BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 413
                                                                  Page  1


          ASSEMBLY THIRD READING
          AB 413 (Fuentes)
          As Amended  June 1, 2009
          Majority vote 

           UTILITIES AND COMMERCE          11-1                 
          APPROPRIATIONS      12-5                            
           
           ------------------------------------------------------------------ 
          |Ayes:|Fuentes, Tom Berryhill,   |Ayes:|De Leon, Ammiano, Charles  |
          |     |Carter, Fong, Fuller,     |     |Calderon, Davis, Fuentes,  |
          |     |Furutani, Huffman,        |     |Hall, John A. Perez,       |
          |     |Krekorian, Skinner,       |     |Price, Skinner, Solorio,   |
          |     |Swanson, Torrico          |     |Torlakson, Krekorian       |
          |     |                          |     |                           |
          |-----+--------------------------+-----+---------------------------|
          |Nays:|Blakeslee                 |Nays:|Nielsen, Duvall, Harkey,   |
          |     |                          |     |Miller,                    |
          |     |                          |     |Audra Strickland           |
           ------------------------------------------------------------------ 

           SUMMARY  :   Eliminates the current rate freeze for electricity  
          usage for residential customers of up to 130% of the baseline  
          rate, lifts the current suspension and provides limited  
          expansion of direct-access electricity service, and provides a  
          number of other rate stabilization measures to address emergency  
          measures instituted during the 2001 energy crisis by AB 1 X1  
          (Keeley), Chapter 4, Statutes of 2001.  Specifically,  this bill  :  
           
          1)Requires electrical corporations to target energy efficiency  
            and solar programs toward upper-tier and multifamily customers  
            to reduce long-term energy usage, and be recovered from  
            specific public utilities on an equal cent-per-kilowatthour or  
            equal cents-per-them basis from all classes of customers, as  
            specified.

          2)Requires PUC to direct the electrical corporations to deploy  
            enhanced Low-Income Energy Efficiency programs targeting those  
            customers occupying apartment houses or similar multiunit  
            residential structures.

          3)Requires the California Alternate Rates for Energy (CARE)  
            program to be offered to low-income electric and gas customers  
            with annual household incomes at or below 200% of the federal  








                                                                  AB 413
                                                                  Page  2


            poverty levels.

          4)Restricts rate increases for CARE program participants for  
            electricity usage up to 130% of baseline quantities by the  
            annual percentage increase in benefits under the CalWORKs  
            program, not to exceed 3% per year.

          5)Caps CARE electricity rates at 80% of the corresponding rates  
            charged to residential customers not participating in CARE  
            program.

          6)Restricts rate increases charged to residential customers for  
            electricity usage up to 130% of the baseline quantities, by  
            the annual percentage change in the Consumer Price Index plus  
            1%, but not less than 3% and not more than 5% per year.

          7)Prohibits PUC from requiring or permitting an electrical  
            corporation from employing mandatory or default time-variant  
            pricing for residential customers prior to January 1, 2016,  
            and permits PUC to authorize an electrical corporation to  
            offer residential customers the option of receiving service  
            pursuant to dynamic pricing.

          8)Deletes the suspension of direct-access service under  
            specified conditions, and requires the suspension to be lifted  
            by an act of the Legislature.

          9)Permits PUC to allow individual retail non-residential end-use  
            customers to acquire direct-access electric service subject to  
            the limitation that the total annual kilowatt-hours supplied  
            by all electric service providers to distribution customers of  
            an electrical corporation shall not exceed the maximum total  
            annual level of kilowatt-hours supplied by all electric  
            service providers, within that electrical corporation's  
            distribution service territory, during the height of the  
            direct-access market.

          10)Ensures that electric service providers of direct-access  
            electricity are subject to the same resource adequacy,  
            renewables portfolio standards, and greenhouse gas emission  
            reduction laws and regulations as the investor-owned  
            utilities.

          11)Requires the PUC, in allocating the cost of new generation  








                                                                  AB 413
                                                                  Page  3


            resources acquired by an electrical corporation to meet  
            reliability needs, to ensure that the net costs and benefits  
            of the new capacity are allocated such that users are not  
            assessed for the costs of energy that they do not consume.

           EXISTING LAW  :   

          1)Prohibits PUC from increasing electricity charges for  
            residential customers for usage of up to 130% of existing  
            baseline quantities, until the Department of Water Resources  
            (DWR) has recovered the costs of power it has procured for the  
            electrical corporation's retail end-use customers.

          2)Suspends the right of retail end-use customers to acquire  
            direct-access service for electricity from other providers  
            until DWR no longer supplies power.

