                                                 
          (more)



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          prevent harassment, how to deal with reports of harassment,  
          and what corrective action may be taken when harassment  
          occurs.  Courts have interpreted and applied the statute to  
          provide relief in numerous cases. [See, for example,  Murray  
          v. Oceanside Unified School District  (2000) 79 Cal.App.4th  
          1338, dealing with sexual harassment,  Winarto v. Toshiba  
          American Electronics Components  , Inc. (2001) 274 F.3d 1276,  
          awarding punitive damages for harassment, and  Murillo v.  
          Rite Stuff Foods, Inc.  (1998) 65 Cal. App. 4th  833,  
          dealing with compensatory and punitive damages in sexual  
          harassment cases.]

          In 2002, the Second District Court of Appeal, in a sharply  
          divided opinion, held that FEHA does not protect an  
          employee from harassment by a client or customer of the  
          employer. [  Salazar v. Diversified Paratransit, Inc.  (2002)  
          103 Cal.App.4th  131.]  The Supreme Court has just granted  
          review of the case.  On June 4, 2003, the Fourth District  
          Court of Appeal, in  Carter v. California Department of  
          Veterans Affairs  , 2003 DJDAR 6009, issued the same holding.

          This bill is intended to clarify what the appellate courts  
          have found to be a murky history of the legislative intent  
          behind SB 2012, invalidate those decisions, and address the  
          issue of harassment in the workplace by persons other than  
          employees, agents, and supervisors.

                             CHANGES TO EXISTING LAW
           
           Existing law  , the FEHA, makes it an unlawful employment  
          practice for an employer or other covered entity to harass  
          an employee or other covered individual because of race,  
          religious creed, color, national origin, ancestry, physical  
          disability, mental disability, medical condition, marital  
          status, sex, age, or sexual orientation. [Government Code  
          Section 12940(j)(1).  All further statutory references are  
          to this Code.]

           Existing law  provides that harassment of an employee or  
          other covered individual by an employee other than an agent  
          or supervisor is unlawful if the employer knew or should  
          have known of the conduct and failed to take immediate and  
          appropriate corrective action. [Section 12940(j)(1).]

           Existing law  requires employers to seek to prevent all  
                                                                       




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          harassment in the workplace by taking "all reasonable steps  
          to prevent harassment from occurring." [Section 12940(k).]

           Existing case law  recognizes various forms of harassment in  
          the workplace, including sexual harassment, same-sex  
          harassment, and racial harassment among others. [Citations  
          omitted.]  Existing case law  also requires employers to take  
          "a very dim view of all forms of harassment, whether by  
          supervisors or others." [  Carrisales v. Department of  
          Corrections  (1999) 21 Cal.4th 1132, 1139.]

           Existing law  states, in the uncodified preamble to SB 2012  
          which enacted the anti-harassment provisions in FEHA in  
          1984, the Legislature's intent that "employers be required  
          to establish affirmative programs?so that work sites will  
          be maintained free from prohibited harassment and  
          discrimination by?[employers']?agents, administrators, and  
          supervisors as well as their non-supervisors and  
          clientele."  [SB 2012, Watson, Chapter 1754, Statutes of  
          1984, Section 1.]

           This bill  would add, harassment of an employee by a  
          nonemployee as a violation of FEHA.

           This bill  would specify that in reviewing cases of  
          harassment involving acts of nonemployees, the trier of  
          fact shall consider the extent of the employer's control  
          and any other legal responsibility which the employer may  
          have with respect to the conduct of those nonemployees. 

           This bill  would specify the Legislature's intent in  
          enacting this bill to construe and clarify the meaning and  
          effect of existing law and to reject the interpretation  
          given to the law in  Salazar v. Diversified Paratransit,  
          Inc.  
          
                                     COMMENT
           
          1.    Need for the bill

             The author states:

               Every once in a while, a court decision comes down  
               in our sister branch that truly shocks the  
               conscience.  This bill addresses one such case,  
                                                                       




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               where female bus driver Raquel Salazar was forced  
               to endure serious and repeated harassment by a bus  
               rider without her employer taking reasonable steps  
               to protect her.  Amazingly, when Ms. Salazar sought  
               relief against her employer for the injuries she  
               suffered, the trial court, and subsequently the  
               court of appeal, held that no relief was available  
               under the FEHA and dismissed her case.  This is not  
               only an outrage for Ms. Salazar, it is unacceptable  
               for all California workers, and we in the  
               Legislature must set it straight.

