BILL ANALYSIS                                                                                                                                                                                                    



                                                                       



           ------------------------------------------------------------ 
          |SENATE RULES COMMITTEE            |                    AB 57|
          |Office of Senate Floor Analyses   |                         |
          |1020 N Street, Suite 524          |                         |
          |(916) 651-1520         Fax: (916) |                         |
          |327-4478                          |                         |
           ------------------------------------------------------------ 
           
                                         
                                 THIRD READING


          Bill No:  AB 57
          Author:   Price (D)
          Amended:  As introduced
          Vote:     21

           
           SENATE HEALTH COMMITTEE  :  7-4, 6/25/09
          AYES:  Alquist, Cedillo, DeSaulnier, Leno, Negrete McLeod,  
            Pavley, Wolk
          NOES:  Strickland, Aanestad, Cox, Maldonado

           SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8

           ASSEMBLY FLOOR  :  48-31, 5/21/09 - See last page for vote


           SUBJECT  :    University of California hospitals:  staffing

           SOURCE  :     American Federation of State, County and  
          Municipal 
                        Employees


           DIGEST  :    This bill requires the Department of Public  
          Health (DPH) to establish a procedure for collecting and  
          reviewing written staffing plans developed by the  
          University of California hospitals, and requires DPH to  
          review documentation from each hospital concerning several  
          aspects of its patient classification plan, as specified.

           ANALYSIS  :    

          Existing law:
                                                           CONTINUED





                                                                 AB 57
                                                                Page  
          2


          1. Provides for the inspection and licensure of health  
             facilities, including hospitals, by DPH.

          2. Requires DPH to adopt regulations that establish  
             minimum, specific, and numerical nurse-to-patient  
             ratios, by licensed nurse classification and by hospital  
             unit, for general acute care, acute psychiatric, and  
             specialty hospitals.  Existing law requires the ratios  
             to constitute the minimum number of registered and  
             licensed nurses that must be allocated, and requires  
             additional staff to be assigned in accordance with a  
             documented patient classification system for determining  
             nursing care requirements, including the severity of the  
             illness, the need for specialized equipment and  
             technology, the complexity of clinical judgment needed  
             to design, implement, and evaluate the patient care  
             plan, the ability for self-care, and the licensure of  
             the personnel required for care.

          3. Authorizes the Director of DPH to assess administrative  
             penalties against general acute care, acute psychiatric,  
             and specialty hospitals for licensing deficiencies and  
             violations, including violations of staffing  
             requirements, as specified.  In particular, the director  
             is authorized to assess the licensee of specified health  
             facilities an administrative penalty in an amount not to  
             exceed $25,000 per violation, if a licensee receives a  
             notice of deficiency constituting an immediate jeopardy  
             to the health or safety of a patient, as defined, and is  
             required to submit a plan of correction.

          Existing regulations:

          1. Requires the administrator of nursing services for each  
             hospital, or their designee, to develop a written  
             staffing plan for each patient care unit, based on  
             patient care needs as determined by the hospital's  
             patient classification system.  

          2. Requires a staffing plan to be developed and implemented  
             for each patient care unit, which must specify patient  
             care requirements, and the staffing levels for  
             registered nurses and other licensed and unlicensed  







                                                                 AB 57
                                                                Page  
          3

             personnel.

          3. Requires hospitals to develop and document a process by  
             which all interested staff may provide input on the  
             patient classification system.

          This bill:

          1. Requires DPH to establish a procedure for collecting and  
             reviewing the written staffing plans developed by  
             University of California (UC) general acute care  
             hospitals, acute psychiatric hospitals, and special  
             hospitals.

          2. Requires DPH, as part of its procedure, to collect and  
             review documentation from each hospital relating to all  
             of the following:

             A.    The hospital's annual review of the reliability of  
                its patient classification system.

             B.    The hospital's adjustments to its patient  
                classification system, based on the annual review of  
                the patient classification system.

             C.    The hospital's process for accepting staff input  
                about the patient classification system, the system's  
                required revisions, and the overall staffing plan.

          3. Requires DPH to exclude from its review issues related  
             to registered nurse staffing.

          4. Allows DPH, if it deems it necessary, to reduce the  
             volume of information collected and reviewed, to  
             identify specific time frames for which the information  
             is to be collected, and to review that information as a  
             representative sample.

          5. Requires a UC general acute care hospital, acute  
             psychiatric hospital, and special hospital to cooperate  
             with DPH in providing the required information.

          6. Makes various findings and declarations including that  
             inadequate staffing is a matter of statewide concern,  







                                                                 AB 57
                                                                Page  
          4

             and that this bill is intended to provide DPH and the  
             public with access to the written staffing plans and  
             actual staffing levels of the only general purpose  
             health care system owned and operated by a state entity.

          7. Sunsets its provisions on July 1, 2013.

           Prior Legislation

           AB 2244 (Price), 2007-08 Session, contained provisions  
          substantially similar to this bill.  The bill was vetoed by  
          Governor Schwarzenegger, who stated in his veto message  
          that current law already requires hospitals to have written  
          staffing plans for nursing staff and that hospitals must  
          determine the staffing needs for "non-licensed"  
          classifications using the hospital's individual patient  
          care requirements and their system of delivering care.  