           FISCAL EFFECT  :   According to the Assembly Appropriations  
          Committee, the PUC can absorb most of the workload from this  
          bill with existing resources.  The PUC indicates that the  
          current LIFE program goal is to reach every low-income household  
          by 2020.  The commission would incur annual costs of about  
          $210,000 for two staff due to the increased workload associated  
          with moving up this goal to 2014 and the need to adjust the  
          currently-approved program, which is formally adopted by the PUC  
          in three-year cycles, with the current cycle covering 2009  
          through 2011.  [Public Utilities Reimbursement Account]

           COMMENTS  :  This bill lifts some of the emergency measures  
          imposed during the energy crisis that at the time helped  
          stabilize rates.  Now those actions may actually lead to  
          dramatic rate changes if the rate stabilization measures were  
          suddenly released without measured changes.  Some actions the  
          Legislature imposed included capping residential retail rates  
          and suspending the ability for customers to choose a  
          direct-access electricity provider.

          During the energy crisis in 2001, the Legislature passed AB 1 X1  
          (Keeley), Chapter 4, Statutes of 2001-02 First Extraordinary  
          Session, to protect California ratepayers from rampant price  
          fluctuations due to a dysfunctional wholesale electricity  
          market.  AB 1 X1 authorized the Department of Water Resources  
          (DWR) to issue revenue bonds to purchase power at such prices  
          the department deems appropriate, on behalf of the cash-strapped  








                                                                  AB 413
                                                                  Page  4


          investor-owned utilities who couldn't keep up with the volatile  
          wholesale prices.  Among other stabilizing efforts, AB 1 X1  
          included a provision that prohibits PUC from increasing rates  
          for usage under 130% of baseline until DWR bond charges are paid  
          off.

          Energy charges for residential customers are based on the  
          quantity of electricity used by a customer, and each successive  
          block of electricity usage is billed at increased per-unit  
          prices.  Each block is referred to as a tier.  AB 1 X1 capped  
          the lowest two tiers of electricity usage:  
          1) baseline; and, 2) 130% of baseline.  These tiers are based on  
          usage, and not necessarily income levels. 

          Because rates in the lowest tiers are still capped, increased  
          costs such as rising fuel prices, and legislatively mandated and  
          PUC-created programs, are disproportionately borne by those  
          customers whose electricity usage falls in the upper tiers.  For  
          example, in Pacific Gas & Electric's territory, the 130% of  
          baseline quantities cost is about $0.11 per kilowatt hour, while  
          the top tiers are about $0.46 per kilowatt hour.  Additional  
          costs associated with increasing the State's renewable portfolio  
          standard or reliability efforts will be imposed on the  
          ratepayers who use more than 130% of baseline.  

          It is uncertain when DWR will retire the AB 1 X1 bond debt or  
          fully recovered its costs.  At that time, the lower-tiered rates  
          are expected to skyrocket to provide less of a spread between  
          the 130% of baseline and the higher tiers.  By restricting rate  
          increases to an annual narrow range and controlling the increase  
          within relatively small parameters, AB 413 is intended to  
          minimize spikes in electricity rates and provide relative  
          stability and predictability.  

          Direct-access service is where an electricity customer is  
          allowed to choose alternate providers of electricity, other than  
          their utility.  As part of the restructuring of the electric  
          industry, AB 1890 (Brulte) Chapter 854, Statutes of 1996,  
          authorized direct access.  To avoid the dysfunctional spot  
          market that financially decimated IOUs and threatened  
          catastrophic rate increases, AB 1 X1 established a structure to  
          permit DWR to buy needed electricity for investor-owned utility  
          (IOU) customers under long-term contracts.  To ensure the  
          predictable revenue stream necessary for long-term contracts and  








                                                                  AB 413
                                                                  Page  5


          issue ratepayer-backed revenue bonds, and to prevent  
          cost-shifting from direct-access to bundled-service customers,  
          the Legislature directed PUC to suspend direct access to prevent  
          additional migration of IOU customers.  

          The ability to choose direct-access service was officially  
          suspended on September 20, 2001.  However, PUC rules allow  
          certain "eligible" customers to begin direct-access service  
          after the suspension date and switch between bundled service and  
          direct-access service.  This bill would allow the expansion of  
          direct-access service to individual retail non-residential  
          end-use customers up to the total annual kilowatt-hours supplied  
          by electric service providers for any year after April 1, 1998. 


           Analysis Prepared by  :    Gina Adams / U. & C. / (916) 319-2083 



                                                                FN: 0001176