          2.    The Salazar court invited this legislation,  
            declaring legislative intent of original statute to be  
            clearly against employer liability for acts of  
            nonemployees
           
            In fact, the  Salazar  majority invited the Legislature  
            to set the statute straight.  "Although an uncodified  
            1984 preamble [to SB 2012] stated an existing policy  
            of maintaining worksites free from prohibited  
            harassment and discrimination by clientele, the  
            Legislature did not amend section 12940 to translate  
            that existing policy into statutory rights, remedies,  
            and liabilities.  The Legislature, not this court,  
            should draft and enact statutes that define the scope  
            of employer liability." [  Salazar  , supra, at 135.]

            Raquel Salazar was employed as a bus driver by  
            employer Diversified Paratransit, Inc. to transport  
            developmentally disabled adults and children from  
            their homes and care providers to day care centers and  
            schools.  The person accused of harassing Salazar was  
            a passenger on her bus route.  The passenger  
            repeatedly subjected Salazar to various acts, such as  
            touching her hair and other parts of her body,  
            exposing himself to her, grabbing her arms, until one  
            day he sexually attacked her.  Salazar quit her job  
            after writing two incident reports and the last  
            attack.

            Despite the seriousness of the sexual harassment acts  
            committed against Ms. Salazar, the trial court granted  
            the employer a nonsuit and the appellate court  
            sustained the judgment.  The majority opinion traced  
                                                                       




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            the legislative history of SB 2012, the bill that  
            enacted the anti-harassment statute, and concluded  
            that Section 12940(j)(1) does not create employer  
            liability for harassment of an employee by a client or  
            customer.  Since the Legislature, the opinion said,  
            specifically deleted language that would have made  
            employers liable under this statute for harassment by  
            clients or customers, it must have considered and then  
            rejected the language, and it is not for the court to  
            construe the statute to incorporate the omitted  
            language. 

            The court also argued that since the Legislature  
            derived the language of Section 12940 from the federal  
            Equal Employment Opportunity Commission regulation  
            implementing Title VII in effect at that time, but did  
            not incorporate the parts of the EEOC regulation that  
            protect employees from sexual harassment by  
            nonemployees in the workplace, this protection was  
            intentionally omitted.

            Dismissing the language in the preamble contained in  
            SB 2012 that agencies and employers are required to  
            establish affirmative programs so that "worksites will  
            be maintained free from prohibited harassment and  
            discrimination by their agents, administrators, and  
            supervisors as well as by their nonsupervisors and  
            clientele" as inconsistent with the codified parts of  
            the statute, the court decided that even if the  
            statute were to be liberally construed as required,  
            the Legislature would have used clearer language than  
            that found in Section 12940, had it intended the  
            broader liability under FEHA.

            This bill would clearly extend the protection now  
            afforded to employees who are harassed in the  
            workplace by other employees to employees harassed in  
            the workplace by nonemployees (clientele and customers  
            as well as other third parties).  If enacted, this  
            bill would invalidate the court's holding in  Salazar  ,  
            as well as in the  Carter  case, which used the same  
            reasoning to get to the same holding. (  Carter  was  
            brought by a female nurse employed in one of the  
            Department of Veterans Affairs' homes for veterans,  
            who was harassed by a resident veteran.)
                                                                       




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            The strongly worded dissenting opinion in  Salazar   
            illustrates the need for the Legislature fix a problem  
            that, in P.J. Klein's view, does not exist:  "There is  
            no good reason, after all these years, to revisit the  
            statute in order to strip employees of protection from  
            client harassment.  In accordance with the  
            Legislature's declared intent, this court should hold  
            an employer liable under section 12940 for harassment  
            by an employer's 'clientele' (Stats. 1984, ch. 1754,   
            1) if the employer had actual or constructive  
            knowledge of the harassment and failed to take 'all  
            reasonable steps' necessary to prevent harassment from  
            occurring."  From the outset, Presiding Justice Klein  
            argued that the preamble in SB 2012 requiring  
            employers to maintain worksites free from harassment  
            by "non-supervisors and clientele" should have settled  
            the Salazar case, citing  Barker v. Brown & Williamson  
            Tobacco Corp.  (2001) 88 Cal.App.4th 42.  Had Justice  
            Klein prevailed, this bill would not be before the  
            Committee today.

