BILL ANALYSIS                                                                                                                                                                                                    




                   Senate Appropriations Committee Fiscal Summary
                           Senator Kevin Murray, Chairman

                                           1205 (Escutia)
          
          Hearing Date:  5/25/06          Amended: 4/18/06
          Consultant:  John Decker        Policy Vote: EQ 5-1
          _________________________________________________________________ 
          ____
          BILL SUMMARY:   SB 1205 would increase the cap on civil and  
          criminal penalties for violations of air pollution laws, require  
          the California Air Resources Board (CARB) to maintain a website  
          on air quality violations, and earmark ten percent of all  
          penalty revenue for increased enforcement. 
          _________________________________________________________________ 
          ____
                            Fiscal Impact (in thousands)

           Major Provisions         2006-07      2007-08       2008-09     Fund
           Penalty revenue shift  $350       $700        $700                
          Special*               
          Administrative costs              $150        $400      Special
          * Children's Breathing Rights Fund
          _________________________________________________________________ 
          ____
          STAFF COMMENTS:  Suspense File.  AS PROPOSED TO BE AMENDED.
          Current law authorizes the CARB and local air districts to  
          monitor and enforce air quality standards.  The law establishes  
          maximum penalties for violations of state or local rules,  
          regulations or permits.  The maximum penalty may increase,  
          depending on whether the violation causes an injury or is caused  
          by negligence (See Table 1, below).  It sets no minimum penalty.

                                        Table 1
                     Comparison of Maximum Penalty for Violations
                               Current Law and SB 1205
                            Criminal and Civil Penalties


           ------------------------------------------------------------------ 
          |Type  |              Violation               |Current  |Proposed  |
          |      |                                      |Law      |Law       |
          |------+--------------------------------------+---------+----------|
          |Crimin|Violation of CARB or air district     | $       | $        |
          |al    |rules, regulations or permits         |1,000    |10,000    |
          |------+--------------------------------------+---------+----------|










          |      |                                      |         |          |
          |      |--Violations causing injury           |15,000   |50,000    |
          |------+--------------------------------------+---------+----------|
          |      |                         -- Negligent |         |          |
          |      |emission of air contaminant           |25,000   |50,000    |
          |------+--------------------------------------+---------+----------|
          |      |                                      |         |          |
          |------+--------------------------------------+---------+----------|
          |Civil |Violation of CARB or air district     |         |          |
          |      |rules, regulations or permit          |10,000   |25,000    |
          |------+--------------------------------------+---------+----------|
          |      |                         --Knowing    |         |          |
          |      |violations                            |10,000   |40,000    |
          |------+--------------------------------------+---------+----------|
          |      |                                      |         |          |
          |      |--Falsification of documents          |35,000   |50,000    |
          |------+--------------------------------------+---------+----------|
          |      |                         --Emitting   |         |          |
          |      |contaminants, causing injury          |15,000   |50,000    |
          |------+--------------------------------------+---------+----------|
          |      |Serious violations                    |         |          |
          |      |                                      |         |100,000   |
          |      |                                      |         |          |
           ------------------------------------------------------------------ 


          Under current law according to the State Controller's  
          transactions report, air districts received about $14.6 million  
          in fines, forfeits and penalties in 2002-03 (the latest year for  
          which data are available).  It is not clear how much of this  
          revenue is attributable to the penalties covered by this bill.  
                                   -- continued -


          Page 2
          SB 1205 (Escutia)

          This bill increases the maximum penalty, by type of violation,  
          and adds a new penalty.  On or after June 1, 2007, a "serious"  
          violator can incur a maximum daily civil penalty of $100,000.  A  
          "serious" violator may include (but is not limited to) any  
          person who knowingly disables a monitoring device, or makes  
          false statements.  (See Table 1 for a comparison of current and  
          proposed law.)

          Current law deposits the proceeds of these penalties and  










          settlements in each air district's General Fund.  This bill  
          shifts at least ten percent of penalty and settlement funds from  
          the districts to the state, and deposits the revenue in a new  
          state fund, the Children's Breathing Rights Fund.  Subject to  
          appropriation by the Legislature, these funds are to be  
          allocated on the following basis:

          - 50% to local children's health initiatives in the district  
          where the funds were assessed.
          - 25% for enhanced enforcement and assistance to polluters.
          - 25% to prosecute the most egregious violators.

          The bill also requires the state air board to create and  
          maintain a website detailing the air quality violations, by air  
          district.

          Fiscal.   
          The requirement to shift ten percent of local revenues to the  
          state could shift $700,000 to the state.  (This assumes that  
          half the revenue reported by the Controller in 2002-03 is  
          attributable to the penalties covered by this bill, about $7  
          million.)
          
          The bill authorizes, but does not require, higher penalty  
          assessments.  Districts could receive additional revenue if they  
          increase their assessments.  The amount of this increase cannot  
          be determined without anticipating changes in enforcement  
          behavior.  However, using the same assumption about the  
          Controller's data, staff note that for every 1 percent increase  
          in penalties assessed and collected, the districts will receive  
          $70,000.   

          The air board estimates that it will incur costs of $150,000 in  
          2007-08, $400,000 in 2008-09 and about $300,000 each year  
          thereafter to establish and maintain the required database.

          As proposed to be amended, the bill would be limited to ensure  
          that (1) the information requested is no greater than that  
          currently provided to the federal EPA, (2) confidential  
          information is protected, and (3) local prosecution costs are  
          covered by the penalty assessments.