BILL ANALYSIS                                                                                                                                                                                                    



                                                                       


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          |SENATE RULES COMMITTEE            |                   AB 728|
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                                 THIRD READING


          Bill No:  AB 728
          Author:   Leno (D)
          Amended:  8/26/03 in Senate
          Vote:     21

           
           SENATE LOCAL GOVERNMENT COMMITTEE  :  7-0, 7/9/03
          AYES:  Torlakson, Ackerman, Hollingsworth, Machado,  
            Margett, Perata, Soto

           SENATE JUDICIARY COMMITTEE  :  6-0, 8/19/03
          AYES:  Escutia, Morrow, Ackerman, Cedillo, Ducheny, Kuehl
          NO VOTE RECORDED:  Sher

           SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8

           ASSEMBLY FLOOR  :  74-0, 5/22/03 (Passed on Consent) - See  
            last page for vote


           SUBJECT  :    Real estate:  condominiums:  financing

           SOURCE  :     Author


           DIGEST  :    This bill makes it easier for developers to  
          finance condominium projects by allowing them to (1)  
          pre-sell individual condominium units earlier in the  
          development process, and (2) retain enough of the buyer's  
          deposit to cover actual damages suffered when a buyer of a  
          pre-sold unit defaults on the contract.  To accomplish the  
          second of these goals, the bill establishes an exception to  
          the existing "liquidated damages" statute for contracts for  
          the sale of residential property.
                                                           CONTINUED





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           ANALYSIS  :    The Subdivision Map Act regulates the division  
          of property, requiring a subdivision's design and  
          improvements to be consistent with the local general plan.   
          The Subdivision Map Act spells out the subdivider's duties  
          as well as the requirements that a city or county must  
          follow when reviewing and approving a proposed subdivision.  
           The Subdivided Lands Act is a consumer protection law that  
          regulates the sale of subdivisions and ensures public  
          disclosures.

          A 2002 report for the San Francisco Chamber of Commerce  
          contended that state laws hamper developers from getting  
          favorable financing for building attached housing,  
          particularly condominiums.  Builders and lenders say that  
          constructing attached housing is financially riskier than  
          standard subdivisions.  The San Francisco Chamber of  
          Commerce's report argued that statutory changes that cut  
          the risk of building attached housing could boost condo  
          construction and increase homeownership.

           Changes to existing law  :

          Existing law provides that, in a contract for the sale of  
          residential property, a provision allowing the seller to  
          retain some or all of the buyer's deposit as "liquidated  
          damages" if the buyer defaults on the contract must satisfy  
          one of these conditions:

          1. If the amount paid does not exceed three percent of the  
             purchase price, the provision is valid unless the buyer  
             establishes that the amount is unreasonable as  
             liquidated damages.

          2. If the amount paid exceeds three percent of the purchase  
             price, the provision is invalid unless the seller  
             establishes that the amount is reasonable as liquidated  
             damages.

          This bill would provide that, when a buyer has paid more  
          than three percent of the purchase price under a liquidated  
          damages clause in a contract to purchase a newly  
          constructed attached condominium unit, and later defaults  
          on the contract, the seller shall:







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          1. Account for its costs and revenues fairly allocable to  
             the construction and  sale of the unit, including costs  
             related to the buyer's default, within 60 days of the  
             unit's final sale.

          2. Make reasonable efforts to mitigate any damages arising  
             from the default.

          3. Refund to the buyer any amount in excess of either three  
             percent of the purchase price or the seller's actual  
             damages suffered as a result of the buyer's default,  
             whichever is greater.

          This bill further would provide that, if the amount  
          retained by the seller after the accounting does not exceed  
          three percent of the purchase price, the amount is valid  
          unless the buyer establishes that the amount is  
          unreasonable.

          This bill further would provide that if a "newly qualified  
          buyer" contracts to purchase the property in question for  
          the same price or a higher price than the defaulting buyer  
          had contracted to pay, the accounting of any actual damages  
          shall be performed within 60 days of the execution of the  
          new contract.

          This bill further would define a "newly qualified buyer" as  
          one who (a) has contracted to pay a purchase price equal to  
          or greater than that contracted for by the original buyer;  
          and (b) has been issued a satisfactory loan commitment, as  
          defined.

          Existing law, the Subdivided Lands Act, allows for the sale  
          of residential units in specified multiple-unit  
          developments prior to the completion of construction once  
          the Commissioner of Real Estate has issued a conditional  
          public report on the project.

