BILL ANALYSIS                                                                                                                                                                                                    







                      SENATE COMMITTEE ON PUBLIC SAFETY
                         Senator Elaine K. Alquist, Chair            A
                             2005-2006 Regular Session               B

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          AB 776 (Chu)                                                
          As Amended June 6, 2005 
          Hearing date:  June 28, 2005
          Penal Code
          AA:br
                      MANDATORY CHILD ABUSE AND NEGLECT REPORTING  

                                       HISTORY

          Source:  California Association of Marriage and Family  
          Therapists

          Prior Legislation: None

          Support: Office of the San Bernardino County Sheriff; California  
                   Psychological Association; California District  
                   Attorneys Association; California State Sheriffs'  
                   Association; California Probation, Parole and  
                   Correctional Association; California District Attorneys  
                   Association

          Opposition:None known

          Assembly Floor Vote:  Ayes  73 - Noes  0


                                         KEY ISSUE
           
          SHOULD A BYPASS MECHANISM ALLOWING INITIAL MANDATED CHILD ABUSE OR  
          NEGLECT REPORTS TO BE MADE BY FAX OR ELECTRONICALLY BE CREATED WHEN  
          A REPORTER'S "REASONABLE EFFORTS" TO MAKE AN INITIAL REPORT BY  
          TELEPHONE HAVE FAILED, AS SPECIFIED?





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                                       PURPOSE
          
          The purpose of this bill is to create a bypass mechanism  
          allowing initial mandated child abuse or neglect reports to be  
          made by fax or electronically when a reporter's "reasonable  
          efforts" to make an initial report by telephone have failed, as  
          specified.
          
          Current law  establishes the Child Abuse and Neglect Reporting  
          Act.  (Penal Code  11164 et seq.)

           Current law  enumerates 37 categories of mandated reporters.   
          (Penal Code  11165.7.)
           
           Receiving Agencies
          
          Current law requires that "(r)eports of suspected child abuse or  
          neglect shall be made by mandated reporters to any police  
          department or sheriff's department, not including a school  
          district police or security department, county probation  
          department, if designated by the county to receive mandated  
          reports, or the county welfare department.  Any of those  
          agencies shall accept a report of suspected child abuse or  
          neglect whether offered by a mandated reporter or another  
          person, or referred by another agency, even if the agency to  
          whom the report is being made lacks subject matter or  
          geographical jurisdiction to investigate the reported case,  
          unless the agency can immediately electronically transfer the  
          call to an agency with proper jurisdiction.  When an agency  
          takes a report about a case of suspected child abuse or neglect  
          in which that agency lacks jurisdiction, the agency shall  
          immediately refer the case by telephone, fax, or electronic  
          transmission to an agency with proper jurisdiction."  (Penal  
          Code  11165.9.)

           This bill  would require the agency to "keep a log of the reports  
          received, regardless of merit, for further evaluation and  
          investigation, as necessary, on a case by case basis."




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           This bill  additionally would amend this provision to state that  
          "(u)nder no circumstances are agencies or employees of agencies  
          required to receive reports of child abuse or suspected child  
          abuse to refuse to take a report of child abuse or suspected  
          child abuse from a mandated reporter."

           Process for Mandated Reporting
           
           Current law  generally requires mandated reporters who have  
          knowledge of or observe a child in their professional capacity  
          or within the scope of their employment and whom they know or  
          reasonably suspect has been the victim of child abuse or  
          neglect, to immediately make a report to a child protection  
          agency, as specified.  (Penal Code  11166 (a).)

           Current law  requires that the "mandated reporter shall make a  
          report to the agency  immediately  or as soon as is practicably  
          possible by telephone, and the mandated reporter shall prepare  
          and send a  written report thereof within 36 hours  of receiving  
          the information concerning the incident."  (Id. (emphasis  
          added).)

           This bill  would revise this language to characterize the report  
          made "immediately" as "an initial" report, and characterize the  
          written report required within 36 hours as the "follow-up"  
          report.



