BILL ANALYSIS                                                                                                                                                                                                    



                                                               SB 1247
                                                                       

                      SENATE COMMITTEE ON ENVIRONMENTAL QUALITY
                               Byron D. Sher, Chairman
                              2003-2004 Regular Session
                                           
           BILL NO:    SB 1247
           AUTHOR:     Soto
           AMENDED:    April 16, 2004
           FISCAL:     Yes               HEARING DATE:     April 19, 2004
           URGENCY:    No                CONSULTANT:       Kip Lipper
            
           SUBJECT  :    AIR POLLUTION: 

                       INCENTIVE-BASED EMISSION REDUCTION 
                       PROGRAM FOR INTERNAL COMBUSTION ENGINES

            SUMMARY  :    
           
            Existing law  , under Division 26 (Commencing with Section  
           39000) of the Health and Safety Code:

           1)Designates the State Air Resources Board (ARB) as the state  
             agency charged with coordinating statewide efforts to attain  
             and maintain ambient air quality standards, and with the  
             primary responsibility for the control of air pollution from  
             vehicular sources.

           2)Designates air pollution control districts and air quality  
             management districts as having the primary responsibility  
             for the control of air pollution from all sources other than  
             vehicular sources, and, subject to the powers and duties of  
             the state board, requires that districts adopt and enforce  
             rules and regulations to achieve and maintain the state and  
             federal ambient air quality standards in all areas affected  
             by emission sources under their jurisdiction.

           3)Establishes the Carl Moyer Memorial Air Quality Standards  
             Attainment Program to provide grants to offset the  
             incremental cost of projects that reduce emissions of oxides  
             of nitrogen (NOx) from heavy-duty onroad vehicles, offroad  
             nonrecreation equipment and vehicles, locomotives, diesel  
             marine vessels, stationary agricultural engines, and other  
             high-emitting diesel engines in the state.










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           4)Under regulations adopted by the ARB pursuant to its general  
             authority under state law and under the state budget,  
             establishes the Lower-Emission Schoolbus Program to reduce  
             school children's exposure to air pollution emitted by older  
             schoolbuses through a schoolbus replacement and  
             infrastructure component and a particulate matter retrofit  
             component for diesel schoolbuses, and establish various  
             light-duty vehicle retirement programs to encourage  
             voluntary retirement of older, high-emitting vehicles.

            This bill  :

           1)Establishes the Incentive-Based Emission Reduction Program  
             for Internal Combustion Engines to reduce unhealthful air  
             emissions from internal combustion engines through the  
             application of financial incentives-based programs.

           2)Provides that the program is administered by the ARB and the  
             districts, establishes the Incentive-Based Emission  
             Reduction Program for Internal Combustion Engines Trust Fund  
             in the State Treasury, and makes funds in the trust fund  
             available, upon appropriation by the Legislature, to carry  
             out the purposes of the bill.

           3)Authorizes revenues in the fund to be expended on incentive  
             programs including, but not limited to, the Carl Moyer  
             Program, the Lower-Emission School Bus Program, light-duty  
             vehicle programs, lawnmower electrification programs, and  
             projects to retrofit or replace agricultural engines and  
             pumps 

           4)Requires each district which elects to participate in the  
             program to establish funding priorities for pollution source  
             reduction projects after considering specified principles  
             and criteria, to coordinate with any local, state, or  
             federal agency, or with any private organization concerned  
             with reducing emissions from internal combustion engines  
             that it determines appropriate, and to identify potential  
             sources of shared funding responsibilities. 

           5)Requires that 50% of the moneys allocated to each district  
             be expended in a manner that directly addresses air  
             pollution or health impacts resulting from the refining and  









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             combustion of gasoline and diesel fuel in communities with  
             the most significant exposure to air pollution. 

           6)From March 1, 2007 through March 1, 2023 requires the ARB  
             and participating districts to provide an annual report to  
             the Legislature on the program. 

           7)Sunsets the bill's provisions on December 31, 2022.

           8)Makes various findings and declarations relative to  
             vehicular air pollution. 

            COMMENTS  :

            1)Purpose of Bill  .  According to the author and sponsor (the  
             South Coast Air Quality Management District):

           "Existing resources are inadequate to mitigating the public  
             health and environmental impacts caused by the combustion of  
             petroleum products, especially in older engines.  The  
             combustion of gasoline and diesel fuels is the major source  
             of ozone precursors, toxic air contaminants and particulate  
             matter throughout the urbanized areas of the state.  These  
             pollutants are known to cause cancer in humans, aggravate  
             asthma conditions among children and are linked with other  
             respiratory diseases affecting all age groups.  

           "These pollutants are also responsible for significant  
             environmental degradation.  The harm to public health and  
             the environment is measured in numerous ways, including  
             costs of medical care for related illnesses, lost attendance  
             in schools by children afflicted with asthma and other  
             respiratory illnesses, diminished job performance, and  
             ecological impacts.

