BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 74
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          Date of Hearing:   April 28, 2009

                   ASSEMBLY COMMITTEE ON WATER, PARKS AND WILDLIFE
                            Jared William Huffman, Chair
                    AB 74 (Chesbro) - As Amended:  April 23, 2009
          
          SUBJECT  :   Sacramento Valley Flood Management: Middle  
          Creek/Hamilton City 

           SUMMARY  :   Clarifies law as to State liability for Central  
          Valley flood control subvention projects and authorizes two  
          flood management projects in the Sacramento River watershed.   
          Specifically,  this bill  :  

          1)Defines certain terms related to Central Valley watershed  
            flood protection, including:

             a)   "State Plan of Flood Control" is the state-federal flood  
               control projects on the Central Valley Floor, as defined in  
               the Public Resources Code.

             b)   "Central Valley Flood Protection Plan" is the broader  
               flood protection plan, now in development, for the entire  
               Sacramento-San Joaquin River watershed, as defined in the  
               Water Code.

          2)Clarifies that the State has no responsibility or liability  
            for operation and maintenance of Central Valley flood control  
            facilities unless:

             a)   The Department of Water Resources (DWR) identifies the  
               facility as part of the State Plan of Flood Control.

             b)   The State has explicitly accepted the transfer of  
               liability for the facility from the Federal Government.

             c)   The Central Valley Flood Protection Board incorporates  
               the facility into the State Plan of Flood Control and  
               accepts liability for the facility in conjunction with the  
               approval of the Central Valley Flood Protection Plan  
               pursuant to Section 9611 of the Water Code.

          3)Clarifies that nothing in Article 2 of Division 6 of the Water  
            Code (Sacramento-San Joaquin Valley flood subvention projects)  
            shall be construed to expand the liability beyond the State  








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            Plan of Flood Control.

             a)   Allows the Central Valley Flood Protection Board to  
               incorporate subvention projects into the State Plan of  
               Flood Control.

             b)   Clarifies that the statutory phrase "adopted and  
               authorized," by itself, does not constitute incorporation  
               of the specified flood control facility into the State Plan  
               of Flood Control.

          4)Authorizes flood control subvention funding for the Middle  
            Creek Flood Damage Reduction and Ecosystem Restoration Project  
            in Lake County pursuant to specified federal studies and legal  
            authority.

             a)   Requires Lake County Watershed Protection District (Lake  
               District) to provide necessary local cooperation assurances  
               to the United States Army Corps of Engineers (Corps).

             b)   Requires the Lake District to work with the Corps to  
               implement the project.

             c)   Allows the Lake District and the Corps to modify project  
               as required by law.

          5)Authorizes flood control subvention funding for the Hamilton  
            City Flood Damage Reduction and Ecosystem Restoration Project  
            in Glenn County pursuant to specified federal studies and  
            legal authority.

             a)   Requires Reclamation District 2140 (District 2140) to  
               provide the necessary local cooperation assurances to the  
               United States Army Corps of Engineers (Corps).

             b)   Requires District 2140 to work with the Corps to  
               implement the project.

             c)   Allows District 2140 and the Corps to modify project as  
               required by state or federal law.

          6)Specifies that no local agency reimbursement is required  
            because the local agency requested this legislative authority.

          7)Makes legislative findings, in the Water Code, related to  








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            Central Valley flood protection.

           EXISTING LAW  

          1)Authorizes State funding for locally implemented flood control  
            projects throughout the state, under the flood subventions  
            program, and State-managed federal flood control projects in  
            the Central Valley.

          2)Requires DWR to specify the facilities included in the State  
            Plan of Flood Control and develop a more comprehensive Central  
            Valley Flood Protection Plan for the entire Sacramento-San  
            Joaquin River watershed.  

          3)The federal Water Resources Development Act of 2007 (2007  
            WRDA) authorized the Middle Creek and Hamilton City flood  
            control projects.  

           FISCAL EFFECT  :   Both projects are subject to Corps cost sharing  
          rules, with a 65% federal, 35% non-federal split.  The State may  
          contribute a portion of the non-federal share.  Based on Corps  
          estimates, the projects will cost as follows:

          1)Middle Creek:  $48 million, with $31.3 million (federal) and  
            $16.7 million (non-federal).  

          2)Hamilton City: $55.2 million, with $35.9 million (federal) and  
            $19.3 million (non-federal).

           COMMENTS  :   This bill resolves a critical ambiguity as to the  
          State's liability for providing flood subvention funding to  
          projects in the Central Valley watershed, while providing a new  
          authorization for improving certain existing flood control  
          facilities.  Flood subvention funding goes to projects where  
          there is a public benefit and a State interest, but the State is  
          not directly involved in implementing the project.  Instead, the  
          State provides funding to a local agency that works with the  
          Corps in building a local flood project.  State authorization  
          for funding is contingent on preceding federal statutory  
          authorization.  Both projects at issue here lie within the  
          Sacramento River watershed, but are not part of the  
          state-federal Sacramento River Flood Control Project.

