BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 444
                                                                  Page  1

          Date of Hearing:  April 22, 2009

                       ASSEMBLY COMMITTEE ON LOCAL GOVERNMENT
                             Anna Marie Caballero, Chair
                   AB 444 (Caballero) - As Amended:  April 15, 2009
           
          SUBJECT  :  Land use:  natural resources:  transfer of long-term  
          management funds.

           SUMMARY  :  Clarifies that funds that are set aside for the  
          long-term management of any lands or easements conveyed to a  
          nonprofit organization be conveyed to the nonprofit  
          organization, and authorizes the nonprofit to hold, manage,  
          invest, and disburse the funds for management and stewardship of  
          the land or easement for which the funds were set aside.   
          Specifically,  this bill  :  

          1)Allows funds set aside for the long-term management of any  
            lands or easements conveyed to a nonprofit organization to  
            also be conveyed to the nonprofit organization.

          2)Allows the nonprofit organization to hold, manage, invest, and  
            disburse the funds in furtherance of managing and stewarding  
            the land or easement for which the funds were set aside.

          3)Requires a state or local public agency to exercise due  
            diligence in reviewing the qualifications of a nonprofit  
            organization to effectively manage the accompanying funds.

          4)Requires the nonprofit entity to comply with prudent investor  
            standards, file an annual report as required by the  
            authorizing agency, authorize the agency to require an audit,  
            and provide a process for a successor if necessary.

           EXISTING LAW :

          1)Allows a state or local public agency to authorize a nonprofit  
            organization to hold title to and manage an interest in real  
            property, if a state or local public agency requires a  
            property owner to transfer to the agency an interest in real  
            property to mitigate any adverse impact upon natural resources  
            caused by permitting the development of a project or facility,  
            provided that the nonprofit organization:

             a)   Is a 501(c)(3) organization, and qualified to do  








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               business in California;

             b)   Meets the definition of a "qualified organization" as  
               defined in the Internal Revenue Code; and,

             c)   Has its principal purpose and activity to direct  
               protection or stewardship of natural land or resources, or  
               cultural or historic resources, including, but not limited  
               to, agricultural lands, wildlife habitat, wetlands,  
               endangered species habitat, open-space areas, and outdoor  
               recreational areas.

          2)Allows a state or local public agency to transfer the interest  
            in real property to a nonprofit organization, if a state or  
            local public agency, in the development of its own project, is  
            required to transfer an interest to mitigate an adverse impact  
            upon natural resources.

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

          1)The author and sponsor, the California Council of Land Trusts,  
            have introduced this bill to clarify and affirm that  
            nonprofits and special districts, if authorized to do so by a  
            state or local agency, may hold funds dedicated for the  
            long-term management of land or easements the organization has  
            accepted through the mitigation process.  While existing law  
            allows nonprofits to manage the lands, current law does not  
            expressly address whether the nonprofit or special district  
            may also hold and manage the endowment funds set aside for  
            management of the property.  According to the sponsor, while  
            it is a common practice of many public agencies to allow the  
            nonprofit or special district to hold the funds, there is no  
            existing statute proving explicit affirmation of this  
            practice.

          2)Legislative Counsel opined in a written opinion requested by  
            the Assembly Water, Parks, and Wildlife Committee in 2006 that  
            existing Government Code Section 65965, which AB 444 amends,  
            already allows the state to authorize nonprofit organizations  
            to hold and manage funds set aside for the purpose of  
            long-term management of mitigation lands.

            Legislative Counsel reached this conclusion by analyzing both  








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            Government Code Section 65965 and Fish and Game Code Section  
            13014.  Counsel concluded that the authority to "manage"  
            property under the existing language of Section 65965  
            implicitly includes the authority to control and direct funds  
            set aside for those management purposes.  Second, they  
            concluded that Section 13014, which requires mitigation funds  
            received by the Department of Fish and Game (DFG) to be  
            deposited in the Special Deposit Fund, only requires that  
            mitigation funds actually received by DFG be deposited in the  
            Fund, but that DFG may enter into an agreement authorizing a  
            third party to hold and manage the funds as long as the funds  
            are not actually "received" by DFG.  Therefore, in Legislative  
            Counsel's opinion, existing law already allows a state agency,  
            including DFG, to enter into an agreement authorizing a  
            nonprofit organization to hold and manage mitigation funds set  
            aside for the long-term management of the property.

            Nevertheless, the lack of express authorization in the  
            statute, and the lack of clarity in the existing codes has led  
            to reluctance on the part of some state agencies to allow  
            third parties to hold and manage mitigation funds.

            Requiring that the funds be held in the State Deposit Fund has  
            also created challenges to effective stewardship of  
            conservation lands for a number of land managers.  The monies  
            in these accounts are invested through the State's Pooled  
            Money Investment Account.  Since endowment funds are designed  
            to be non-wasting accounts, where only the interest earned is  
            available for expenditure, the inability of the Pooled Money  
            Investment Account to earn higher rates of return has in the  
            past limited the amount of funds available for land  
            management.  Land managers have also experienced delays in  
            reimbursement payments of up to six months to a year in some  
            cases.

          3)In 2006, the Assembly Water, Parks and Wildlife Committee  
            sponsored a similar bill, 
          AB 2916, that would have authorized DFG to enter into agreements  
            with eligible nonprofit organizations to hold and manage  
            endowment accounts, subject to specified standards and 

          conditions, including annual audit and reporting requirements.   
            AB 2916 passed the Assembly on a vote of 79-0, but was  
            ultimately held in the Senate Appropriations Committee.









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            In 2007, SB 1011 (Hollingsworth) similarly proposed to allow  
            DFG to authorize a local public entity or a nonprofit to hold  
            and manage mitigation endowment funds, subject to specified  
            conditions.  SB 1011 was held in the Senate Appropriations  
            Committee.

            AB 2746 (Blakeslee), Chapter 577, Statues of 2006, and AB 1246  
            (Blakeslee), Chapter 330, Statutes of 2007, clarified the  
            authority of state and local agencies to allow nonprofit land  
            trusts to accept and hold mitigation lands.  Both of these  
            bills were enacted with unanimous bipartisan support.

          4)This bill has been double-referred to the Committees on Water,  
            Parks and Wildlife, where it passed with a 13-0 vote on April  
            14th, and to Local Government.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          CA Council of Land Trusts [SPONSOR]
          CA Coastal Coalition
          CA League of Conservation Voters
          CA Outdoor Heritage Alliance
          CA State Parks Foundation
          Defenders of Wildlife
          Green CA
          Planning and Conservation League
          Trust for Public Land

           Opposition 
           
          None on file
           
          Analysis Prepared by  :    Debbie Michel / L. GOV. / (916)  
          319-3958