             "In order to remedy this problem, SB 1247 proposes to  
             establish a special fund to finance a comprehensive  
             statewide set of incentives authorized by the legislation to  
             reduce pollution from older engines in accordance with a set  
             of principles that emphasize cost-effectiveness.

             "The purpose of this SB 1247 is to reduce unhealthful air  
             emissions from internal combustion engines through the  









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             application of financial incentives-based programs, relying  
             to the greatest extent possible on existing programs with  
             proven cost-effective results.

             "SB 1247 establishes a framework for reducing emissions from  
             internal combustion engines through a set of principles and  
             criteria to guide the administration and implementation of  
             programs authorized under this act to reduce emissions from  
             essentially all forms of older internal combustion engines.

             "SB 1247 establishes the Internal Combustion Engine  
             Emissions Reductions Programs Trust Fund in the State  
             Treasury to receive funds appropriated by the Legislature to  
             carry out the purposes of this bill.

             "SB 1247 is the product of a consensus-based process  
             involving representatives from the regulated community,  
             environmental and community-based organizations, and  
             regulatory agencies.  The bill is expected to evolve in an  
             orderly process, starting with principles and criteria to  
             guide the application of financial incentive programs.  The  
             second phase identifies program categories.  Subsequent  
             phases will add implementation details to the identified  
             programs, sources of funding and fund allocations."

            2)Bill Does Not Specify Funding Source for Laudable Programs  
             It Proposes to Fund; Committee Should Re-Review Bill Once It  
             is Amended to Specify a Funding Source  .  As presently  
             drafted, and as the author and sponsor note in the last  
             sentence of the prior comment in this analysis, this measure  
             establishes the statutory framework for a comprehensive  
             funding program to reduce emissions from vehicular sources,  
             but presently is silent as to how that program will be  
             funded.

           Until an ongoing funding source is specified in the bill, it  
             is difficult to evaluate how its enactment will improve the  
             current "hand-to-mouth" funding status for the clean air  
             programs it purports to fund.  If, as the author's office  
             indicates, "Subsequent phases will add implementation  
             details to the identified programs, sources of funding and  
             fund allocations", the committee may wish to ask the author  
             to return the bill to committee once a funding source is  









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             amended into the bill so that it can review the source.

           Below is a summary of the two state clean air programs  
             referenced in the bill, of the local district programs  
             referenced, and, where available, the amount of dollars  
             appropriated in past budgets:

            ----------------------------------------------------------- 
           |   a)   Carl Moyer Memorial Air Quality Standards          |
           |     Attainment Program (Chapter 9 (Commencing with        |
           |     Section 44275) of the Health and Safety Code:         |
           |                                                           |
           |   This program provides funds on an incentive-basis for   |
           |     the incremental cost of cleaner than required engines |
           |     and equipment. Eligible projects include cleaner      |
           |     on-road, off-road, marine, locomotive and stationary  |
           |     agricultural pump engines, as well as forklifts,      |
           |     airport ground support equipment, and auxiliary power |
           |     units.                                                |
           |                                                           |
           |   The program achieves near-term reductions in emissions  |
           |     of oxides of nitrogen (NOx), which are necessary for  |
           |     California to meet its clean air commitments under    |
           |     the State Implementation Plan.  In addition, local    |
           |     air districts use these NOx emission reductions to    |
           |     meet commitments in their conformity plans, thus      |
           |     preventing the loss of federal funding for local      |
           |     areas throughout California.  The program also        |
           |     reduces particulate matter (PM), a component of       |
           |     diesel exhaust the Air Resources Board recently       |
           |     identified as a toxic air contaminant.                |
           |                                                           |
           |   Prior to the 2002-2003 Fiscal Year, the program was     |
           |     funded with General Fund on an ad hoc basis.  In the  |
           |     spring of 2002, California voters passed Proposition  |
           |     40, the California Clean Water, Clean Air, Safe       |
           |     Neighborhood Parks, and Coastal Protection Act, which |
           |     allocated $50 million to the ARB over two years for   |
           |     distribution to air districts for projects that       |
           |     "affect air quality in state and local parks and      |
           |     recreation areas" in accordance with the Carl Moyer   |
           |guidelines.                                                |
           |-----------------------------------------------------------|









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           |                                                           |
            ----------------------------------------------------------- 
              b)   Light-Duty Vehicle Retirement Program (Article 10  
                (Commencing with Section 44100) of the Heath and Safety  
                Code:

              Also known as the vehicle scrappage program, this program  
                was established as part of the state vehicle inspection  
                and maintenance (I&M) program to retire older, higher  
                polluting vehicles which cause a disproportionate share  
                of air pollution and to use the credits to reach State  
                Implementation Plan (SIP) commitments.

              Committee staff is unfamiliar with any state funding for  
                this program. 
              
              c)   Lower Emission School Bus Program:

              In the 2000-2001 Budget the Legislature allocated $50  
                million for the Lower-Emission School Bus Program - a  
                program designed to reduce school children's exposure to  
                both cancer-causing and smog-forming pollution.

