BILL ANALYSIS                                                                                                                                                                                                    






                           SENATE JUDICIARY COMMITTEE
                            Martha M. Escutia, Chair
                           2003-2004 Regular Session


          AB 2889                                                A
          Assembly Member Laird                                  B
          As Amended May 10, 2004
          Hearing Date:  June 22, 2004                           2
          Government Code                                        8
          GMO:cjt                                                8
                                                                 9

                                     SUBJECT
                                         
            Employment Discrimination:  Harassment in the Workplace


                                   DESCRIPTION  

          This bill would make an employer liable for harassment of  
          employees in the workplace by nonemployees, where the  
          employer knew or should have known of the conduct and  
          failed to take immediate and appropriate action.   This  
          would be an expansion of existing law, which limits such  
          liability only for sexual harassment.

                                    BACKGROUND  

          The Fair Employment and Housing Act (FEHA) was amended in  
          1984 to prohibit harassment in the workplace (SB 2012,  
          Watson, Chapter 1754, Statutes of 1984).  The  
          anti-harassment provision makes an employer liable for  
          harassment of an employee or other covered individual by an  
          employee other than an agent or supervisor if the employer  
          knew or should have known of the conduct and failed to take  
          immediate and appropriate corrective action.  Another  
          provision requires employers to "take all reasonable steps  
          to prevent harassment from occurring."

          For two decades, this statute has been implemented in the  
          state by the Department of Fair Employment and Housing  
          through regulations and directives, providing guidelines to  
          employers, both private and public, on how to prevent  
          harassment, how to deal with reports of harassment, and  
                                                                 
          (more)



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          what corrective action may be taken when harassment occurs.  
           Courts have interpreted and applied the statute to provide  
          relief in numerous cases. [See, for example,  Murray v.  
          Oceanside Unified School District  (2000) 79 Cal.App.4th  
          1338, dealing with sexual harassment,  Winarto v. Toshiba  
          American Electronics Components  , Inc. (2001) 274 F.3d 1276,  
          awarding punitive damages for harassment, and  Murillo v.  
          Rite Stuff Foods, Inc.  (1998) 65 Cal. App. 4th  833,  
          dealing with compensatory and punitive damages in sexual  
          harassment cases.]

          In 2002, the Second District Court of Appeal, in a sharply  
          divided opinion, held that FEHA does not protect an  
          employee from harassment by a client or customer of the  
          employer. [  Salazar v. Diversified Paratransit, Inc.  (2002)  
          103 Cal.App.4th  131.]  The Supreme Court granted review of  
          the case, but while the matter was pending, the Legislature  
          enacted AB 76 (see below).   Salazar  was returned to the  
          appellate court, which then held that since AB 76 intended  
          to and did clarify Section 12940(j) of FEHA, employers may  
          be held liable for harassment of employees by nonemployees.  
          [  Salazar v. Diversified Paratransit, Inc.  (2004) 117  
          Cal.App.4th 318.]   The Supreme Court also transferred back  
          to the appellate court a similar sexual harassment in the  
          workplace case,  Carter v. California Department of Veterans  
          Affairs  (2003) Cal.App.4th 469.

          Last year, AB 76 (Corbett, Chapter 671, Statutes of 2003)  
          was introduced to finally clarify what the appellate courts  
          had found, until then, to be a murky history of the  
          legislative intent behind SB 2012, to invalidate those  
          decisions, and address the issue of harassment in the  
          workplace by persons other than employees, agents, and  
          supervisors.  When this Committee heard AB 76, it was to  
          have overturned  Salazar  entirely and would have made  
          employers liable for all forms of harassment by  
          nonemployees client, customer, or other third party.  The  
          Committee passed AB 76 in that form, but the bill was later  
          narrowed to apply only to acts of sexual harassment by  
          nonemployees.

