BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 413
                                                                  Page  1

          Date of Hearing:   May 20, 2009

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                Kevin De Leon, Chair

                     AB 413 (Fuentes) - As Amended:  May 5, 2009 

          Policy Committee:                               
          UtilitiesVote:11-1

          Urgency:     No                   State Mandated Local Program:  
          Yes    Reimbursable:              No

           SUMMARY  

          This bill eliminates the current rate freeze on electricity  
          usage for residential customers of up to 130% of the baseline  
          rate, allows limited expansion of direct access purchases of  
          electricity, and provides several other rate stabilization  
          measures.  Specifically, this bill:

          1)Requires electrical corporations to target energy efficiency  
            and solar programs toward upper-tier (high-energy use) and  
            multifamily customers to reduce long-term energy usage.

          2)Requires the PUC to direct the electrical corporations to  
            deploy low-income energy efficiency (LIEE) programs targeting  
            customers occupying apartment houses or similar multiunit  
            residential structures, and to reach as many eligible  
            customers as practicable by December 31, 2014. 

          3)Requires the California Alternate Rates for Energy (CARE)  
            program to be offered to low-income electric and gas customers  
            with annual household incomes at or below 200% of the federal  
            poverty levels, the costs of which shall be recovered on an  
            equal cent-per-kilowatthour or equal cent-per-therm basis for  
            customers of electrical and combined electric and gas  
            corporations and from specified customers.

          4)Restricts rate increases for CARE program participants for  
            electricity usage up to 130% of baseline quantities by the  
            annual percentage increase in benefits under the CalWORKs  
            program, not to exceed 3% per year, through January 1, 2019.

          5)Caps CARE electricity rates at 80% of the corresponding rates  








                                                                  AB 413
                                                                  Page  2

            charged to residential customers not participating in the CARE  
            program.

          6)Restricts rate increases charged to residential customers, for  
            electricity usage up to 130% of the baseline quantities, by  
            the annual percentage change in the Consumer Price Index plus  
            1%, but not less than 3% or more than 5% per year. 

          7)Prohibits the PUC from requiring or permitting an electrical  
            corporation from employing mandatory time-variant pricing for  
            residential customers, but permits the PUC to authorize an  
            electrical corporation to offer residential customers the  
            option of receiving service pursuant to dynamic pricing  
            (opt-in), and authorizes the PUC, commencing January 1, 2016  
            to authorize electrical corporations to allow customers to opt  
            out of receiving time-variant pricing.

          8)Requires the suspension of direct access, i.e the ability of a  
            customer of an electrical corporation to instead contract for  
            their electricity needs with another electrical service  
            provider, to be lifted only by an act of the Legislature. 

          9)Permits the PUC, notwithstanding the above, to allow  
            individual retail non-residential end-use customers to acquire  
            direct-access electric service subject to the limitation that  
            the total annual kilowatt-hours supplied by all electric  
            service providers to distribution customers of an electrical  
            corporation shall not exceed the maximum total annual level of  
            kilowatt-hours supplied by all electric service providers,  
            within that electrical corporation's distribution service  
            territory, during the height of the direct-access market. 

          10)Requires that electric service providers of direct-access  
            electricity are subject to the same resource adequacy,  
            renewable portfolio standards (RPS), and greenhouse gas  
            emission reduction laws and regulations as the investor-owned  
            utilities. 

          11)Requires the PUC, in allocating the cost of new generation  
            resources acquired by an electrical corporation to meet  
            reliability needs, to ensure that the net costs and benefits  
            of the new capacity are allocated such that users are not  
            assessed for the costs of energy that they do not consume.

           FISCAL EFFECT  








                                                                  AB 413
                                                                  Page  3


          The PUC can absorb most of the workload from this bill with  
          existing resources.  The PUC indicates that the current LIEE  
          program goal is to reach every low-income household by 2020.   
          The commission would incur annual costs of about $210,000 for  
          two staff due to the increased workload associated with moving  
          up this goal to 2014 and the need to adjust the  
          currently-approved program, which is formally adopted by the PUC  
          in three-year cycles, with the current cycle covering 2009  
          through 2011.  [Public Utilities Reimbursement Account]

           COMMENTS  


           1)Purpose  .  According to the author, the purpose of this bill is  
            to lift some of the emergency measures imposed during the  
            energy crisis-including capping residential retail rates and  
            suspending the ability of customers to choose a direct-access  
            electricity provider-that at the time helped stabilize rates.   
            Maintaining current policies could actually lead to dramatic  
            rate changes if the rate stabilization measures imposed during  
            the crisis were suddenly released without the incremental  
            changes proposed in this bill.