            Supporters of the bill agree with Presiding Justice  
            Klein.  They argue that (1) the express language of  
            FEHA requires a broad application of the statutory  
            language; (2) Section 12940(j)(1) states an inclusive  
            responsibility for an employer to "take all reasonable  
            steps to prevent harassment from occurring"; (3)  
            Section 12940(i) prohibits any person?from inciting or  
            compelling acts of harassment, implying thus that an  
            employer should be vigilant to a wide range of  
            potential harassing behavior; and (4) employers  
            exercise a purposeful degree of control over potential  
            customers through targeted advertising, routinely  
            require their employees to follow procedures in their  
            dealing with customers and clients, and therefore  
            should be equally vigilant regarding any harassing  
            behavior on the part of customers.

            This bill would set the record straight with regards  
            to the original intent of the Legislature when it  
            enacted the anti-harassment in the workplace statute  
            in 1984.

          3.    Bill adopts EEOC regulation language, but applies  
                                                                       




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            it to all harassment and requires employer control for  
            liability  

            As suggested by the opponents to the bill and by the  
            court, this bill now contains language lifted from the  
            EEOC regulation dealing with employer liability for  
            harassment in the workplace by nonemployees.



             a.    AB 76 would make employer liable for all  
               harassment, not just sexual harassment, committed by  
               nonemployees
           
               The EEOC regulation after which AB 76 was patterned  
               limits employer liability to sexual harassment by  
               nonemployees.  However, in importing that regulatory  
               language into the FEHA, this bill removed the  
               reference to "sexual harassment" thus making the bill  
               applicable to all forms of harassment.  

               Opponents state that AB 76 should have adopted the  
               EEOC language in its entirety, and thus would have  
               limited employer liability for harassment by  
               nonemployees only to sexual harassment.  This would  
               greatly reduce the number of businesses that would be  
               burdened by the anti-harassment statute then, they  
               state, since the state subjects all employers with 5  
               or more employees to FEHA already (the federal law  
               applies to those with 15 or more employees).

               Supporters however point to the long-standing policy  
               of the state, unchallenged in its application by the  
               courts, that all forms of serious harassment is  
               prohibited in the workplace, if the employer knows or  
               should have known of the conduct and fails to take  
               appropriate corrective action. Thus, they say, there  
               is no reason to limit the liability for harassment by  
               nonemployees to sexual harassment.

               This bill would provide an employee the same  
               protection from harassment, i.e., all forms of  
               harassment, in the workplace, whether committed by  
               another employee or by a nonemployee.

                                                                       




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             b.    AB 76 would require trier of fact to consider  
               degree of employer control over nonemployees' behavior
              
               The relevant EEOC regulation (29 C.F.R. part 1604,  
               1604.11, effective Nov. 10, 1980) states:

                  (e)  An employer may also be responsible for the  
                  acts of non-employees, with respect to sexual  
                  harassment of employees in the workplace, where  
                  the employer (or its agents or supervisory  
                  employees) knows or should have known of the  
                  conduct and fails to take immediate and  
                  appropriate corrective action.    In reviewing  
                  these cases the commission will consider the  
                  extent of the employer's control and any other  
                  legal responsibility which the employer may have  
                  with respect to the conduct of such  
                  non-employees.
           
               The second underlined sentence of this regulation  
               is incorporated verbatim in AB 76 (except for the  
               substitution of "trier of fact" for "Commission."   
               The language acknowledges that an employer's  
               liability depends to a large extent on the degree  
               of control an employer has over any given situation  
               of harassment in the workplace.  Most of the  
               opponents of AB 76, as originally drafted and heard  
               in the Assembly, have tempered their opposition  
               with the inclusion of this language in the bill.  
           
