BILL ANALYSIS                                                                                                                                                                                                    






                           SENATE JUDICIARY COMMITTEE
                        Senator Ellen M. Corbett, Chair
                           2007-2008 Regular Session


          AB 1296                                                A
          Assemblymember Torrico                                 B
          As Amended July 3, 2007
          Hearing Date: July 10, 2007                            1
          Government Code                                        2
          ADM:jd                                                 9
                                                                 6

                                     SUBJECT
                                         
                  Public Employee Health Benefits: Disclosures

                                   DESCRIPTION  

          This bill would require that a health benefit plan or  
          contract, or an entity offering services relating to the  
          administration of health benefit plans to California Public  
          Employees' Retirement System (CalPERS) members and  
          annuitants, disclose to the CalPERS board and staff the  
          cost, utilization, actual claim payments, and contract  
          allowance amounts for health care services rendered by  
          participating hospitals to each member and annuitant.

          This bill would provide that the above information would be  
          deemed confidential information and protected in accordance  
          with federal law.  The bill would also provide that  
          information provided to the board and staff shall not  
          include individual member or annuitant identifying  
          information.

          This bill would provide that the board shall not disclose  
          the above-specified information in either individual or  
          aggregated form to any other health care service plan or  
          insurer or any entity offering services relating to the  
          administration of health benefit plans, and shall not make  
          this information available to the public.  This bill would  
          further provide that the information would be used only to  
          make decisions that materially affect the members and  
          annuitants of the health benefits plan established by the  
          board.
                                                                 
          (more)



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          This bill would provide that the information specified  
          above, in either individual or aggregate form, shall be  
          exempt from the California Public Records Act.

          This bill would define "actual claim payment," "contract  
          allowance amounts," and "cost" for purposes of the bill's  
          provisions.


                                    BACKGROUND  

          In 2004, as part of CalPERS overall strategy to alleviate  
          the rising cost of health care, CalPERS reduced the size of  
          its hospital provider network, instructing Blue Shield to  
          contract with hospitals that achieve a certain threshold of  
          cost and quality.  The Joint Legislative Audit Committee  
          requested the Bureau of State Audits (BSA) to conduct an  
          audit of CalPERS' decision.  The State Auditor concluded  
          that "[t]he Legislature should consider enacting  
          legislation that would allow CalPERS, during its contract  
          negotiation process, to obtain relevant documentation  
          supporting any analyses it will use to make decisions that  
          materially affect the members of the health benefits  
          program."

          The author and sponsor, CalPERS, assert that, consistent  
          with the BSA's recommendation, AB 1296 would allow CalPERS  
          to obtain the necessary information to enable staff to more  
          effectively analyze benefit plan designs, validate the true  
          cost of health care, and reliably determine health  
          programs' effectiveness during the health plan annual rate  
          negotiation process.  

                             CHANGES TO EXISTING LAW
           
           Existing law  requires the CalPERS Board, pursuant to the  
          Public Employees' Medical and Hospital Care Act, to adopt  
          all necessary rules and regulations to establish the scope  
          and content of health benefit plans for public employees  
          and annuitants, and reasonable minimum standards for health  
          benefit plans.  (Government Code (GC) Section 22796.)

           Existing law  authorizes the CalPERS Board to enter into  
          contracts with carriers offering health benefit plans,  
                                                                       




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          specifies certain criteria the board may take into account  
          with respect to a plan, and allows the board to require  
          specified documents from the plan.  (GC Sections  
          22850-22854.)

           Existing federal law  , the Health Insurance Portability and  
          Accountability Act of 1996 (HIPPA) specifies, among other  
          things, minimum privacy protections for patients' personal  
          medical information, including "Standards for Privacy of  
          Individually Identifiable Health Information" ("Privacy  
          Rule").  The Privacy Rule provides, among other things,  
          that protected health information, as defined, may not be  
          used or disclosed, except as specified.  (42 U.S.C. Section  
          1320d et seq.; 45 C.F.R. 164.520 et seq.)

           This bill  would require that a health benefit plan or  
          contract, or an entity offering services relating to the  
          administration of health benefit plans to members and  
          annuitants, disclose to the board and staff the cost,  
          utilization, actual claim payments, and contract allowance  
          amounts for health care services rendered by participating  
          hospitals to each member and annuitant.

           This bill  would provide that the above information would be  
          deemed confidential information and protected in accordance  
          with the federal HIPPA (42 U.S.C. Section 300gg) and the  
          final regulations issued pursuant to the act by the United  
          States Department of Health and Human Services (45 C.F.R.  
          Parts 160 and 164).   The bill  would provide that  
          information provided to the board and staff shall not  
          include individual member or annuitant identifying  
          information.

           This bill  would provide that the board shall not disclose  
          the above-specified information in either individual or  
          aggregated form to any other health care service plan or  
          insurer or any entity offering services relating to the  
          administration of health benefit plans, and shall not make  
          this information available to the public, including, but  
          not limited to, any summaries, compilations, or rankings  
          derived from this information.   This bill  would provide  
          that the information would be used only to make decisions  
          that materially affect the members and annuitants of the  
          health benefits plan established by the board.

