BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 2296
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          CONCURRENCE IN SENATE AMENDMENTS
          AB 2296 (Leno)
          As Amended June 9, 2004
          Majority vote
           
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          |ASSEMBLY:  |77-0 |(May 10, 2004)  |SENATE: |33-0 |July 12, 2004  |
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           Original Committee Reference:    G. O.  

           SUMMARY  :  Requires an individual who protests the issuance of an  
          alcohol license, to additionally file for a hearing on their  
          issues in order for them to be considered prior to the issuance  
          of a license.  Specifically,  this bill  :

          1)Repeals in the case of a protest of the issuance of a license  
            to engage in the sale of alcoholic beverages that a hearing  
            shall be held not more than 60 days after receipt of the  
            protest by the state Office of Administrative Hearings (OAH)  
            and instead would establish procedures to be followed in cases  
            in which the Department of Alcoholic Beverage Control (ABC),  
            recommends that a license be issued, notwithstanding that one  
            or more protests have been accepted by ABC.

          2)Permits ABC to reject protests it determines to be frivolous,  
            in addition to other described conditions.

          3)Provides that if, after investigation, ABC recommends that a  
            license be issued, with or without conditions, notwithstanding  
            that one or more protests have been accepted by the  
            department, ABC shall notify the applicant and all protesting  
            parties whose protests have been accepted in writing of its  
            determination.

          4)Provides that any person who has filed a verified protest in a  
            timely fashion as specified, that has been accepted as  
            described, may request that ABC conduct a hearing on the issue  
            or issues raised in the protest.  The request shall be in  
            writing and shall be filed with ABC within 15 calendar days of  
            the date the department notifies the protesting party of its  
            determination.

          5)Specifies that at any time prior to the issuance of the  
            license, ABC may, in its discretion, accept a late request for  








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            a hearing upon a showing of good cause.  

          6)Specifies that if a timely request for a hearing is filed with  
            ABC, the department shall schedule a hearing on the protest.   
            The issues to be determined at the hearing shall be limited to  
            those issues raised in the protest or protests of the person  
            or persons requesting the hearing.

          7)Provides that if no request for a hearing is filed with ABC,  
            any protest or protests shall be deemed withdrawn and ABC may  
            issue the license without any further proceeding.

          8)Provides that if the person filing the request for a hearing  
            fails to appear at the hearing, the protest will be deemed  
            withdrawn.

           The Senate amendments  :

          1)Permit ABC to reject protests it determines to be frivolous.

          2)Provide for a hearing upon the request of any of these  
            protesting parties who have filed a timely verified protest in  
            a timely fashion pursuant to existing law.

          3)Provide that the protest is deemed withdrawn if the person  
            requesting the hearing fails to appear at that hearing.

           EXISTING LAW  :

          1)Provides, constitutionally, "that the State of California . .  
            . shall have the exclusive right and power to license and  
            regulate the manufacture, sale, purchase, possession, and  
            transportation of alcoholic beverages within the State...".  
            (Article XX, Section 22, State Constitution).

          2)Establishes ABC to provide strict, honest, impartial, and  
            uniform administration of the liquor laws throughout  
            California.

          3)Provides that after filing an application to engage in the  
            sale of any alcoholic beverage at any premises, notice of  
            intention to so commence shall be posted in a conspicuous  
            place at the entrance to the premises.  The applicant shall  
            notify ABC of the date when such notice is first posted.  No  
            license shall be issued for the premises until the notice has  








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            been so posted for at least 30 consecutive days. 

          4)Requires ABC to notify the local sheriff, chief of police,  
            district attorney and local legislative body regarding an  
            application for the issuance or transfer of a liquor license,  
            and no action can take place for at least 30 days after this  
            notification.  ABC may extend the 30-day period specified in  
            the preceding sentence for a period not to exceed an  
            additional 20 days, upon the written request of any local law  
            enforcement agency that states proper grounds for extension.

          5)Provides that protests against the issuance of a liquor  
            license may be filed with ABC.

          6)Permits ABC to reject protests, except protests made by a  
            public agency, public official, or governing body of a city or  
            county, it determines to be false, vexatious, or without  
            reasonable or probable cause.

