BILL ANALYSIS                                                                                                                                                                                                    






                         SENATE COMMITTEE ON EDUCATION
                               Jack Scott, Chair
                           2007-2008 Regular Session
                                        

          BILL NO:       SB 190
          AUTHOR:        Yee
          AMENDED:       March 14, 2007
          FISCAL COMM:   Yes            HEARING DATE:  March 28, 2007
          URGENCY:       No             CONSULTANT:Beth Graybill

          NOTE:  This bill has been referred to the Committee on  
          Education and the Judiciary Committee.  If the Committee  
          chooses to pass this bill, the motion should include  
          referral to the Judiciary Committee.  

           SUBJECT  :  Public Postsecondary Education:  Executive  
          Compensation

           SUMMARY  

          This bill modifies current law governing the meetings of  
          the Regents of the University of California and the  
          California State University Board of Trustees and clarifies  
          the requirements for meetings that must be open and public.  
           This bill requires that actions on executive compensation,  
          as specified, occur in open, public meetings.  

           BACKGROUND  

          Existing Law, the Bagley-Keene Open Meeting Act, requires  
          meetings of state bodies, including the California State  
          University (CSU), to be open and public.  The Act requires  
          state bodies to publish a specific agenda and notice of  
          each meeting at least 10 days in advance of the meeting.   
          Under this Act, a congregation of a majority of members of  
          a state body at the same time and place to hear, discuss,  
          or deliberate upon any item that is within the subject  
          matter jurisdiction of the body constitutes a meeting that  
          must be open and noticed.  The Bagley-Keene Act requires  
          meetings of advisory committees to be open and noticed only  
          if the committees consist of three or more persons and are  
          created by formal action of the body or any member of the  
          body.  

          Current law requires all meetings of the Regents of the  




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          University of California (UC) and its standing and special  
          committees or subcommittees to be subject to the  
          Bagley-Keene Act.  

          Current law authorizes the Regents of the University of  
          California (UC) to hold special meetings and to meet in  
          closed session to consider or discuss specified matters  
          including matters of national security, gifts and bequests,  
          and matters involving the acquisition or disposition of  
          property.  Current law also authorizes the Regents to  
          discuss in closed session, matters concerning the  
          appointment, employment, performance, compensation, or  
          dismissal of university employees.  

          Current law requires action by the Regents on compensation  
          proposals of principal officers of the Regents or the  
          University to be taken only in open session.  

          In response to media reports concerning the compensation of  
          executives at the UC, the Senate Education Committee held  
          two informational hearings in 2006 on executive  
          compensation practices of the UC.   A university appointed  
          task force report and independent audit provided additional  
          information regarding UC compensation practices and  
          policies.  On March 21, 2007, this Committee held a  
          follow-up informational hearing on this same topic for both  
          UC and CSU.

           ANALYSIS
           
          California State University

           This bill  : 

            1)     Requires all meetings of the Board of Trustees of  
                 the CSU and its standing and special committees or  
                 subcommittees to be subject to the Bagley-Keene Act.  


            2)     Requires advisory groups, study groups, or task  
                 forces (excluding search and selection committees)  
                 that include at least one regent that advise the  
                 Trustees or the office of the Chancellor and have  
                 continuing jurisdiction or meetings and are created  
                 by the Trustees or the office of the President to be  
                 subject to the Bagley-Keen Act. 




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            3)     Excludes advisory groups constituted for the  
                 recruitment of executives and trustees and those  
                 appointed to advise and assist the Chancellor in  
                 contract negotiations from open meeting  
                 requirements.  

            4)     Authorizes the Trustees to meet in closed session  
                 to consider and discuss the following:

                  a.        Matters affecting national security.
                  b.        Conferring of honorary degrees and  
                    commemorations.
                  c.        Gifts and bequests.
                  d.        The purchase/sale of investments for  
                    endowment and pension funds.
                  e.        Matters involving litigation as  
                    specified.
                  f.        Matters involving the acquisition or  
                    disposition of property.
                  g.        Matters concerning the appointment,  
                    employment, performance, compensation, or  
                    dismissal of university officers and employees.
                  h.        Matters relating to complaints or charges  
                    brought against university officers or employees.  


            5)     Requires action taken by a subcommittee and final  
                 action taken by the Trustees on executive  
                 compensation proposals for specified executive  
                 positions to occur in open session; requires full  
                 disclosure and rationale for each compensation  
                 package; and requires the Trustees to afford members  
                 of the public opportunity to comment.  

            6)     Requires discussions of and action on executive  
                 compensation programs and policies to occur in open  
                 session.

            7)     Defines compensation to include salary, benefits,  
                 perquisites, severance payments, retirement  
                 benefits, or any other form of compensation.

          University of California

           This bill  :




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            8)     Requires advisory groups, study groups, or task  
                 forces (excluding search and selection committees)  
                 that include at least one regent that advise the  
                 Regents or the office of the President and have  
                 continuing jurisdiction or meetings and are created  
                 by the Regents or the office of the President to be  
                 subject to the Bagley-Keene Act.     

            9)     Requires action taken by a subcommittee and final  
                 action taken by the Regents on executive  
                 compensation proposals for specified executive  
                 positions to occur in open session; requires full  
                 disclosure and rationale for each compensation  
                 package; and requires the Regents to afford members  
                 of the public opportunity to comment. 