              While there are no statutory parameters for the program,  
                the ARB approved guidelines to implement it for  
                purchasing new, lower-emitting school buses, and for  
                retrofitting buses with particulate filters to reduce  
                particulate emissions.  The program funded the purchase  
                of about 350 new buses and 2000 particulate filters for  
                diesel school buses.
               
              The program introduced new engine and aftertreatment  
                technology as well as cleaner fuels for school buses.  It  
                provides funding for both new alternative fuel school  
                buses and associated infrastructure, and new intermediate  
                emission diesel engines.  A significant component of the  
                program is the retrofit of 2000 buses with diesel  
                particulate filters, which will significantly reduce  
                emissions from the in-use fleet.  Both the new diesel  
                buses and the particulate filters require the use of  
                low-sulfur diesel fuel which further reduces harmful  
                emissions.










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              d)   Lawn Mower Electrification Programs:

              This measure references one other specific internal  
                combustion emission reduction program; the lawnmower  
                electrification program.  Once again, while there is no  
                statutory criteria for programs of this nature, air  
                districts and municipal utilities have adopted incentives  
                (generally subsidized by utility ratepayers or other  
                sources) to retire older-higher polluting lawn mowers and  
                to replace them with zero emission electric mowers.

            3)Criteria For Expenditure of Funds By ARB/Districts Needs  
             Work.   As presently drafted, this measure consists of an  
             amalgam of cross-references to existing mobile source  
             programs and to other unspecified programs that are  
             authorized (but not required) to be created by the ARB or  
             the districts to reduce air pollution from internal  
             combustion engines.  The language in the bill appears to mix  
             the two distinct types of programs together with no clear  
             delineation between and among these very different types of  
             programs.  In addition, the criteria for those programs that  
             are not specified in law currently (e.g. lawn mower  
             electrification programs,  light duty vehicle retirement  
             programs other than the one specified in law currently,  
             programs for the retrofit and replacement of agricultural  
             engines) may need to be spelled out more clearly that those  
             for programs that already exist under law.

           The author and the committee may wish to consider the  
             following amendments to clarify these problems:

              a)   Separate criteria governing existing programs from  
                new, as yet unspecified programs so that the criteria for  
                each are clearly delineated.

              b)   Make clear that the criteria for expenditure of funds  
                under the Moyer, School Bus, and Light Duty Vehicle  
                Retirement Program currently authorized under law consist  
                solely of the criteria already established.

              c)   Make clear that any new programs established by the  
                ARB or districts must be enacted under statute before  
                they can be funded, or establish a set of generic  









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                 mandatory  criteria for those, as yet unspecified,  
                programs.  One such criteria should be that no funds may  
                be used to comply with mobile source emission reductions  
                otherwise required by law (In other words, the public  
                should not pay for private interest costs of compliance;  
                expenditure of funds should be audited periodically  
                etc.).

              d)   Eliminate the use of subjective and largely useless  
                terms and criteria such as "consistent, transparent  
                methodology with statewide applicability" (page 6, lines  
                7 and 8), "realistic program assumptions" (page 6, line  
                16), and "current and expected near term future  
                conditions" (page 6, line 17), to name a few.

              e)   Establish clear and explicit auditing and reporting  
                requirements for funds other than those expended pursuant  
                to statute and regulations that already specify those  
                requirements to ensure proper and effective expenditure  
                of funds.   

            4)Administration of Funds Appears Confused, Could Be Subject  
             to Dispute/Confusion Among ARB and Districts  .  As presently  
             drafted, this measure appears to give the ARB and districts  
             potentially confusing and overlapping administration and  
             oversight responsibilities over funds made available under  
             the bill's provisions.  The author and committee may wish to  
             consider revising and recasting those provisions to specify  
             more clearly the responsibilities of state and local  
             authorities. 

            5)Technical Amendments Needed  .  This measure needs several  
             technical amendments:

              a)   On page 4, lines 23-25 the finding that states that no  
                additional burdens should be placed on stationary sources  
                due to inadequate controls on vehicular sources should be  
                stricken.  That notion is inconsistent with both federal  
                and state laws that require achievement of state and  
                federal clean air standards regardless of the source.

              b)   On page 6, line 5 after "that",  the word "is" should  
                be inserted.









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              c)   On page 9, line 35 the date "2002" should be "2022".    


            6)Do Pass Motion Should Include Re-referral to Senate  
             Transportation Committee  .  The Senate Rules Committee has  
             double-referred this measure to this committee and to the  
             Senate Transportation Committee.  Therefore, a motion to  
             pass the bill should include re-referral to the  
             Transportation Committee. 
               
            SOURCE  :        South Coast Air Quality Management District  

           SUPPORT  :       None on file  

           OPPOSITION  :    None on file