BILL ANALYSIS                                                                                                                                                                                                    






                           SENATE JUDICIARY COMMITTEE
                         Senator Joseph L. Dunn, Chair
                           2005-2006 Regular Session


          SB 218                                                 S
          Senator Scott                                          B
          As Amended April 7, 2005
          Hearing Date:  April 12, 2005                          2
          Welfare and Institutions Code                          1
          GMO:cjt                                                8
                                                                 

                                     SUBJECT
                                         
               Post-Termination of Parental Rights:  Removal from  
                                   Caretaker


                                   DESCRIPTION  

          This bill would provide that after termination of parental  
          rights and before a petition for adoption is granted by the  
          court, a child may be removed from the home of a caretaker  
          who has been designated as a prospective adoptive parent  
          only after notice is provided and, if a noticed person  
          objects, a noticed hearing is held.  The child may be  
          removed from that caretaker's home if the court finds that  
          removal is in the best interest of the child.  

          The bill would provide that the above notice and noticed  
          hearing procedure does not apply if there is a risk of  
          physical or emotional harm to the child.  In that event,  
          the Department of Social Services (DSS) or the licensed  
          adoption agency may remove the child immediately and then  
          proceed with the noticed hearing procedure. 

          The bill would provide that a court may designate a  
          dependent child's caretaker as a prospective adoptive  
          parent if specified conditions are met and the caretaker  
          has taken steps towards the goal of adopting the child.

                                    BACKGROUND

           Welfare and Institutions Code  366.26 authorizes the court  
                                                                 
          (more)



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          to terminate the parental rights of the parent or parents  
          of a child who has been adjudged a dependent of the court  
          and to determine the proper permanent placement for the  
          child. Upon making a finding that adoption is the  
          appropriate placement goal for the child, the court may  
          order that efforts be made to locate an appropriate  
          adoptive family for the child within a period not to exceed  
          180 days. [ 366.26(b)(2).]  A petition for adoption may  
          not be granted, however, until the appellate rights of the  
          natural parents have been exhausted.  During this time  
          period, i.e., between the termination of parental rights  
          hearing and the granting of a petition for adoption, the  
          Department of Social Services or a licensed adoption agency  
          is responsible for the custody and supervision of the child  
          and is entitled to the exclusive care and control of the  
          child at all times. [ 366.26(i).]

          According to the author, the "exclusive care and control of  
          the child" provision under  366.26(j) has been interpreted  
          by appellate courts to give the DSS or the local agency  
          "nearly complete, unchecked authority to decide who adopts  
          the child." The decisions made by the DSS or the local  
          agency, in reference to this provision, is reviewable only  
          for abuse of discretion, or where the recommendation the  
          agency makes is "patently absurd," "capricious," or  
          "unquestionably not in the child's best interest."  [  In re  
          Harry N.  (2001) 93 Cal. App. 4th 1378.]   Harry N.  was a  
          case with very complicated facts that involved the  
          department's appeal of the juvenile court's continued  
          placement of a child with the foster parents who wanted to  
          adopt Harry, in spite of the department's decision to place  
          the child with his paternal relatives from Puerto Rico who  
          also wanted to adopt Harry, as well as appeals from all  
          parties on different motions.   Harry N.  follows a long line  
          of cases upholding the department's right to exclusive care  
          and control under  366.26(j) and authority to determine  
          placement. [Cf.  Theodore D.  , 58 Cal. App. 4th 721;  In re  
          Stephanie M.  (1994) 7 Cal. 4th 295.]

          This bill is intended to prevent the removal of a dependent  
          child from his or her caretaker's home after parental  
          rights are terminated, if the caretaker is a designated  
          prospective adoptive parent, as defined. 

                             CHANGES TO EXISTING LAW
                                                                       




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          1.    Existing law  provides that if the court declares a  
            child free from the custody and control of both parents  
            or one parent if the other parent does not have custody  
            and control, the court shall at the same time order the  
            child referred to the State Department of Social Services  
            or a licensed adoption agency for adoptive placement.  
            [Welfare and Institutions Code  366.26.  All references  
            are to the Welfare and Institutions Code unless otherwise  
            indicated.]