            10)    Requires discussion of and action on executive  
                 compensation programs and policies to occur in open  
                 session. 

            11)    Defines compensation to include salary, benefits,  
                 perquisites, severance payments, retirement  
                 benefits, or any other form of compensation.  

           STAFF COMMENTS  

           1)   Prior legislation  :  This bill is similar to AB 775  
               (Yee) in 2006, which was limited in scope to the UC  
               and was held by the Senate Appropriations Committee.   
               AB 775 would have required both subcommittee and full  
               board discussions concerning executive compensation  
               for specified positions to occur in open session.   
               This bill appears to allow discussions concerning  
               personnel matters, including appointments and  
               compensation proposals to be held in closed session  
               and require final action to be made in an open public  
               meeting.  

           2)   Need for the bill  :  Media reports about executive  
               compensation practices at UC and CSU have called for  
               greater transparency in the process by which decisions  
               are made concerning the compensation of senior-level  
               campus and system administrators.  The audit of the UC  
               in 2006 revealed that UC failed to get public approval  
               from the Board of Regents for some employee  




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               compensation packages.  SB 190 creates parallel open  
               and closed session meeting requirements for the  
               Trustees and the Regents.  According to the author's  
               office, the intent of SB 190 is to bring more sunshine  
               to the decision making process of these boards and  
               give the media better access to information about  
               compensation programs and individual compensation  
               packages.  

          While it appears that SB 190 authorizes boards and their  
               committees to discuss personnel matters in closed  
               session, it is not clear what disclosures and  
               justifications would be available for public review  
               and comment.  This bill invites the public into the  
               discussion and decision making process for  
               compensation offered to key employees.  What  
               safeguards will be in place to assure sensitive or  
               confidential information is not disclosed to the  
               public?  Will the release of detailed compensation  
               proposals have a chilling effect on the ability of CSU  
               or UC to recruit or retain talented individuals?  

           3)   Potential conflict with Bagley-Keene  .  As written, the  
               closed session provisions of this bill differ from  
               similar provisions under Bagley-Keene.  Bagley-Keene  
               allows closed session discussion only of gifts and  
               donations that the donor requires to be kept in  
               confidence.  This bill appears to provide broader  
               latitude in such discussion.  Further, Bagley-Keene  
               provides an elaborate definition of what constitutes  
               "litigation" for purposes of closed session  
               discussions, including matters that could create  
               significant exposure to litigation.  This bill  
               contains no such definition.  Will these differences  
               create parliamentary confusion?  Staff recommends that  
               the bill be amended to resolve these potential  
               conflicts.    

           4)   Open and public meetings of advisory groups  :  The  
               author's office contends that the intent of this  
               provision is to prevent the CSU and UC from using  
               advisory committees that include trustees or regents  
               to discuss matters that should be discussed in public  
               meetings by the governing body.  By requiring advisory  
               groups created by the office of the Chancellor or  
               President and that includes at least one  




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               trustee/regent to be subject to the Bagley-Keene Act,  
               this bill appears to hold CSU and UC to a higher open  
               meeting standard than is required of other state  
               bodies.  Would such a requirement set a precedent for  
               other state bodies?   

          Advisory committees provide valuable information to  
               executive office staff enabling them to develop  
               recommendations on a variety of policy matters that  
               are later brought to the Trustees or Regents for  
               discussion in a public meeting.  The UC has identified  
               11 advisory bodies that would be impacted by this  
               bill, including a task force on university funding  
               options, and a health services advisory group.  Both  
               university systems would incur increased costs  
               associated with notices, published agendas, minutes,  
               etc.  for meetings of such committees, estimated at  
               $35,500 annually for UC and approximately $15,000 to  
               $50,000 for CSU depending on the location and length  
               of the meetings.  

           5)   Recruitment and retention in context  :  Both UC and CSU  
               compete with other research and teaching institutions  
               for top academic executives.  Competitive compensation  
               packages are necessary to attract and retain talented  
               scholars and administrators.  In addition to the  
               rationale required by this bill, what meaningful  
               information would enable the public and board members  
               to fairly evaluate compensation proposals?  How do  
               various compensation proposals compare with similar  
               positions at other universities?  How do compensation  
               practices of similar universities influence the  
               compensation proposals for university executives?  It  
               may be prudent to have standardized, unbiased  
               comparability information in order to provide a  
               standard against which to measure individual  
               proposals.  While the California Postsecondary  
               Education Commission has previously produced  
               comparability studies of executive salaries, these  
               studies have not extended to total compensation.  If  
               it is the Committee's desire to pass this bill, staff  
               recommends that the bill be amended to ask the  
               Legislative Analyst Office to conduct a comprehensive  
               comparability study by December 31, 2008 and require  
               that the provisions pertaining to UC and CSU not take  
               effect until such information is available.  




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          SUPPORT  

          American Federation of State, County and Municipal  
          Employees (Co-sponsor)
          California Faculty Association
          California Family Council
          California Federation of Teachers
          California Labor Federation
          California Newspaper Publishers Association (Sponsor)
          California Nurses Association
          Levy, Ram & Olson, LLP (Sponsor)

           OPPOSITION

           None received.