BILL ANALYSIS                                                                                                                                                                                                    







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          |Hearing Date:April 7, 2008     |Bill No:SB                |
          |                               |1400                      |
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               SENATE COMMITTEE ON BUSINESS, PROFESSIONS AND ECONOMIC  
                                     DEVELOPMENT
                          Senator Mark Ridley-Thomas, Chair

                       Bill No:        SB 1400Author:Simitian
                    As Amended:March 24, 2008          Fiscal: No

          
          SUBJECT:    Business:  Sweepstakes.
          
          SUMMARY:  Prohibits sweepstakes materials, as defined, from  
          making various misleading or false representations and  
          requires them to disclose the selection date of the final  
          winner.  

          Existing law:

          1)Defines "sweepstakes" to mean any procedure for the  
            distribution of anything of value by lot or by chance  
            that is not unlawful.

          2)Prohibits sweepstakes solicitation materials from  
            representing that a person is a prize winner unless that  
            person has, in fact, won a prize.

          3)Requires solicitation materials containing sweepstakes  
            entry materials to include a prominent "no purchase is  
            necessary" message and a copy of the "official rules," as  
            specified.  For purposes of this section, defines "no  
            purchase necessary statement" and "official rules" as  
            follows:

             a)   "No purchase necessary statement" as a language  
               that states no purchase is necessary as a condition of  
               entering the promotion sweepstakes.

             b)   "Official rules" as the formal printed statement of  
               the rules for the promotional sweepstakes appearing in  
               the solicitation materials.





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          4)Prohibits sweepstakes entries that do not include an  
            order for products or services from being disadvantaged  
            in the winner selection process for the sweepstakes  
            entered.  

          5)States that sweepstakes materials shall not represent  
            that entries in the sweepstakes accompanied by an order  
            for products or services will be eligible for additional  
            prizes or will be more likely to win than entries from  
            individuals not purchasing a product or service.

          

          This bill:

          1)Recasts solicitation materials containing sweepstakes  
            entry materials as "sweepstakes materials" and defines  
            "sweepstakes materials" as the following:

             a)   Sweepstakes entry materials.

             b)   Solicitation materials connected to or promoting  
               sweepstakes.

             c)   Solicitation materials selling information  
               regarding sweepstakes.

          2)Specifies that sweepstakes materials may not represent  
            that a person is a winner of any particular prize unless  
            that person has in fact won that prize.  

          3)Prohibits sweepstakes materials from representing that a  
            person has been specially selected, as defined, when more  
            than 25 percent of persons receiving the sweepstakes  
            materials received the same materials.  

          4)Requires, in instances where sweepstakes materials were  
            sent to less than 25 percent of persons who have been  
            specially selected, as defined, the sweepstakes materials  
            to include a statement of the number of persons in the  
            group that received the same sweepstakes materials.  Also  
            requires the disclosure to be next to, and be in the  
            same, size, font and color of the specially selected  
            representation.






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          5)Defines "specially selected" as a representation that a  
            person is among a limited group of persons with an  
            enhanced likelihood of receiving sweepstakes materials.

          6)Prohibits sweepstakes materials from representing that  
            the person receiving the solicitation has received any  
            special attention from the sweepstakes sponsor or officer  
            or that person's employee or agent.

          7)Prohibits sweepstakes materials from representing that a  
            person is being notified for the second or final time of  
            the opportunity to receive or compete for a prize, unless  
            that representation is true.

          8)Prohibits sweepstakes materials from representing that a  
            prize notice is urgent or conveying a sense of urgency  
            unless there is a time limit period in which the  
            recipient must take action to claim or be eligible to  
            receive a prize and requires the date by which action  
            must be taken to be next to and be in the same, size,  
            font and color of the urgency representation.

          9)Prohibits sweepstakes materials from:

             a)   Simulating or falsely representing that the  
               document is authorized, issued or approved by any  
               state or federal, official or agency or by any lawyer,  
               law firm or insurance or brokerage company.

             b)   Creating a false impression as to its source,  
               authorization or approval.