             Existing law  makes the Department of Social Services or a  
            licensed adoption agency responsible for the custody and  
            supervision of the child and thus entitles them to the  
            exclusive care and control of the child at all times  
            until a petition for adoption is granted. [ 366.26(j).]

             This bill  would, for the period between termination of  
            parental rights and the granting of a petition for  
            adoption, establish a procedure for the removal of a  
            dependent child from the home of a caretaker who is a  
            designated prospective adoptive parent.  It would require  
            the department or local agency to provide notice prior to  
            removal of the child.  

             This bill  would provide that the child, child's attorney,  
            or the designated prospective adoptive parent may  
            petition the court for a hearing, or the court on its own  
            motion may set a hearing, on the proposed removal of the  
            child.  At the hearing, the court would determine whether  
            it would be in the best interest of the child to remove  
            that child from the caretaker's home.  If no objection is  
            filed or hearing set within seven or ten calendar days  
            after notice of the proposed removal, whichever is  
            longer, the child may be removed.

             The bill  however would provide that no notice would be  
            required prior to removal of the child if there is a risk  
            of physical or emotional harm to the child if the child  
            continues to reside with the caretaker.  A hearing would  
            then be held pursuant to the procedure established by the  
            bill.
           
           2.    Existing law  does not provide for a caretaker of a  
            dependent child to petition the court at any dependency  
                                                                       




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            proceeding after termination of parental rights for a  
            designation as a prospective adoptive parent.   Existing  
            law  does not confer on a dependent child's caretaker  
            standing to petition the court for a hearing if the  
            caretaker objects to the removal of a dependent child  
            from the caretaker's home.

             This bill  would permit the court, at the hearing to  
            terminate parental rights to a dependent child or at  
            anytime thereafter, to designate as a prospective  
            adoptive parent a caretaker (a) with whom the dependent  
            child has lived for at least six months; (b) who has  
            expressed a commitment to adopt the child; and (c) who  
            has taken at least one step to facilitate the adoption  
            process.

             This bill  would provide several examples of "steps" that  
            a caretaker may take to satisfy the third requirement for  
            designation as a prospective adoptive parent.  (The  
            examples are listed in Comment 4.)

             The bill  would confer on a caretaker who is a designated  
            prospective adoptive parent standing to petition the  
            court for a hearing on whether it is in the best interest  
            of a child to remove that child from the caretaker's home  
            after termination of parental rights and before a  
            petition for adoption is granted.

                                     COMMENT
           
          1.    Need for the bill  

            The author and the sponsor of the bill, the National  
            Association for Counsel of Children - Los Angeles,  
            believe that existing law does not protect the stability  
            of children post-termination of parental rights, because  
            the court's oversight function essentially evaporates  
            between the order to place the child for adoption and the  
            order granting the petition for adoption.  Current law  
            gives the DSS and the licensed adoption agency unfettered  
            authority during this time period to remove a child from  
            a caretaker's home, they state, without the safeguard of  
            the court reviewing the decision.  This is contrary to  
            "the collaborative decision-making process that occurs  
            earlier in dependency proceedings," they assert, where  
                                                                       




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            the best interest of the child is protected at all times.

            The sponsor contends that children who have lived for  
            long periods of time with their caretakers could be  
            psychologically harmed by being moved to a different home  
            pending a petition for adoption.  Their proposed solution  
            is to require that when the DSS or the licensed adoption  
            agency recommends that a child be removed from a  
            caretaker who wishes to adopt the child, only to be  
            adopted by a different person, that recommendation should  
            be reviewed by the dependency court.
           