           This bill  additionally would revise this section to include the  
          following:

           Provide that, if "after reasonable efforts a mandated reporter  
            is unable to submit an initial report by telephone, he or she  
            shall immediately or as soon as is practicably possible, by  
            fax or electronic transmission, make a one-time automated  
            written report on the form prescribed by the Department of  
            Justice, and shall also be available to respond to a telephone  




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            follow-up call by the agency with which he or she filed the  
            report.  A mandated reporter who files a one-time automated  
            written report because he or she was unable to submit an  
            initial report by telephone is not required to submit a  
            written follow-up report."

           Provide that, the "one-time automated written report form  
            prescribed by the Department of Justice shall be clearly  
            identifiable so that it is not mistaken for a standard written  
            follow-up report."

           Require that the "automated one-time report shall contain a  
            section that allows the mandated reporter to state the reason  
            the initial telephone call was not able to be completed."

           Require that the "reason for the submission of the one-time  
            automated written report in lieu of the (normal procedure)  
            shall be captured in the Child Welfare Services/Case  
            Management System (CWS/CMS)."

           Require the department to "work with stakeholders to modify  
            reporting forms and the CWS/CMS as is necessary to accommodate  
            the changes enacted by these provisions."

           This bill  would provide that nothing in these provisions "shall  
          supersede the requirement that a mandated reporter first attempt  
          to make a report via telephone, or that agencies specified in  
          Section 11165.9 accept reports from mandated reporters and other  
          persons as required."

           Operative Dates
           
           This bill  would require that these "bypass" provisions "shall  
          not become operative until the CWS/CMS is updated to capture the  
          information prescribed in this subdivision," and that these  
          provisions "shall become inoperative three years after this  
          subdivision becomes operative or on January 1, 2009, which ever  
          occurs first."





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           Report

          This bill  would require that, on the inoperative date of these  
          provisions, a report shall be submitted to the counties and the  
          Legislature by the Department of Justice that reflects the data  
          collected from automated one-time reports indicating the reasons  
          stated as to why the automated one-time report was filed in lieu  
          of the initial telephone report.



           Legislative Findings and Declarations
           
           This bill  would make specified legislative findings and  
          declarations.

                                      COMMENTS

          1.  Stated Need for This Bill
           
          The author states:

                 Under the Child Abuse and Neglect Reporting Act  
                 (CANRA), health care providers, teachers and  
                 others are required to report suspected child  
                 abuse to local law enforcement or the county  
                 welfare department by telephone.

                 The telephone report must be made immediately or  
                 as soon as is practically possible.  The mandated  
                 reporter must then, within 36 hours, follow-up by  
                 submitting a written report to the local agency.   
                 Failure to report is a crime and could also result  
                 in personal liability.

                 According to the sponsors of the bill, mandated  
                 reporters are unable or mistakenly dissuaded from  
                 making the telephone report.  Reasons for this  
                 vary from not being able to get through to a live  




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                 person because the line is busy or there is no  
                 answer, or that the mandated reporter is informed  
                 by the intake worker that the suspected abuse  
                 "isn't reportable" and therefore causes confusion  
                 regarding the necessity to file a written report.

                 If a marriage family therapist is unable to file  
                 the telephone report and asks the California  
                 Association of Marriage and Family Therapists what  
                 to do, they are instructed to submit a written  
                 report regardless of the response or inability to  
                 get through to the local agency.  However, many  
                 reporters do not contact the Association and fail  
                 to file the appropriate reports because of the  
                 ambiguous or incorrect advice of the local agency  
                 employee.  This jeopardizes the safety of the  
                 child and has legal repercussions for the  
                 therapist.

                 This bill seeks to rectify this situation by  
                 clarifying the statutory requirements relating to  
                 mandated reporters and telephonic reports.

          2.  What This Bill Would Do
           
          As explained in detail above, current law requires a 2-step  
          process for mandated child abuse and neglect reporters to make  
          reports:  they first must make a telephone report immediately or  
          as soon as possible, and then they must make a written report  
          within 36 hours.  The receiving agency generally is required to  
          accept a report even if it does not have jurisdiction over the  
          reported case.