          10)Requires sweepstakes materials to disclose the date of  
            the final winner determination and to contain a copy of  
            the official rules.

          11)Redefines "no-purchase-necessary message" as the  
            following statement: "No purchase or payment of any kind  
            is necessary to enter or win this sweepstakes."

          12)Prohibits a sweepstakes sponsor, as defined, from  
            charging a fee as a condition of collection on a prize  
            and sharing or selling the names and information of their  
            customers and sponsors without their express consent.

          13)Defines "sweepstakes sponsor" as either a person or  





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            entity that operates or administers a sweepstakes, as  
            defined, or a person or entity that offers a prize to  
            another person along with a real or purported sweepstakes  
            that either requires or allows, or creates the impression  
            of requiring or allowing, the person to purchase goods or  
            services or pay any money as a condition of receiving,  
            using or obtaining a prize or information about a prize.

          FISCAL EFFECT:  None.  This bill is keyed "nonfiscal" by  
          Legislative Counsel.

          COMMENTS:
          
          1.Purpose.  According to the Author (who is also the  
            sponsor), this legislation is intended to update  
            California's rules and disclosure requirements for  
            sweepstakes solicitations to better protect consumers,  
            particularly the elderly who are disproportionately  
            targeted and victimized, against unfair or misleading  
            advertising of sweepstakes.  

          2.Background.  California sweepstakes law was written in  
            1998, and aside from minor, technical cleanup  
            legislation, has not been updated since.  In 2000, a  
            multi-state investigation of the sweepstakes  
            solicitations and misleading business practices of the  
            Publisher's Clearinghouse resulted in a 26-state $34  
            million settlement.  In response to the scandal, other  
            states (Colorado, Oregon and Texas) have enacted more  
            stringent consumer protection measures, some of which  
            have been incorporated into this measure.  Examples of  
            their protections are as follows:

             Colorado  : Defines "specially selected" as a  
            representation that a person is a winner, finalist, in  
            first place or tied for first place, or otherwise among a  
            limited group of persons with an enhanced likelihood of  
            receiving a prize; requires that if sweepstakes materials  
            represent that a person has been specially selected, the  
            solicitation must include a statement of the maximum  
            number of persons in the group, with the enhanced  
            likelihood of receiving a prize and prohibits sweepstakes  
            sponsors from charging a fee as a condition of collecting  
            a prize.

            Texas:  Prohibits sweepstakes sponsors from charging a fee  





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            as a condition of collecting a prize and sweepstakes  
            materials shall not represent that the person receiving  
            the solicitation has received any special treatment or  
            personal attention from sweepstakes sponsors or their  
            agents.

             Oregon  : Prohibits sweepstakes materials from representing  
            that a person has been specially selected, when more than  
            25 percent of persons receiving the sweepstakes materials  
            have the same chance of winning, and requires the  
            sweepstakes materials to disclose the date the final  
            winner will be determined.  

          3.Arguments in Support.   The California Alliance for  
            Consumer Protection  supports this measure for a variety  
            of reasons, with the largest being that this is a fair  
            and reasonable approach to keeping the honesty and  
            integrity of sweepstakes. The  Gray Panthers  support this  
            measure because they know how easy it is for seniors in  
            particular to be victimized by deceptive practices and  
            other states have taken more stringent actions (to  
            protect consumers) and California should follow their  
            path.  

            The  California Alliance for Retired Americans  also writes  
            in support of SB 1400 stating it strengthens the  
            protections against deceptive practices through improved  
            and disclosures and representation restrictions.

           NOTE:   Double-referral to Judiciary Committee (second).
          
          This bill has been double referred to both the Business and  
          Professions Committee and the Senate Judiciary Committee.   
          If this bill is passed by the BP&ED Committee, it will be  
          referred to the Judiciary Committee.
          

          SUPPORT AND OPPOSITION:
          
           Support:  

          California Alliance for Consumer Protection - As Introduced
          California Alliance for Retired Americans
          Gray Panthers

           Opposition:  





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          None on file as of April 1, 2008.



          Consultant: Sieglinde Johnson