           2.    Noticed hearing prior to removal from caretaker's  
            home: caretaker's standing to object and petition the  
            court
           
            For several years now, foster parents and relative  
            caretakers have been trying to expand their access to and  
            standing in dependency court to challenge decisions of  
            the Department of Social Services or local child welfare  
            agencies relative to the placement of a dependent child.   
            The statutes governing dependencies have been amended  
            repeatedly to encourage placement of dependent children  
            with their relatives, to try to keep families and  
            siblings together, and, if reunification fails, to speed  
            up the process of placing them into nourishing adoptive  
            homes so that they may be taken out of the foster care  
            system.  Relative caretakers and foster parents who wish  
            to adopt the child enjoy a preference in the processing  
            of their applications by the department. 

            While relative caretakers have gained the edge on foster  
            parents in terms of preference when it comes to placement  
            for adoption, some foster parents who have bonded with  
            the children in their care and who have thought about  
            adopting the children themselves are still disappointed  
            when the children are removed from their home when a  
            relative shows up after parental rights were terminated,  
            or when the agency finds more suitable adoptive parents  
            for the child.  In these cases, a caretaker has no  
            recourse but to challenge the DSS or agency's decision.   
            Such decisions are generally upheld unless there was an  
            abuse of discretion by the department or the agency.   
            ["The Department has been given the resources for  
            investigation and evaluation of the placement decision.   
                                                                       




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            The juvenile court's role is to decide if there was an  
            abuse of discretion in the decision.  In re Harry N.  ,  
            supra.]
            The period between the orders terminating parental rights  
            and placement of the child into adoption and the order  
            granting a petition for adoption is when  366.26(j)  
            gives the DSS or the licensed adoption agency "exclusive  
            care and control" of the dependent child.  The rationale  
            behind this is to ensure that all efforts are being  
            expended to find a suitable adoptive family, while the  
            natural parents' rights to appeal are being exhausted.   
            Under current  366.26(b)(2), the DSS or licensed  
            adoption agency has 180 days to locate an appropriate  
            adoptive family for the child.  

             a.    Notice of proposed removal required  

               There may be a number of reasons why the department or  
               the agency may wish to remove the child from the  
               caretaker's home and place him or her in another home,  
               such as the home of a relative wishing to adopt the  
               child, or the home of another set of prospective  
               adoptive parents who appear to be more suitable for  
               the adoption.  This bill would not affect the current  
               provision that gives the department or agency  
               "exclusive care and control" authority over the child  
               at this juncture, and its placement decisions have  
               been upheld consistently by the court, absent an abuse  
               of discretion.

               However, SB 218 recognizes that there could be reasons  
               why a child should not be removed from a caretaker's  
               home, and those reasons could amount to removal not  
               being in the best interest of the child.  Therefore,  
               rather than have the child removed and placed  
               elsewhere first, pending a review of the department's  
               decision which could only be challenged using an abuse  
               of discretion standard, this bill would establish a  
               notice and hearing procedure prior to removal. 

               This bill would require the department or agency to  
               notify the child (if the child is 10 years or older),  
               the child's attorney, and the caretaker who is a  
               designated prospective parent when the department or  
               agency proposes to remove the child from the  
                                                                       




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               caretaker's home.  [Provisions relating to the  
               caretaker's designation as a prospective adoptive  
               parent are discussed in Comment 3.]  Notice must be  
               given as soon as possible after a decision to change  
               the child's placement (i.e., remove the child) is  
               made, in the same manner that all notices are given in  
               dependency proceedings.

             b.    If no objection is raised, removal is allowed;  
               objection is filed via petition for a hearing

                An objection to the removal of the child from the  
               caretaker's home may be made by filing a petition for  
               a hearing.  If no petition objecting to the removal is  
               filed, or the court on its own motion does not set a  
               hearing, the child may be removed without a hearing.
               Allowing removal when no objection is made is very  
               important, according to the CWDA.  "?[I]t would be  
               disruptive and time-consuming for all parties to  
               require a noticed hearing before any and all placement  
               changes, as many will occur without the need for such  
               a hearing."  

               SB 218 would permit a child, child's attorney, or  
               caretaker who is a designated prospective parent, to  
               file a petition with the court objecting to the  
               proposed removal of the child from the caretaker's  
               home, or the court may on its own motion set a  
               hearing.  The petition must be filed, or the hearing  
               set, within seven days or ten calendar days, whichever  
               is longer, of the date of notification about the  
               proposed removal.  The noticed hearing must be held as  
               soon as possible and not later than five court days  
               after the petition is filed.  