          AB 13 (Brownley), 2007-08 Session, would have required  
          specified hospitals to adopt a plan or procedure for  
          determining staffing of non-nurse professionals and  
          technical classifications, as specified, and would have  
          directed DPH to review hospitals' compliance with their  
          plans, and allowed the director to levy administrative  
          penalties for failure to comply with the bill's provisions.  
           The bill was vetoed by the Governor.  

          AB 520 (Brownley), 2007-08 Session, was substantially  
          similar to AB 13.  The bill was held in the Assembly  
          Appropriations Committee.

          AB 2754 (Chan), 2005-06 Session, was substantially similar  
          to AB 13.  The bill failed passage on the Senate Floor.

          AB 761 (Jones), 2005-06 Session, would have required  
          hospitals to consider staffing guidelines developed by  
          relevant professional associations and worker and patient  
          injury rates in determining non-nurse staffing levels in  
          hospitals.  The bill failed passage on the Senate Floor.

          AB 2300 (Dymally), 2003-04 Session, would have required  
          hospitals to develop a staffing plan for professional,  
          technical, and support staffing.  The bill failed passage  
          in the Assembly Health Committee.







                                                                 AB 57
                                                                Page  
          5


          AB 1927 (Dymally), 2003-04 Session, would have required  
          general acute care hospitals, acute psychiatric hospitals,  
          and special hospitals to at least annually, review the use  
          of, and consult with, professional, technical, and support  
          staff, as specified.  The bill failed passage on the  
          Assembly Floor.  

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  Yes

           SUPPORT  :   (Verified  8/19/09)

          American Federation of State, County and Municipal  
          Employees (source)
          American Federation of State, County and Municipal  
            Employees, Local 3299
          United Nurses of California/Union of Health Care  
          Professionals

           OPPOSITION  :    (Verified  8/19/09)

          Department of Public Health

           ARGUMENTS IN SUPPORT  :    According to the author, the  
          intent of this bill is to better ensure safe hospital  
          staffing at UC medical centers by requiring DPH to collect  
          and review the medical centers' written staffing plans and  
          related documentation.  The author states that recruitment  
          and retention of key employees is a challenge at UC medical  
          centers, and that UC has acknowledged that it faces a  
          shortage of key personnel in its 2007-08 budget request.   
          The author cites a 2007 analysis that found that one in  
          four patient care workers at the UC medical centers has two  
          years or less experience and states that for many critical  
          patient care positions, turnover is high.  The author  
          states that this bill will also provide a factual basis  
          upon which the Legislature and DPH can evaluate the need  
          for minimum staffing requirements in professional and  
          technical classifications other than nursing.  The author  
          states that closer oversight of staffing in the medical  
          centers is appropriate, given that the medical centers  
          constitute the only general purpose health care system  
          owned and operated by a state entity.







                                                                 AB 57
                                                                Page  
          6


           ARGUMENTS IN OPPOSITION  :    DPH states that this bill will  
          result in the redirection of DPH staff from other mandated  
          activities.  Since non-nurse staff, such as respiratory  
          therapists, phlebotomists, and radiology technicians, are  
          not required to be included in each hospital's patient  
          classification system and written staffing plan, DPH does  
          not believe a review of the staffing plans will yield the  
          information related to adequacy of staffing of non-nurse  
          personnel.  DPH also estimates the bill will require  
          surveyors to spend an additional 150 hours per annual  
          hospital inspection to review UC hospital staffing plans,  
          and divert them from other state-mandated activities.  
           

           ASSEMBLY FLOOR  : 
          AYES:  Ammiano, Beall, Block, Blumenfield, Brownley,  
            Buchanan, Caballero, Charles Calderon, Carter, Chesbro,  
            Coto, Davis, De La Torre, De Leon, Eng, Evans, Feuer,  
            Fong, Fuentes, Furutani, Galgiani, Hall, Hayashi,  
            Hernandez, Hill, Huffman, Jones, Krekorian, Lieu, Bonnie  
            Lowenthal, Ma, Mendoza, Monning, Nava, John A. Perez, V.  
            Manuel Perez, Portantino, Price, Ruskin, Salas, Skinner,  
            Solorio, Swanson, Torlakson, Torres, Torrico, Yamada,  
            Bass
          NOES:  Adams, Anderson, Arambula, Bill Berryhill, Tom  
            Berryhill, Blakeslee, Conway, Cook, DeVore, Duvall,  
            Emmerson, Fletcher, Fuller, Gaines, Garrick, Gilmore,  
            Hagman, Harkey, Huber, Jeffries, Knight, Logue, Miller,  
            Nestande, Niello, Nielsen, Silva, Smyth, Audra  
            Strickland, Tran, Villines
          NO VOTE RECORDED:  Saldana


          JJA:mw  8/19/09   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

                                ****  END  ****