          AB 2889 would apply the protections afforded by AB 76 to  
          employees from  sexual harassment in the workplace by  
          clients, customers, or other third parties, to all forms of  
          harassment, as AB 76 originally intended.
                                                                       




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                             CHANGES TO EXISTING LAW
                                         
           Existing law  , the FEHA, makes it an unlawful employment  
          practice for an employer or other covered entity to harass  
          an employee or other covered individual because of race,  
          religious creed, color, national origin, ancestry, physical  
          disability, mental disability, medical condition, marital  
          status, sex, age, or sexual orientation. [Government Code  
          Section 12940(j)(1).  All further statutory references are  
          to this code.]

           Existing law  provides that harassment of an employee or  
          other covered individual by an employee other than an agent  
          or supervisor is unlawful if the employer knew or should  
          have known of the conduct and failed to take immediate and  
          appropriate corrective action. [Section 12940(j)(1).]

           Existing law  provides that sexual harassment of an employee  
          or other covered individual by a nonemployee is unlawful if  
          the employer knew or should have known of the conduct and  
          failed to take immediate and appropriate corrective action.  
          [Section 112940(j)(1).]
           
          Existing law  requires employers to seek to prevent all  
          harassment in the workplace by taking "all reasonable steps  
          to prevent harassment from occurring." [Section 12940(k).]

           Existing case law  recognizes various forms of harassment in  
          the workplace, including sexual harassment, same-sex  
          harassment, and racial harassment among others. [Citations  
          omitted.]  Existing case law  also requires employers to take  
          "a very dim view of all forms of harassment, whether by  
          supervisors or others." [  Carrisales v. Department of  
          Corrections  (1999) 21 Cal.4th 1132, 1139.]

           Existing law  states, in the uncodified preamble to SB 2012  
          which enacted the anti-harassment provisions in FEHA in  
          1984, the Legislature's intent that "employers be required  
          to establish affirmative programs?so that work sites will  
          be maintained free from prohibited harassment and  
          discrimination by?[employers']?agents, administrators, and  
          supervisors as well as their non-supervisors and  
          clientele."  [SB 2012, Watson, Chapter 1754, Statutes of  
          1984, Section 1.]
                                                                       




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           This bill  would provide that harassment of an employee or  
          other covered individual by a nonemployee is unlawful if  
          the employer knew or should have known of the conduct and  
          failed to take immediate and appropriate corrective action.

                                     COMMENT
           
          1.     Need for the bill

              The author states that because AB 76 was limited to only  
             sexual harassment by nonemployees in the workplace,  
             rather than all the forms of harassment that may occur,  
             it has "created a 'hierarchy' of harassment protection  
             favoring sexual harassment over harassment directed at  
             employees because of their race, religion, color,  
             national origin, ancestry, disability, medical  
             condition, age, marital status, or sexual orientation.   
             The author further contends that this clean-up bill  
             "would appropriately 'equalize' worker protections  
             against harassment so that regardless of the type of  
             harassment being perpetrated by a customer, client, or  
             other third party in the workplace, the message will be  
             clear: such harassment will not be tolerated, and  
             California employers must take reasonable steps to  
             protect their employees."



          2.     Employer liability as to all forms of harassment

              Until AB 76 was amended on the Senate Floor last year,  
             it addressed employer liability for all harassment in  
             the workplace by nonemployees.  This bill would take the  
             current Section 12974(j)(1) back to its intended scope,  
             that is, to protect employees from all harassment, not  
             just from sexual harassment.  

            Supporters of this bill (and AB 76 last year) argue  
            that: (1) the express language of FEHA requires a  
            broad application of the statutory language; (2)  
            Section 12940(j)(1) states an inclusive responsibility  
            for an employer to "take all reasonable steps to  
            prevent harassment from occurring"; (3) Section  
            12940(i) prohibits any person?from inciting or  
                                                                       




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            compelling acts of harassment, implying thus that an  
            employer should be vigilant to a wide range of  
            potential harassing behavior; and (4) employers  
            exercise a purposeful degree of control over potential  
            customers through targeted advertising, routinely  
            require their employees to follow procedures in their  
            dealing with customers and clients, and therefore  
            should be equally vigilant regarding any harassing  
            behavior on the part of customers.