          Originally, this bill "adopted and authorized" these two flood  
          control projects, which exposed the ambiguity as to the State's  








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          liability for using that phrase in the context of Central Valley  
          flood subvention projects.  This phrase, previously used  
          commonly in this Article 2, is a remnant of a time before the  
          2003 Paterno decision held the State liable for failure of a  
          State levee.  State funding for a local flood project, alone,  
          does not impose liability on the State, but use of the "adopted  
          and authorized" phrase may suggest - incorrectly - that the  
          State may be "adopting" the facility into the federal-state  
          Sacramento River Flood Control Project (i.e. State Plan of Flood  
          Control).  This bill now clarifies when the State is or is not  
          liable for a Central Valley flood control facility, in this  
          article where numerous Central Valley flood subvention projects  
          were authorized.

          State Plan of Flood Control vs. Central Valley Flood Protection  
          Plan.  Relying on existing statutes, this bill defines certain  
          key terms that are necessary for clarifying the law on State  
          liability for Central Valley flood protection.  (This bill's  
          findings, which will be placed in the Water Code, explain some  
          of the history of the Central Valley flood project and State  
          liability for flood protection.)  The federal-state flood  
          projects on the Central Valley floor are defined as the "State  
          Plan of Flood Control," for which the State has responsibility  
          for operation and maintenance.  In contrast, the "Central Valley  
          Flood Protection Plan" is a broader flood management plan for  
          the entire Sacramento-San Joaquin River watershed, which DWR is  
          now developing for adoption by the Central Valley Flood  
          Protection Board.  These terms were developed as part of the  
          2006 flood bond and the 2007 Central Valley flood protection  
          reform bill package.   The distinction between the two has  
          significance, legally, for State liability, which is specified  
          both in this bill and the 2007 flood bill package.

          Middle Creek Flood Project (Lake County). This area of Lake  
          County was "reclaimed" in the first half of the 20th Century by  
          local levee construction.  In the 1950's, the Corps added  
          levees, which resulted in the isolation of 1600 acres of  
          wetlands and floodplains from the largest tributaries to Clear  
          Lake.  As a result of levees and other changes in the watershed,  
          sediment flows into Clear Lake increased and water quality  
          deteriorated, as the sediment increased phosphorous.  This  
          project will increase flood protection for certain buildings and  
          public roads.  More significantly, the project restores the  
          natural ecosystem and improves Clear Lake water quality, due to  
          restoration of wetlands that will reduce the nutrient loading in  








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          water flows and sediment.  As reflected in the Corps' analysis,  
          these environmental aspects will benefit the public at large,  
          justifying the expenditure of public money.  These public  
          benefits led to federal authorization in the 2007 WRDA

          Hamilton City Flood Project (Glenn County).  The small town of  
          Hamilton City and surrounding agricultural lands are marginally  
          protected from flooding by a degraded private levee build in  
          1904 called the "J" Levee.  Hamilton City has mounted flood  
          fights and evacuated six times in the last 20 years.   
          Neighboring agricultural lands suffer similarly.  This project  
          will build a new 6.8-mile setback levee that will increase flood  
          protection for Hamilton City and surrounding lands, while  
          creating 1500 acres of riparian habitat on the riverside of the  
          new levee.  These dual flood protection and ecosystem  
          restoration benefits, together, generated sufficient benefit,  
          under the Corps' benefit-cost ratio analysis guidelines, which  
          now emphasize ecosystem benefits, to gain federal support for  
          funding the project, leading to federal authorization in 2007  
          WRDA.  The State has funded development of this project, but  
          deferred its support for construction until the local  
          reclamation district agreed to be the non-federal sponsor and,  
          in effect, accept liability for the new levee.

          Common Characteristics.  While the introduced version of this  
          bill included only the Lake County project, Hamilton City was  
          added because they shared several common characteristics:
             1)   Subvention Projects.  Neither project is part of the  
               State Plan of Flood Control, so the projects are eligible  
               only for subvention funding.  Hamilton City's "J" Levee is  
               privately owned and maintained by Reclamation District  
               2140, the non-federal sponsor.  The Lake County project is,  
               however, maintained by the State, outside of the State Plan  
               of Flood Control.  This subvention funding will not expand  
               State liability, as the Lake District will accept liability  
               and cooperate with the Corps in implementing this project.
             2)   No Local Agency Reimbursement.  Because the local agency  
               for each project requested this authorization, as reflected  
               in the Committee bill file, the State will have no  
               liability for reimbursement of a state mandate.  While this  
               bill authorizes subvention funding for these projects,  
               actual funding depends on future appropriations to DWR for  
               flood subventions.
             3)   Non Federal Sponsors.  Both projects have local agencies  
               as the non-federal partner for the Army Corps of Engineers,  








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               which will transfer liability for the projects to those  
               parties.  Each local agency is authorized to modify the  
               project, in conjunction with the Corps.
             4)   Broad Public Benefits.  Both projects include  
               significant environmental benefits, which benefit the  
               public more generally and provided the necessary benefits  
               to justify Corps support and legal authorization in WRDA.   
               The flood protection benefits relatively smaller economic  
               assets, so these environmental benefits were critical to  
               federal funding.


           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           Lake County Board of Supervisors (sponsor)
          American Federation of State, County and Municipal Employees  
          (AFSCME)
          Lake County Land Trust
          Habematolel of Upper Lake Tribe
          Hamilton City Community Services District
          Hamilton City Citizens In Action
          Hamilton City Fire Protection District
          Lakeport Regional Chamber of Commerce
          Reclamation District 2140
          Sierra Club Lake Group
          The Nature Conservancy
          West Lake Resource Conservation District

           Opposition  :None submitted

           Analysis Prepared by  :    Alf W. Brandt/ W., P. & W. / (916)  
          319-2096