               In the interest of advancing the child's adoption and  
               facilitating the transfer of the child to the home of  
               another prospective adoptive parent if that is the  
               department or adoption agency's determination, the  
               author should reconsider this period of uncertainty  
               during which the department (and the child) does not  
               know if the removal will be made.  Seven court days or  
               ten calendar days may be too long a period for the  
               department or agency to wait before they know that no  
               objection being made to the removal of a child.  It  
                                                                       




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               may make it easier on both the child's attorney and  
               the caretaker who wishes to object to have the  
               Judicial Council prepare a form that may be used for  
               this purpose, and shorten the time within which to  
               file the objection.

               SHOULD THE JUDICIAL COUNCIL PREPARE A FORM TO BE USED  
               FOR THIS PURPOSE?

               SHOULD AN OBJECTION TO THE REMOVAL, IN THE FORM OF A  
               STATUTORY FORM PETITION FOR A HEARING, BE FILED WITHIN  
               FIVE COURT DAYS OR SEVEN CALENDAR DAYS, WHICHEVER IS  
               LONGER?

               This standing to petition the court directly to object  
               to a proposed removal is a major victory for  
               caretakers who have committed to adopting a child and  
               who have felt their world turned upside down when the  
               child they have taken care of for an extended period  
               is suddenly removed from their care at this juncture.   
               SB 218 confers this standing on a very limited class  
               of caretakers, however (see Comment 3).  Therefore,  
               even the California Welfare Directors Association has  
               removed its initial opposition to this provision of  
               the bill.



            c.    Court to determine if removal is in the child's best  
            interest

                At the hearing, the court must determine if removal of  
               the child from the caretaker's home is in the child's  
               best interest.  This is the standard used in most  
               determinations that do not involve risk of harm to the  
               child.  SB 218 would provide that the child may not be  
               removed from the caretaker's home unless the court  
               finds that removal is in the child's best interest.

               This language places the burden on the department or  
               agency to justify their decision to remove the child  
               from the caretaker's home.  This, according to the  
               proponents of the bill, builds in some accountability  
               on the part of the department or agency for the  
               decisions that they make, and that families who have  
                                                                       




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               bonded around a child will now have an opportunity to  
               challenge what they may view as an arbitrary and  
               capricious decision.

             d.    Notice provision would not apply where there is  
               risk of physical or emotional harm

                SB 218 would expressly provide that no notice would be  
               required when the department or licensed adoption  
               agency determines that the child must be removed from  
               the caretaker's home immediately, because of risk of  
               physical or emotional harm to the child.  This  
               provision was suggested by the CWDA, to address  
               situations where, for example, the caretaker's other  
               children are being removed from that home due to  
               allegations of sexual abuse.  Rather than expose the  
               dependent child to any risk, the bill would allow the  
               department or agency to remove the child and  
               temporarily place him or her in another home and then  
               notify the child's attorney, the child (if the child  
               is 10 years old or older), the caretaker who is a  
               designated prospective adoptive parent, and the court,  
               that the child had been removed.  The procedure for  
               filing a petition and requesting a hearing on the  
               removal would then apply, as in the case where no risk  
               of physical or emotional harm is involved.

          3.    Caretaker: how to be designated a prospective adoptive  
            parent  

            Generally, if a foster parent or relative caretaker is  
            interested in adopting the dependent child placed in  
            their home, the social worker who has been working on the  
            case would have been made aware of the interest during  
            the preparation of reports at various stages of the  
            dependency proceeding, all the way to the hearing to  
            terminate parental rights (referred to as the  366.26  
            hearing).  For example, the department is required under  
             366.21(i) to prepare a preliminary assessment of  
            prospective adoptive parents, including the relatives and  
            the child's current caretaker, and to prepare a report  
            for the court prior to a  366.26 hearing.  A caretaker  
            is therefore already given many opportunities to express  
            his or her interest and commitment to adopt the child.   
            However, a caretaker has no standing to file a petition  
                                                                       




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            directly with the court at any stage of the dependency  
            proceeding because the caretaker is not a party to the  
            action.  