                                                                       




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           This bill  would provide that the information specified  
          above, in either individual or aggregate form, shall be  
          exempt from the California Public Records Act.

           This bill  would provide that, upon request from a hospital,  
          the board shall provide, on an annual basis, the hospital a  
          reasonable opportunity to validate the data that has been  
          provided to the board by a health insurer, health care  
          service plan, or other entity pursuant to the bill's  
          provisions.  

           This bill  would define "actual claim payment" to mean the  
          actual amount paid by the health care plan or administrator  
          to the participating hospital for a health care service  
          rendered to a member or annuitant, exclusive of member or  
          annuitant cost sharing and any other payment adjustments.

          This bill  would define "contract allowance amounts" to mean  
          the negotiated rate that the participating hospital agrees  
          to accept as payment for a health care service rendered to  
          a member or annuitant under the provider agreement between  
          the health plan or administrator and the participating  
          hospital.  

           This bill  would define "cost" to mean the full amount  
          billed by the participating hospital for a health care  
          service rendered to a member or annuitant.  

                                     COMMENT
           
          1.    Stated need for the bill  

            The sponsor, CalPERS, writes:

            Current law does not allow CalPERS to obtain claims  
            payment information between health plans and the  
            hospitals and physicians that provide care to CalPERS  
            members.  As the third largest purchaser of employee  
            health benefits in the nation, CalPERS' health program  
            will spend $4.9 billion in 2007 to purchase health  
            benefits to cover 1.2 million active and retired state  
            and local government public employees and their families.  
             Over the last five years, premiums for the Basic HMO  
            plans have increased by 101 percent and Basic PPO plans  
            have increased by 78 percent.  As such, the CalPERS Board  
                                                                       




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            has a responsibility to its members and California  
            taxpayers to make fully informed decisions during rate  
            negotiations.  

            However, many hospitals prohibit contracting health plans  
            from disclosing to CalPERS the actual rate hospitals are  
            paid, thereby preventing CalPERS from validating relevant  
            information needed to negotiate the best rate for its  
            members.

            This bill would allow CalPERS to obtain the necessary  
            information that would enable staff to more effectively  
            analyze benefit plan designs, validate the true cost of  
            health care, and reliably determine health program  
            effectiveness during the health plan annual rate  
            negotiation process.  As a result, the Board will be in a  
            better position to negotiate the best rates possible for  
            its employees and members.  Additionally, the information  
            will be aggregated in compliance with the Health  
            Insurance Portability and Accountability Act of 1996  
            (HIPPA) and held proprietary by CalPERS.  

          2.    Privacy protections in the bill  

            This bill would provide that any medical information  
            disclosed to CalPERS pursuant to the bill's provisions  
            would be deemed confidential information and protected by  
            HIPPA.  In addition, the bill would provide that CalPERS  
            shall not disclose any medical information, as specified,  
            to any other health care service plan or insurer or any  
            entity offering services relating to the administration  
            of health benefit plans (other than the provider of the  
            information), and shall not make the information  
            available to the public, including, but not limited to,  
            any summaries, compilations, or rankings derived from the  
            information.

            While the bill provides some protection for individual  
            member or annuitant identifying information, should it be  
            amended to provide that any individual member or  
            annuitant information be security protected by a coding  
            system or otherwise?

          3.    Opposition  

                                                                       




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            Opponent California Hospital Association (CHA) objects to  
            one subdivision of the bill as amended, (f), which would  
            provide that upon request from a hospital, the board  
            shall provide the hospital, on an annual basis, a  
            reasonable opportunity to validate the data that has been  
            provided to the board by a health insurer, health care  
            service plan, or other defined entity.  

            CHA argues that the better approach would be to have each  
            participating hospital and the health plan to agree on a  
            standard reporting format prior to submission of the data  
            to the board, and, if there is not agreement on the  
            format or the information to be submitted, the  
            participating hospital can register its objections to the  
            board and have them considered.  


          Support:    CA State Employees Assoc.; Professional  
          Engineers in CA 
                  Government; CA School Employees Assoc.; CA  
                  Professional Firefighters; Blue Shield of CA;  
                  Service Employees International Union; Riverside  
                  Sheriffs' Assoc.; American Federation of State,  
                  County, and Municipal Employees, AFL-CIO;  
                  Independent Employees of Merced County;  
                  Organization of SMUD Employees; San Bernardino  
                  Public Employees Assoc.; San Diego County Employees  
                  Assoc.; San Luis Obispo County Employees Assoc.;  
                  Santa Rosa City Employees Assoc.; CA Labor  
                  Federation, AFL-CIO; CA State Treasurer 

          Opposition:   CA Hospital Assoc.

                                     HISTORY
           
          Source:   CA Public Employees' Retirement System

          Related Pending Legislation:   None Known

          Prior Legislation:   None Known

          Prior Vote:   Assembly Public Employees, Retirement &  
          Social Security 
                   Committee (Ayes 5, Noes 0)
                   Assembly Judiciary Committee (Ayes 10, Noes 0)
                                                                       




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                   Assembly Appropriations Committee (Ayes 16, Noes  
                   0)
                   Assembly Floor (Ayes 70, Noes 1)
                   Senate Public Employment & Retirement Committee  
                   (Ayes 3, Noes 2)

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