          4.    Passage of AB 76 would ensure that California law is  
            consistent with federal law with respect to harassment in  
            the workplace by nonemployees
           
            There is no question that without this bill, California  
            law, after  Salazar  and  Carter  , would be inconsistent with  
            federal statutory, regulatory, and case law with respect  
            to harassment of an employee in the workplace by  
            nonemployees.  California would then provide less  
            protection to workers than federal law does in this area.  
             This would create an anomalous situation because all  
            other worker protection laws under FEHA are more  
            expansive than federal law in scope and application.  
           
          5.    Opponents' view of Salazar and AB 76
                                                                       




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             Although, as indicated above, opposition to AB 76 has  
            been tempered by the incorporation of the EEOC regulatory  
            language into the bill, the Chamber of Commerce continues  
            to oppose the bill based on what they say is the bill's  
            imposition of "unreasonable liability on the business  
            community."  SBC, another opponent, states that AB 76  
            would "unfairly change a basic principle underlying  
            California's current employee harassment law - that  
            employers can only be liable for harassment of their  
            employees by persons within the employer's control.   
            Employers have a degree of legal control over the  
            behavior of employees in the work environment, but have  
            no comparable legal control over nonemployees, especially  
            the actions of nonemployees outside of the employer's  
            premises?[this bill] will clearly lead to increased  
            litigation, thereby overburdening the courts and  
            employers."

            The recent addition of the EEOC language would appear to  
            address SBC's concern.

          6.    Author's technical amendment
           
            The author intends to offer a technical amendment in  
            Committee, to clarify that the employer's control shall  
            be considered in determining employer liability for  
            harassment by nonemployees in the workplace, whether the  
            issue is to be resolved in an administrative or other  
            quasi-judicial or court setting.  
           

          Support:  Attorney General Bill Lockyer; American  
          Federation of State, County
                 And Municipal Employees (AFSCME), AFL-CIO;  
                 Anti-Defamation League; California Conference Board  
                 of the Amalgamated Transit Union; California  
                 Conference of Machinists; California Commission on  
                 the Status of Women; California Employment Lawyers  
                 Association (CELA); California Faculty Association;  
                 California Independent Public Employees Legislative  
                 Council; California Labor Federation; California  
                 Organization of Police and Sheriffs (COPS);  
                 California Professional Firefighters (CPF);  
                 California School Employees Association; California  
                                                                       




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                 State Association of Electrical Workers; California  
                 State Employees Association; California State Pipe  
                 Trades Council; California Teachers Association;  
                 Consumer Attorneys of California; Equality  
                 California (EQCA); Lambda Letters; Protection &  
                 Advocacy, Inc. (PAI); Services Employees  
                 International Union (SEIU); Teamsters; Western  
                 States Council of Sheet Metal Workers

          Opposition:  Ad Industries, Inc.; Associated Builders and  
          Contractors of
                    California; Automotive Aftermarket Services Inc.  
               (AASI);
                    California Apartment Association; California  
          Assisted Living
                    Association (CALA); California Association of  
          Health Facilities
                    (CAHF); California Association of Sheet Metal and  
          Air 
                    Conditioning Contractors, National Association  
          (CAL SMACNA);
                    California Bankers Association; California  
          Chamber of 
                    Commerce; California Grocers Association (CGA);  
          California 
                    Healthcare Association (CHA); California  
          Manufactures & 
                    Technology Association (CMTA); Charles Leonard  
          Western, Inc;
                    Civil Justice Association of California (CJAC);  
          Motion Picture 
                    Association of America, Inc.; Murrieta Chamber of  
          Commerce; 
                    National Federation of Independent Business  
          (NFIB); Orange 
                    County Fire Authority (OCFA); SBC

                                     HISTORY
           
          Source:  California Labor Federation, AFL-CIO and  
          California NOW (sponsors)

          Related Pending Legislation:  AB 1617 (Montanez) would  
                                amend the same section in FEHA to  
                                require the use of a trained  
                                                                       




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                                investigator to investigate  
                                allegations of harassment.  The bill  
                                is a two-year bill, and had not been  
                                heard in any policy committee.

          Prior Legislation: SB 2012 (Watson, Ch. 1754, Statutes of  
          1984) see Background.

          Prior Vote:  Asm. Jud. (Ayes 11, Noes 3); 
                        Asm. L. & E. (Ayes 6, Noes 2); 
                        Asm. Appr. (Ayes 19, Noes 6); 
                        Asm. Flr. (Ayes 50, Noes 27)

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