            This bill would also set the record straight with  
            regards to the original intent of the Legislature when  
            it enacted the anti-harassment in the workplace  
            statute (SB 2012).  Although uncodified, the preamble  
            to SB 2012 declares the legislative intent that  
            "employers be required to establish affirmative  
            programs so that worksites will be maintained free  
            from prohibited harassment and discrimination by  
            [employers'] agents, administrators, and supervisors  
            as well as their non-supervisors and clientele." [SB  
            2012, Watson, Chapter 1754, Statutes of 1984, Section  
            1.]  It is well established that uncodified provisions  
            of a statute may be relied upon as reliable indicators  
            of legislative intent. [See, e. g.,  Barker v. Brown &  
            Williamson Tobacco Corp.  (2001) 88 Cal.App.4th 42,  
            49.]  

            AB 2889 would make FEHA consistent with that original  
            legislative intent.

          3.     Current language of Section 12940(j)(1) adopts EEOC  
             regulation language, AB 2889 applies it to all  
             harassment

              The language that is now in Section 12940(j)(1) was  
             lifted from the regulation promulgated by the U.S. Equal  
             Employment Opportunity Commission (EEOC) dealing with  
             employer liability for harassment in the workplace by  
             nonemployees.

             In the chaptered form, AB 76 conformed FEHA to the EEOC  
             regulation,  which limits employer liability to sexual  
             harassment by nonemployees in the workplace.  This bill  
             would impelment the broader application of that  
             regulation to all forms of harassment in the workplace  
                                                                       




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             by nonemployees.

             a.     AB 2889 would make employer liable for all  
                harassment, not just sexual harassment, committed by  
                nonemployees
              
                This bill would provide an employee the same  
                protection from harassment, i.e., all forms of  
                harassment, in the workplace, whether committed by  
                another employee or by a nonemployee.

                Supporters point to the long-standing policy of the  
                state, unchallenged in its application by the courts,  
                that all forms of serious harassment is prohibited in  
                the workplace, if the employer knows or should have  
                known of the conduct and fails to take appropriate  
                corrective action.  Thus, they say, there is no  
                reason to limit the liability for harassment by  
                nonemployees to sexual harassment.

             b.     As in current law, AB 2889 would require trier of  
                fact to consider degree of employer control over  
                nonemployees' behavior  
           
                 When AB 76 imported the pertinent EEOC regulation  
                into Section 12940(j)(1), it also incorporated the  
                language requiring the EEOC to consider the extent of  
                the employer's control and any other legal  
                responsibility which the employer may have with  
                respect to the conduct of the nonemployees.

                This bill would not change this requirement for the  
                trier of fact in an action alleging harassment by  
                nonemployees.  The language acknowledges that an  
                employer's liability depends to a large extent on the  
                degree of control an employer has over any given  
                situation of harassment in the workplace.  

             c.     Federal law interpreting EEOC regulation and  
                statutes favor protection from all harassment

                 Although the language of the EEOC regulation that was  
                imported into Section 12940(j)(1) refers to sexual  
                harassment by a nonemployee which could make an  
                employer liable to an employee, federal cases that  
                                                                       




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                have interpreted both the statute and the regulations  
                seem to favor the application of the protections to  
                situations where the harassment is not purely sexual  
                harassment.  For example, in  Aja M. Crist et al. v.  
                Focus Homes, Inc.  (8th  Cir. 1997) 122 F.3d 1107, the  
                court held that the employer residential care  
                facility for the developmentally disabled could be  
                found liable for failure to respond appropriately to  
                the conduct of a mentally incapacitated resident  
                toward program employees.
                The Department of Fair Employment and Housing has  
                long regarded harassment of all forms as being  
                covered by FEHA and its implementing regulations.  In  
                written testimony presented on AB 76, the Department  
                urged the Committee and the Legislature, in fact, to  
                adopt the broader coverage of the then version of AB  
                76, providing protection from all forms of  
                harassment, not just from sexual harassment.  The  
                present department's position is not known.

                This bill would make FEHA consistent with federal law  
                and regulation.  Without AB 2889, California would  
                provide less protection to workers than federal law  
                does in this area.  This would create an anomalous  
                situation because all other worker protection laws  
                under FEHA are more expansive than federal law in  
                scope and application.