            SB 218 would authorize the court, during the  366.26  
            hearing or later, to designate the caretaker as a  
            prospective adoptive parent if all of these conditions  
            are met:
                 the child has lived with the caretaker for at least  
               six months;
                 the caretaker currently expresses a commitment to  
               adopt the child; and
                 the caretaker has taken at least one step to  
               facilitate the adoption process.

            The bill also enumerates eight actions that, if one is  
            taken or participated in by the caretaker, would satisfy  
            the third requirement for designation as a prospective  
            adoptive parent.  The list, while not exclusive, is  
            comprehensive and was compiled from suggestions made by  
            various groups involved in dependency hearings:
                 applying for a homestudy.
                 cooperating with an adoption homestudy.
                 being designated by the court or the licensed  
               adoption agency as the adoptive family.
                 requesting de facto parent status.
                 signing an adoptive placement agreement.
                 engaging in discussions regarding a postadoption  
               contact agreement.
                 working to overcome any impediments identified by  
               the department or licensed adoption agency.
                 attending classes required of prospective adoptive  
               parents.

               The list represents various stages of the dependency  
               proceeding and case plan directed at the eventual  
               adoption of the child by the caretaker.

            SB 218 would confer standing on a caretaker who has been  
            designated by the court as a child's prospective adoptive  
            parent to file a petition objecting to removal of the  
            child, under specified conditions.  This standing is  
            limited to the petition for a hearing on the proposed  
                                                                                    removal of the child, according to the author, and is not  
            meant to confer on the caretaker standing to object to  
                                                                       




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            any other action the department or agency may take as to  
            the child.  

            SHOULD THIS INTENT BE STATED IN THE BILL?

            Under SB 218, it is not clear that the caretaker must  
            take the affirmative step of becoming a designated  
            prospective adoptive parent before the department gives  
            notice of a proposed removal, and it is possible that the  
            petition for hearing may include a petition to be  
            designated as a prospective adoptive parent.  According  
            to the author, this would be an unintended result.  To  
            cure this defect, it is suggested that the bill require  
            the caretaker to request designation as a prospective  
            adoptive parent at the  366.26 (parental rights  
            termination) hearing or later, but no later than the next  
            six month status review hearing following the termination  
            of parental rights.  This amendment and clarification  
            would foreclose opportunities for foster parents who  
            merely want to retain custody of the foster child for as  
            long as possible for economic reasons and abuse the new  
            law to gain that result.

            SHOULD THE BILL REQUIRE THAT THE CARETAKER, IN ORDER TO  
            GAIN STANDING TO OBJECT TO A PROPOSED REMOVAL OF THE  
            CHILD, BE DESIGNATED AS A PROSPECTIVE ADOPTIVE PARENT AT  
            THE  366.26 HEARING OR NO LATER THAN THE SIX MONTH  
            STATUS REVIEW HEARING POST-TERMINATION OF PARENTAL  
            RIGHTS?

            By imposing this time limitation, the caretaker who is  
            serious about adopting the child would have demonstrated  
            sufficient commitment that the limited standing to object  
            to a proposed removal may be justified.

            In any case, the bill should make clear that a caretaker  
            who was not designated a prospective adoptive parent by  
            the court by the time of the six month status review  
            hearing would not have standing to file a petition  
            objecting to the removal of the child from the  
            caretaker's home.

            Finally, at the hearing on the proposed removal of the  
            child, the court should inquire into the progress of the  
            prospective adoption of the child by the designated  
                                                                       




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            adoptive parent, when considering whether it is in the  
            best interest of the child to remove the child from the  
            caretaker's home.  This would ensure that a caretaker  
            does not simply ask for the designation and then delay  
            the adoption process so as to keep collecting foster care  
            payments for the child (which could be a reason for the  
            department proposing to remove the child to another  
            prospective adoptive home in the first place) and thus  
            seriously impacting the opportunity for the child to be  
            adopted into another home.

