BILL ANALYSIS                                                                                                                                                                                                    



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          ASSEMBLY THIRD READING
          AB 342 (Bass and Jones)
          As Amended April 13, 2009
          Majority vote 

           HEALTH              18-0        APPROPRIATIONS      11-0        
           
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          |Ayes:|Jones, Fletcher, Adams ,  |Ayes:|De Leon, Ammiano, Charles  |
          |     |Ammiano, Block, Carter,   |     |Calderon,                  |
          |     |Conway, De La Torre, De   |     |Davis, Fuentes, Hall, John |
          |     |Leon, Emmerson, Hall,     |     |A. Perez, Price, Skinner,  |
          |     |Hayashi, Hernandez,       |     |Solorio, Torlakson         |
          |     |Bonnie Lowenthal,         |     |                           |
          |     |Nava, V. Manuel Perez,    |     |                           |
          |     |Salas,                    |     |                           |
          |     |Audra Strickland          |     |                           |
          |-----+--------------------------+-----+---------------------------|
          |     |                          |     |                           |
           ------------------------------------------------------------------ 
           SUMMARY  :  Requires the Department of Health Care Services (DHCS)  
          to submit a waiver application to the federal government for a  
          demonstration project that, among other provisions, maximizes  
          opportunities to expand coverage to eligible but uninsured  
          populations.  Specifically,  this bill  requires DHCS:

          1)To submit an application to the federal Centers for Medicare  
            and Medicaid Services (CMS) for a waiver to implement a  
            demonstration project that does all of the following:

             a)   Strengthens California's health care safety net, which  
               includes disproportionate share hospitals, for low-income  
               and vulnerable Californians;

             b)   Maximizes opportunities to expand coverage to eligible,  
               but uninsured populations;

             c)   Optimizes opportunities to increase federal financial  
               participation and maximizes financial resources to address  
               uncompensated care;

             d)   Promotes long-term, efficient, and effective use of  
               state and local funds; and,









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             e)   Improves health care outcomes.

          2)In developing the waiver application, to consult with  
            interested stakeholders and the Legislature.

          3)To determine the form of waiver most appropriate to achieve  
            the purposes in 1) above.

          4)To submit the waiver application to CMS by a date that ensures  
            that the waiver is approved by September 1, 2010.

          5)To only implement the demonstration project upon enactment of  
            subsequent statutory authorization if CMS approves the waiver.

           FISCAL EFFECT  :   According to the Assembly Appropriations  
          Committee, unknown staffing costs, unlikely less than $50,000 to  
          DHCS to consult with the Legislature and stakeholders, establish  
          parameters of the new waiver, and garner final CMS approval.

           COMMENTS  :   According to the author, this bill is one of two  
          companion bills [SB 208 (Steinberg) is the other] that will  
          ultimately include the statutory provisions necessary to  
          implement a new federal waiver.  California currently has  
          several waivers, including a Medi-Cal Hospital/Uninsured Care  
          waiver (hospital financing waiver), which will expire in August  
          2010.  The hospital financing waiver and implementing  
          legislation for that waiver (SB 1100 (Perata), Chapter 560,  
          Statutes of 2005) instituted a number of changes to how the  
          state reimburses hospitals.  Given that the current hospital  
          financing waiver is expiring, a new waiver must be negotiated  
          and established by next year; and, depending upon the type and  
          scope of waiver pursued by the Schwarzenegger Administration, it  
          will require an authorizing statute in order to implement its  
          provisions.  The author, Senate President pro Tempore Steinberg,  
          and Governor Schwarzenegger are currently working with  
          stakeholders to fashion a new federal waiver.  

          The author indicates a waiver renewal is an opportunity to ask  
          the federal government to provide the state flexibility and to  
          seek federal funding for demonstration projects that achieve  
          federal budget neutrality.  The author continues, the state will  
          embark upon a fairly comprehensive waiver proposal that seeks to  
          accomplish the following goals:  1) Strengthen California's  
          frayed and overburdened safety net that provides most of the  








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          services to the uninsured and low-income; 2) Maximize federal  
          financial participation and federal resources for uncompensated  
          care; 3) Promote stability and more efficiency in state and  
          local health care funding; and, 4) Promote quality and value in  
          health care services and outcomes.  The author indicates a  
          comprehensive stakeholder process is beginning, and technical  
          assistance is being provided to the Legislature and the  
          Administration for purposes of meeting these goals while at the  
          same time achieving federal approval.  The author anticipates  
          that a more detailed proposal will be available in June; and,  
          anticipates this measure will return to the Assembly Health  
          Committee for discussion and analysis.

          According to a 2000 report entitled "Medicaid Waivers:   
          California's Use of a Federal Option," when California wants to  
          make significant changes to Medi-Cal, it must either:  a) amend  
          its State Medicaid Plan (the State's contract with the federal  
          government); or, b) receive a Medicaid waiver from portions of  
          the federal Medicaid law from the U.S. Department of Health and  
          Human Services.  Two sections of the Social Security Act,  
          Sections 1915 and 1115, allow states to apply to the federal  
          government to obtain an exemption from particular Medicaid  
          statutes.  These two sections permit two types of Medicaid  
          waivers:

          1)Program Waivers:  These waivers, authorized under Section  
            1915(b) or 1915(c) of the Social Security Act, allow  
            exemptions from provisions of federal Medicaid law to permit  
            the use of managed care or home- and community-based care.

          2)Research and Demonstration Waivers:  Section 1115 allows the  
            waiver of a broader scope of Medicaid laws for the purpose of  
            experimentation or testing pilot programs.

          The criteria used by the federal government for approval of  
          Medicaid waivers are generally based upon federal policy  
          interpretation and application of Medicaid law and regulations,  
          rather than being based solely on the law.  The most significant  
          requirement for most waivers is that of cost-effectiveness or  
          budget neutrality, which is a requirement that the proposed  
          changes not cost the federal government more than the expected  
          Medicaid costs for the traditional Medicaid population under the  
          same time period.  For 1915 waivers the term for this  
          requirement is "cost-effectiveness" and for 1115 waivers it is  








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          "budget neutrality," and it is the responsibility of the Office  
          of Management and Budget (OMB) to review waivers for  
          cost-effectiveness or budget neutrality, respectively. 

          Current Medi-Cal waivers are programs that provide additional  
          services to specific groups of individuals, limit services to  
          specific geographic areas of the state, and provide medical  
          coverage to individuals who may not otherwise be eligible under  
          federal Medicaid rules.  According to DHCS' Web site, as of  
          August 2008, California had 16 Medicaid waivers, including the  
          hospital financing waiver, waivers to require the mandatory  
          enrollment of individuals in managed care plans, waiver programs  
          that provide home- and community-based services, family planning  
          services, and specialty mental health services.  

           
          Analysis Prepared by  :    Scott Bain / HEALTH / (916) 319-2097 


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