BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 400
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          ASSEMBLY THIRD READING
          AB 400 (De Leon)
          As Amended  April 28, 2009
          Majority vote  

           BUSINESS & PROFESSIONS    11-0  APPROPRIATIONS      16-0        
           
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          |Ayes:|Hayashi, Emmerson,        |Ayes:|De Leon, Nielsen,         |
          |     |Conway, Eng, Hernandez,   |     |Ammiano,                  |
          |     |Nava, Niello,             |     |Charles Calderon, Davis,  |
          |     |John A. Perez, Price,     |     |Duvall, Fuentes, Hall,    |
          |     |Ruskin, Smyth             |     |Harkey, Miller,           |
          |     |                          |     |John A. Perez, Price,     |
          |     |                          |     |Skinner, Solorio, Audra   |
          |     |                          |     |Strickland, Torlakson     |
          |-----+--------------------------+-----+--------------------------|
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY  :  Requires the Financial Information System for  
          California (FISCal) to list State General Fund (GF) and federal  
          fund expenditures in the amount of $10,000 or greater on a  
          public Web site.  Specifically,  this bill  :  

          1)Defines "General Fund and federal fund expenditures" as the  
            expenditure or transfer of funds in excess of $10,000 by any  
            state department, including:  

             a)   Grants;

             b)   Contracts; and, 

             c)   Purchase orders. 

          2)Excludes GF transfers between state departments or agencies,  
            or the transfer of state or federal assistance payments to any  
            individual recipient or beneficiary of those assistance  
            payments. 

          3)Requires the following information for each GF and federal  
            fund expenditure to be listed: 

             a)   The name and principal location of each entity or other  
               recipient of the funds; 








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             b)   The amount of the expenditure; 

             c)   The type of transaction; 

             d)   The identity of the state department or agency making  
               the expenditure; 

             e)   The budget program source for the expenditure; 

             f)   A brief description of the purpose for the expenditure;  
               and,  

             g)   A brief description of any item purchased pursuant to  
               the expenditure. 

          4)Makes legislative findings and declarations. 

           EXISTING LAW  requires state agencies to comply with transparency  
          laws, including open meeting acts and public information  
          requests.
           
           FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee, the Department of Finance (DOF) intends to include a  
          public portal in the FISCal system.  Therefore, there are no  
          significant costs associated with this legislation.

           COMMENTS  :  According to the author's office, "AB 400 seeks to  
          provider greater transparency in the state budget process, so  
          the public can easily access and readily review how taxpayer  
          money is being spent.  Support for public programs is largely  
          predicated on the belief that tax dollars are spent in a prudent  
          and efficient manner.  Transparency in the expenditure of these  
          tax dollars is critical to returning public support and  
          confidence in state government."

          Federal legislation in 2006, mandated a free, online searchable  
          database that includes information on all federal grant and  
          contract expenditures over $25,000.  In California, legislation  
          has surfaced in previous years requiring state and local  
          agencies to post guidelines on submitting information requests. 

          FISCal is an integrated information technology project designed  
          to create and implement a new statewide financial system which  








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          will encompass the areas of budgeting, accounting, procurement,  
          cash management, financial management, financial reporting, cost  
          accounting, asset management, project accounting, and human  
          resources management.  FISCal is designed to replace  
          California's aging financial management systems; FISCal will be  
          rolled out in five phases, over a multi-year period, to more  
          than a hundred departments and agencies. 

          Development of this system has been done collaboratively (under  
          FISCal), which includes the DOF, the State Treasurer's Office,  
          the State Controller's Office, and the Department of General  
          Services.  The system is required to have an online searchable  
          database and the capability of operating a coding structure  
          which indicates the categorization of expenditures and revenues.  
           

          The FISCal project was proposed during the 2007-08 Budget  
          process as an entirely General Fund project.  However, due to a  
          number of factors including General Fund expense, the  
          Legislature requested more information on alternative funding  
          scenarios, vendor accountability, and formalization of control  
          agency roles.  It is unclear when FISCal will move forward and  
          whether the proposed timeline will remain intact. 
          

           Analysis Prepared by  :    Joanna Gin / B. & P. / (916) 319-3301 


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