            AB 413 also requires the utilities' energy efficiency programs  
            to emphasize assisting high-energy users and those in  
            multi-unit dwellings.  For tenants in multi-unit dwellings, it  
            may not be feasible for the user to invest on their own to  
            reduce energy use because most energy efficiency measures stay  
            with the dwelling, which they might not own.  


           2)Capped electricity rates  : During the energy crisis, ABX1 1  
            (Keeley)/Chapter 4 of 2001 protected ratepayers from rampant  
            price fluctuations due to a dysfunctional wholesale  
            electricity market.  ABX1 1 authorized the Department of Water  
            Resources (DWR) to issue revenue bonds to purchase power on  
            behalf of the cash-strapped investor-owned utilities who  
            couldn't keep up with the volatile wholesale prices. Among  
            other stabilizing efforts, ABX1 1 prohibited the PUC from  
            increasing rates for usage under 130% of baseline until DWR  
            bond charges are paid off.  (Energy charges for residential  
            customers are based on the quantity of electricity used by a  
            customer, and each successive block of electricity usage is  








                                                                  AB 413
                                                                  Page  4

            billed at increased per-unit prices. Each block is referred to  
            as a tier.)


            Because rates in the lowest tiers are still capped, increased  
            costs such as rising fuel prices, and legislatively mandated  
            and PUC-created programs, are disproportionately borne by  
            customers whose electricity usage falls in the upper tiers.   
            For example, in Pacific Gas & Electric's territory, the 130%  
            of baseline quantities cost is about $0.11 per kilowatt hour,  
            while the top tiers are about $0.46 per kilowatt hour.  It is  
            uncertain when DWR will retire the ABX1 1 bond debt or fully  
            recover its costs.  At that time, however, the lower-tiered  
            rates are expected to skyrocket to provide less of a spread  
            between the 130% of baseline and the higher tiers.  By  
            restricting rate increases to an annual narrow range and  
            controlling the increase within relatively small parameters,  
            AB 413 is intended to minimize spikes in electricity rates and  
            provide relative stability and predictability.


           3)Dynamic pricing  :  Dynamic pricing models, also called  
            time-variant pricing, are intended to reduce demand during  
            peak periods. While dynamic rates or time-of-use rates could  
            provide an incentive for customers to use less electricity at  
            peak times, consumer groups are concerned that it also  
            punishes those customers who may not be able to shift their  
            electricity use to off-peak times. This bill prohibits the PUC  
            from imposing mandatory dynamic pricing rates until January 1,  
            2016, but allows the PUC to allow a dynamic pricing rate  
            structure on an opt-in basis up until that time.


           4)Direct-access service  :  Direct-access service, whereby an  
            electricity customer may choose providers of electricity other  
            than their utility, was authorized as part of the  
            restructuring of the electric industry, AB 1890  
            (Brulte)/Chapter 854 of 1996.  To ensure the predictable  
            revenue stream necessary for long-term contracts procured by  
            the DWR during the energy crisis, and to prevent cost-shifting  
            from direct-access to bundled-service customers, the  
            Legislature directed the PUC to suspend direct access to  
            prevent additional migration of IOU customers.  The ability to  
            choose direct-access service was officially suspended on  
            September 20, 2001. However, PUC rules allow certain  








                                                                  AB 413
                                                                  Page  5

            "eligible" customers to begin direct-access service after the  
            suspension date and switch between bundled service and  
            direct-access service. This bill would allow the expansion of  
            direct-access service to individual retail non-residential  
            end-use customers up to the total annual kilowatt-hours  
            supplied by electric service providers for any year after  
            April 1, 1998.


           Analysis Prepared by  :    Chuck Nicol / APPR. / (916) 319-2081