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          The sponsor of this bill submits that its "members are often  
          frustrated during the mandated reporting process by the  
          unwillingness of certain government agencies to take mandated  
          reports."  This bill appears designed to provide a bypass  
          mechanism for initial reports to be made by fax or  
          electronically when a mandated reporter's "reasonable efforts"  
          at making an initial telephone report have failed.

          This bill essentially would provide the following:

           Allow mandated reporters to "bypass" the initial telephone  
            report if they are unable to make a report by telephone "after  
            reasonable efforts;"
           Provide that this bypass can be made "immediately or as soon  
            as is practicably possible, by fax or electronic  
            transmission;"
           Provide that this bypass be a "one-time automated written  
            report on the form prescribed by the Department of Justice"  
            which is "clearly identifiable" as such so not to be confused  
            for a standard written follow-up report, and includes a space  
            that allows the reporter to explain why they could not report  
            by telephone;
           Require that the reporter "be available to respond to a  
            telephone follow-up call by the agency with which he or she  
            filed the report;" and
           Track the reasons for use of the bypass system in the Child  
            Welfare Services/Case Management System (CWS/CMS).

          WILL THE PROVISIONS OF THIS BILL ENHANCE THE EFFECTIVENESS OF  
          CALIFORNIA'S CHILD ABUSE AND NEGLECT MANDATED REPORTING LAWS?

          IF AGENCIES ARE FRUSTRATING THE EFFORTS OF MANDATED REPORTERS TO  
          MAKE REPORTS, IS THE APPROACH PROPOSED BY THIS BILL THE MOST  
          EFFECTIVE RESPONSE TO THIS PROBLEM?

          TO WHAT EXTENT, IF ANY, COULD THE EXCEPTION CREATED BY THIS BILL  
          CONCERNING INITIAL REPORTS BECOME THE RULE?  COULD THIS BILL BE  
          TIGHTENED TO REQUIRE, RATHER THAN ALLOW, MANDATED REPORTERS TO  
          STATE WHY THEIR REPORT COULD NOT BE FULFILLED BY TELEPHONE?




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          3.  Uncertain Operative Date; Updating the Applicable Data System  

          This bill is drafted to not become operative until the data  
          tracking system for child welfare services is updated to capture  
          the information prescribed in this subdivision.  One purpose of  
          tracking these "bypass" reports in the data tracking system is  
          to ensure that they are effectively flagged as initial,  
          first-time reports requiring immediate response, and not  
          "dropped through the cracks" when they are submitted.  Similar  
          to the operative date, the sunset proposed in the bill "floats"  
          three years after the operative date, or January 1, 2009,  
          whichever occurs first.

          Members of the Committee may wish to inquire about what would be  
          required to update the CWS/CMS system to capture this additional  
          data, how long this update could be expected to take, how much  
          this update could cost, and what if any other cost priorities  
          may be competing with this proposal with respect to the  
          effective and efficient implementation of the child abuse and  
          neglect reporting laws.

          4.  Technical Revisions
           
          As noted above, this bill would require agencies that receive  
          reports to "keep a log of the reports received, regardless of  
          merit, for further evaluation and investigation, as necessary,  
          on a case-by-case basis."  Committee staff understands that the  
          following technical amendment revising this language is  
          acceptable to the author:

                 Agencies who are required to receive reports of  
                 child abuse or suspected child abuse may not  
                 refuse to accept a report of child abuse or  
                 suspected child abuse from a mandated reporter and  
                 shall maintain a record of all reports received.

          SHOULD THIS AMENDMENT BE MADE?












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          In addition, the Department of Justice has noted a number of  
          technical revisions the author and/or the Committee may wish to  
          consider:

           Provide that the report required by this bill be produced by  
            the Department of Social Services instead of the Department of  
            Justice (because DOJ does not have access to the data on which  
            the report would be based);
           Revise any references to child abuse or suspected child abuse  
            to include child abuse and neglect (conforming to references  
            in current law);
           Revise the bill's language to reflect existing law, that an  
            agency may refuse to take a report if it can immediately  
            transfer a call to the proper agency; and
           Revise the language requiring agencies to accept reports from  
            mandated reporters to include non-mandated reporters as well.

          SHOULD THESE AMENDMENTS BE MADE?



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