BILL ANALYSIS                                                                                                                                                                                                    



                                                                       


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                                 THIRD READING


          Bill No:  AB 1240
          Author:   Mullin (D)
          Amended:  8/27/04 in Senate
          Vote:     21

           
           SENATE PUBLIC SAFETY COMMITTEE  :  4-0, 6/1/04
          AYES:  McPherson, Burton, Margett, Romero
          NO VOTE RECORDED:  Vasconcellos, Sher

           SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8

           ASSEMBLY FLOOR  :  78-0, 1/29/04 - See last page for vote


           SUBJECT  :    Care facilities:  criminal record clearances

           SOURCE  :     Department of Social Services


           DIGEST  :    This bill increases the penalties for failure to  
          comply with the background check requirements and related  
          regulations by a person with a license to provide care in a  
          community care facility, residential care facility or day  
          care center.

           Senate Floor Amendments  of 8/27/04 make a technical change.

           Senate Floor Amendments  of 8/26/04 add chaptering language.  
           SB 1104 (Budget and Fiscal Review) was an urgency bill  
          signed August 16, 2004 (Chapter 229).  This bill would  
          chapter out some of the law created by SB 1104 if it were  
          signed.  These amendments take care of those chaptering  
          problems.
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           Senate Floor Amendments  of 8/23/04 added technical  
          clarifying language.

           ANALYSIS  :    Existing law requires, as a condition of the  
          State Department of Social Services or other licensing  
          agency issuing a license, permit, or certificate of  
          approval, as appropriate, for a person to operate or to  
          provide direct care services in a community care facility,  
          residential care facility for persons with a chronic  
          life-threatening illness, residential care facility for the  
          elderly, or day care facility, the fingerprinting of, and  
          criminal record clearance for, applicants and persons to be  
          employed by, reside at, or be present in any of these  
          facilities, except as specified. 

          Under existing law, an individual is required to obtain  
          either a criminal record clearance from the Department of  
          Justice or a criminal record exemption from the State  
          Department of Social Services before his or her initial  
          presence in a community care facility.  Under existing law,  
          a violation of that requirement results in the citation of  
          deficiency and the immediate assessment of civil penalties  
          in the amount of $100 per violation.  The department is  
          authorized to assess additional civil penalties for  
          continued violations.

          Existing law specifies that a licensee's failure to submit  
          fingerprints to the Department of Justice or to transfer a  
          current criminal record clearance, when required, results  
          in the citation of deficiency and the immediate assessment  
          of civil penalties in the amount of $100 per violation.   
          The State Department of Social Services is authorized to  
          assess additional civil penalties for continued violations.

          Existing law specifies that a licensee's failure to comply  
          with the department's prohibition of employment, contact  
          with clients, or presence in the facility shall be grounds  
          for denying an application for, or suspending or revoking,  
          a license.

          This bill enhances the penalties for violating any of the  
          above provisions by providing that a violation results in a  







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          citation of deficiency and the immediate assessment of  
          civil penalties in the amount of $100 per violation, per  
          day, for a maximum of five days, or for a maximum of 30  
          days in the case of a second or subsequent violation, and  
          by providing that a violation be grounds for denying an  
          application for, or suspending or revoking, a license or  
          administrator certificate.

          This bill makes conforming and clarifying changes.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

           SUPPORT  :   (Verified  8/4/04)

          Department of Social Services (source) 
          California Assisted Living Association (if amended)


           ARGUMENTS IN SUPPORT  :    According to the author's office:


               "[o]ngoing civil penalties are needed to more  
               seriously impress on licensees the importance of not  
               permitting those persons without criminal record  
               clearance or exemption to be present in licensed  
               facilities."


           ASSEMBLY FLOOR  :
          AYES:  Aghazarian, Bates, Benoit, Berg, Bermudez, Bogh,  
            Calderon, Campbell, Canciamilla, Chan, Chavez, Chu,  
            Cogdill, Cohn, Corbett, Correa, Cox, Daucher, Diaz,  
            Dutra, Dutton, Dymally, Firebaugh, Frommer, Garcia,  
            Hancock, Harman, Haynes, Jerome Horton, Shirley Horton,  
            Houston, Jackson, Keene, Kehoe, Koretz, La Malfa, La  
            Suer, Laird, Leno, Leslie, Levine, Lieber, Liu,  
            Longville, Lowenthal, Maddox, Maldonado, Matthews, Maze,  
            McCarthy, Montanez, Mountjoy, Mullin, Nakanishi, Nakano,  
            Nation, Negrete McLeod, Nunez, Oropeza, Pacheco, Parra,  
            Pavley, Plescia, Reyes, Richman, Ridley-Thomas, Runner,  
            Salinas, Samuelian, Simitian, Spitzer, Steinberg,  
            Strickland, Vargas, Wiggins, Wolk, Wyland, Yee
          NO VOTE RECORDED:  Goldberg, Wesson







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          RJG:nl  8/27/04   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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