          4.     Opponents' views on AB 2889

              Opponent Chamber of Commerce, typical of opponents of AB  
             2889, claims that while AB 2889 was introduced with the  
             best of intention, the proposal ends up placing an  
             unreasonable liability on the California business  
             community, particularly California small business.  This  
             opponent argues that workers are the only individuals  
             over which the employer may legally exercise control,  
             and AB 2889 would "unreasonably hold California  
             employers legally liable regardless of what actions they  
             might take to prevent harassment by an individual over  
             which the employer has little or no legal control? AB  
             2889 provisions make California employers solely  
             financially liable for the acts of persons who are not  
             their employees."

                                                                       




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             In fact, this argument flies in the face of the language  
             in the current statute, and in AB 2889 if it is enacted.  
              The pertinent sentences in Section 12940(j)(1)  
             currently read:

                          ?An employer may also be responsible  
                for the acts of nonemployees, with respect to  
                sexual harassment of employees, applicants, or  
                persons providing services pursuant to a  
                contract in the workplace, where the employer,  
                or its agents or supervisors, knows or should  
                have known of the conduct and fails to take  
                immediate and appropriate corrective action.   In  
                reviewing cases involving the acts of  
                nonemployees, the extent of the employer's  
                control and any other legal responsibility which  
                the employer may have with respect to the  
                conduct of those nonemployees shall be  
                considered.  ?(emphasis added)

                AB 2889 would simply strike out "sexual" and  
                qualify "persons" to mean other persons.

             As stated before, this language was lifted verbatim from  
             the federal regulations that have been interpreted by  
             federal case law to apply to harassment cases other than  
             sexual harassment.  Further, a lawsuit brought by an  
             employee could in fact include an action against not  
             just the employer under FEHA but also against the  
             perpetrator of the harassment.

          Support:  Office of the Attorney General; American Civil  
          Liberties Union; 
                  American Federation of State, County, and Municipal  
                 Employees, AFL-  
                  CIO; Anti-Defamation League; California Council of  
                 the Blind;   
                  California Commission on the Status of Women;  
                 California 
                  Employment Lawyers Association; California Faculty  
                 Association; 
                  California Independent Public Employees Legislative  
                 Council; 
                  California Labor Federation; California National  
                 Organization for 
                                                                       




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                  Women; California Professional Firefighters;  
                 California Schools 
                  Employees Association; California State Conference  
                 of the National 
                  Association for the Advancement of Colored People;  
                 California State 
                  Employees Association; Congress of California  
                 Seniors; Consumer 
                  Attorneys of California; Equality California;  
                 Lambda Letters Project; 
                  Legal Aid Society; Mexican American Legal Defense  
                 and Educational 
                  Fund; National Center for Lesbian Rights;  
                 Protection and Advocacy, 
                  Inc.  

          Opposition: Arcadia Chamber of Commerce; Associated General  
          Contractors of 
                   California; Associated General Contractors of  
                   California, San Diego Chapter; Association of  
                   California Insurance Companies; California  
                   Apartment Association; California Association of  
                   Health Facilities; California Association of  
                   Realtors; California Bankers Association;  
                   California Chamber of Commerce; California  
                   Healthcare Association; California Manufactures &  
                   Technology Association; Civil Justice Association  
                   of California; Consulting Engineers and Land  
                   Surveyors of California; Motion Picture  
                   Association of America, Inc.; National Federation  
                   of Independent Business; Western Propane Gas  
                   Association; 7-Eleven Inc.

                                     HISTORY
           
          Source: Author

          Related Pending Legislation: AB 1229 (Simitian) would amend  
                                the same section of FEHA.  It is now  
                                on the Appropriations Committee  
                                suspense file.

          Prior Legislation: AB 76 (Corbett, Chapter 671, Statutes of  
          2003)  See Background.

                                                                       




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          Prior Vote: Asm. Jud. (Ayes 7, Noes 3)
                    Asm. L & I. R. (Ayes 6, Noes 2)
                    Asm. Appr. (Ayes 16, Noes 5)
                    Asm. Flr. (Ayes 41, Noes 34)

          
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