            SHOULD THE BILL EXPRESSLY REQUIRE THE COURT, AT THE  
            REMOVAL HEARING, TO INQUIRE INTO THE PROGRESS MADE BY THE  
            CARETAKER TOWARDS COMPLETION OF THE ADOPTION?

            By making this inquiry, the court may also find reasons  
            why the adoption may be delayed, or whether the removal  
            is being proposed for reasons unrelated to the  
            caretaker's qualifications as a prospective adoptive  
            parent.




          4.   CWDA: continuing concerns and suggested amendments

             The CWDA, while acknowledging that they no longer oppose  
            the idea of a caretaker designated as a prospective  
            adoptive parent being able to request that the court hold  
            a hearing prior to a child's removal from their home, is  
            still concerned at the implications of this major change  
            in the status of a caretaker in the context of the  
            adoption process.  Their concern relates to possible  
            delays in the adoption process that could occur, were the  
            caretaker, who has gained standing to petition the court  
            directly, to then take the view that this limited  
            standing makes the caretaker a party to the case, able to  
            then appeal the court's ruling unfavorable to him or her.

            "We remain concerned about potential delays to the  
            adoption proceedings for a child when a hearing is  
            requested.  At a minimum, any delays would have negative  
            consequences for the individual children affected.  From  
            a broader perspective, however, extending the length of  
            time to adoption makes it more difficult for the state to  
                                                                       




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            meet timeframes governing the permanency process for  
            foster children, potentially leading to federal  
            penalties."

            The state is currently subject to federal penalties  
            already because in many cases it has not met the federal  
            timeframes for the adoption or permanent placement of a  
            foster child.

            CWDA requests amendments that would "strike a balance"  
            between the prospective adoptive parent's ability to  
            request court review and the need to move the adoption  
            process forward once the hearing is held.  The amendments  
            requested would clarify that the ability of a caretaker,  
            under SB 218, to request a hearing prior to removal of  
            the child from their home does not make prospective  
            adoptive parents a party to the case, nor does it give  
            them appeal rights if the court decides not to hold a  
            hearing or finds that the removal is in the child's best  
            interest.  "This will enable the adoption process to move  
            forward upon the judge's ruling and avoid unnecessary  
            delays for the child."

            SHOULD THE BILL BE AMENDED TO CLARIFY THAT THE STANDING  
            GAINED BY A CARETAKER UNDER SB 218 DOES NOT MAKE THE  
            CARETAKER A PARTY TO THE CASE NOR DOES IT CONFER ANY  
            RIGHT TO APPEAL THE COURT'S RULING?

            As mentioned earlier, caretakers have been struggling for  
            years to gain standing to petition the court directly at  
            various stages of the dependency proceeding.  Allowing  
            them to file a petition under SB 218 is a major movement  
            towards their gaining status in parity to a child's  
            attorney or the department or licensed adoption agency.   
            In view of the long established rule that gives the  
            department exclusive authority over the care and control  
            of a foster child who has been freed from parental  
            control so that the mandate to reach permanent placement  
            or adoption is achieved in a timely fashion, the author  
            should consider making the suggested amendment to the  
            bill.

          5.    Bill would not preclude agency investigation and  
            response to alleged abuse or neglect of the child
           
                                                                       




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            SB 218 would not preclude a county child protective  
            services agency from fully investigating and responding  
            promptly to allegations of child abuse or neglect.  This  
            provision was requested by the county welfare directors,  
            who are concerned that the notice and hearing procedure  
            this bill would establish could delay their prompt action  
            when allegations of abuse or neglect under Penal Code  
            Sec. 11165.5 have been made. 

          Support:  None Known

          Opposition:  California Association of Adoption Agencies

                                     HISTORY
           
          Source:  Los Angeles Affiliate of the National Association  
          of Counsel for 
                  Children

          Related Pending Legislation:  None Known

          Prior Legislation:  SB 166 (Scott, 2003) contained similar  
                       provisions, withdrawn  
                        from Committee
          
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