          7)Permits a protestant whose protest has been rejected to file  
            an accusation with ABC, in which case ABC is required to hold  
            a hearing, as specified.

          8)Requires, in the case of a protest of the issuance of a liquor  
            license, that a hearing be held not more than 60 days after  
            the receipt of the protest by OAH.

           AS PASSED BY THE ASSEMBLY  , this bill required an individual who  
          protests the issuance of an alcohol license, to additionally  
          file for a hearing on their issues in order for them to be  
          considered prior to the issuance of a license.

           FISCAL EFFECT  :  Savings in the range of $30,000 to the extent  
          the new process reduces the number of protest hearings  
          facilitated by administrative law judges (ALJs).

           COMMENTS  : The author is carrying this measure on behalf of the  
          California Grocers Association.  According to the author,  
          protests filed against new license applicants by competing  
          businesses, neighbors, and others can have an impact on  
          meritorious projects for months simply by filing a protest ABC.   
          At times, protesters simply do not appear at the hearing that  
          they have demanded.  While this ultimately results in the  
          dismissal of their protest, the applicant, their attorneys and  
          ABC must nonetheless prepare for hearing (including witnesses,  








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          subpoenas, experts, etc.) and pay for all the costs in  
          preparation for the hearing.  ABC not only pays for the time of  
          its attorneys and investigators, it must also pay for a  
          courtroom, a court reporter, and a full day of time for an ALJ.   
          These costs are typically in the tens of thousand of dollars,  
          which is a serious drain on the resources of all involved.

          This bill would establish a simple confirmation that protesters  
          plan to actually attend a hearing, which will reduce waste in  
          the hearing process.

          ABC is vested with exclusive authority, in accordance with laws  
          enacted, to license and regulate the manufacture, distribution,  
          and sale of alcoholic beverages within California.  ABC also has  
          the power for good cause to suspend, revoke or deny a license if  
          it determines that granting or continuance of the license would  
          be contrary to public welfare or morals.  All ABC decisions may  
          be appealed to the ABC Appeals Board. 

          Currently, there are restrictions on the issuance of licenses in  
          areas of undue concentration of retail licenses.  ABC is  
          responsible for setting conditions for the safe operation of  
          these new licenses.  Current law permits ABC to place reasonable  
          operating conditions upon retail licensees if grounds exist for  
          denial of a license.  Operating conditions may cover any matter  
          relating to the conduct of the business or the condition of the  
          premises including, but not limited to, restrictions on hours of  
          sale, hiring of security guards, limitations on types and  
          strengths of beverages sold, and conduct of the licensee.

          If a retail license application has been protested and ABC has  
          recommended approval of the license, ABC may issue an Interim  
          Operating Permit upon the applicant's written request.  If an  
          application is withdrawn because of a protest being filed, an  
          applicant may not re-file an application at the same premises  
          for one year, and all protests remain valid for one year against  
          any subsequent applications filed by other persons at the  
          premises.

          Some grounds for protest or denial of a license are:  a)  
          applicant is not qualified.  For example, the applicant  
          falsified his application, has a disqualifying police record,  
          has a record of chronic insobriety, is not the true owner, or is  
          not at least 21 years of age; and/or, b) premises is not  
          suitable.  For example the premises is too close to a school,  








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          church, hospital, playground, nonprofit youth facility or  
          residence, and would disturb the facility or resident; the  
          premises is located in a high-crime area and does not serve  
          public convenience or necessity; the applicant does not have  
          legal tenancy; the license would create a public nuisance; or,  
          zoning is improper for alcohol sales.  

          ABC which is neutral on this bill, notes that current law  
          requires the department to conduct hearings on protested license  
          applications unless the protest is rejected, as false, vexatious  
          or without reasonable or probable cause, or the protesting party  
          or parties withdraw their protests.        Many times, hearings  
          are scheduled, and both ABC and the applicant expend  
          considerable time and resources preparing documents and  
          witnesses, yet the protesting party does not show up, resulting  
          in dismissal of the protest and issuance of the license.


           Analysis Prepared by  :    Eric Johnson / G.O. / (916) 319-2531


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