          Existing law further provides that the term of a  
          conditional public report shall not exceed six months, and  
          may be renewed for one additional term of six months, if  
          the commissioner determines that the requirements for  
          issuance of a public report are likely to be satisfied  







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          during the renewal term.  

          This bill would provide that the term of a conditional  
          public report for attached residential condominium units  
          consisting of 25 units or more shall not exceed 30 months,  
          and may be renewed for one additional term of six months if  
          the commissioner determines that the requirements for  
          issuance of a public report are likely to be satisfied  
          during the renewal term. 

          Existing law, the Subdivision Map Act, provides that a map  
          of specified multiple-unit dwellings need not show the  
          buildings or the manner in which they are configured, and  
          that the governing body may not refuse approval of a  
          parcel, tentative or final map of the project based on the  
          absence of this information.

          This bill would provide that a map need not include a  
          condominium plan or plans, as defined, and that the  
          governing body may not refuse approval of a map on account  
          of the absence of a condominium plan. 

          This bill further would provide that, once a tentative map  
          is deemed approved, a subdivider shall be entitled, upon  
          request of the local agency or the legislative body, to  
          receive a written certification of approval.

           Comments  
           
          Stated need for legislation to create exception to  
          liquidated damage law  .  According to the author, AB 728  
          would help condominium development by making it easier for  
          developers to obtain larger buyer deposits on pre-sold  
          condo units, and then using those deposits to obtain bigger  
          construction loans at better terms. 

          Under existing law, a sales contract for residential  
          property may require the buyer to pay the seller  
          "liquidated damages" if the buyer fails to complete the  
          deal.  Liquidated damages are a predetermined amount of  
          money damages, often paid as a pre-sale deposit on  
          residential property, that the seller may retain upon  
          breach of contract when the exact amount of actual damages  
          from the breach would be difficult to determine.  







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          Current law presumes that a provision for liquidated  
          damages in an amount up to three percent of the purchase  
          price of the property is valid, placing the burden on the  
          buyer to show that the amount is unreasonable.  When a  
          contract provides for liquidated damages exceeding three  
          percent of the purchase price, the provision is presumed  
          invalid unless the seller shows that the amount is  
          reasonable.

          Some builders say that California's three percent limit on  
          liquidated damages makes it more difficult to obtain  
          attractive financing terms for condominium projects.  Since  
          the amount of a buyer's deposit that a seller may retain if  
          the buyer defaults is fairly low, sellers must obtain more  
          financing at less attractive terms than they would if funds  
          from pre-sold units were more reliable, instead of being  
          subject to refund upon buyer default.  Builders note that  
          other states have either higher caps, or no caps at all, on  
          the amount of a deposit that may be retained as liquidated  
          damages when a buyer defaults on a contract. 

          An earlier version of this bill would have done away with  
          any caps on liquidated damages clauses in contracts for the  
          purchase of newly constructed condominiums.  In response to  
          arguments that this would unfairly shift the risk of  
          construction from developers and banks to home purchasers,  
          however, the bill has been amended to establish a new  
          process for determining damages when a buyer defaults on a  
          contract to purchase a newly constructed condominium.  

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  Yes

           SUPPORT  :   (Verified  8/26/03)

          San Francisco Chamber of Commerce
          California Building Industry Association
          California Mortgage Bankers Association
          Home Ownership Advancement Foundation
          Key Bank Real Estate Capitol
          Bank One
          Bank of America








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           ASSEMBLY FLOOR  :
          AYES:  Aghazarian, Bates, Benoit, Berg, Bermudez, Bogh,  
            Calderon, Campbell, Canciamilla, Chan, Chavez, Chu,  
            Cogdill, Corbett, Correa, Cox, Diaz, Dutra, Dutton,  
            Dymally, Firebaugh, Frommer, Garcia, Hancock, Harman,  
            Haynes, Jerome Horton, Shirley Horton, Houston, Jackson,  
            Keene, Kehoe, Koretz, La Malfa, La Suer, Laird, Leno,  
            Leslie, Levine, Lieber, Liu, Longville, Lowenthal,  
            Maddox, Maldonado, Matthews, Maze, McCarthy, Montanez,  
            Mountjoy, Mullin, Nakanishi, Nakano, Nation, Negrete  
            McLeod, Oropeza, Pacheco, Parra, Pavley, Plescia, Reyes,  
            Richman, Ridley-Thomas, Runner, Salinas, Samuelian,  
            Spitzer, Steinberg, Strickland, Vargas, Wiggins, Wolk,  
            Wyland, Yee


          LB:sl  8/26/03   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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