BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 480
                                                                  Page  1


          ASSEMBLY THIRD READING
          AB 480 (Tran)
          As Amended  June 1, 2009
          Majority vote 

           BUSINESS & PROFESSIONS     11-0 APPROPRIATIONS      17-0        
           
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          |Ayes:|Hayashi, Emmerson,        |Ayes:|De Leon, Nielsen,         |
          |     |Conway, Eng,              |     |Ammiano,                  |
          |     |Hernandez, Nava, Niello,  |     |Charles Calderon, Davis,  |
          |     |                          |     |Duvall, Fuentes, Hall,    |
          |     |John A. Perez, Price,     |     |Harkey, Miller,           |
          |     |Ruskin, Smyth             |     |John A. Perez, Price,     |
          |     |                          |     |Skinner, Solorio, Audra   |
          |     |                          |     |Strickland, Torlakson,    |
          |     |                          |     |Krekorian                 |
          |-----+--------------------------+-----+--------------------------|
          |     |                          |     |                          |
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           SUMMARY  :  Requires any state bond measure approved by the voters  
          on or after January 1, 2010, to include auditing provisions with  
          respect to the use of any bond money.  Specifically,  this bill  : 

          1)Authorizes the Bureau of State Audits (BSA) to conduct  
            periodic or quarterly audits to ensure that bond proceeds are  
            awarded in a timely manner and that recipients of bond moneys  
            use the funds in compliance with applicable provisions of law.

          2)Requires reimbursement of costs associated with the audit from  
            bond proceeds. 

           EXISTING LAW  :

          1)Contains, in the State General Obligation Bond Law, procedures  
            for authorizing the issuance and sale, and providing repayment  
            of, state general obligation bonds. 

          2)Requires any state general obligation bond measure to be  
            subject to the making, at least annually, of a specified  
            report, by the head of the lead state agency administering the  
            bond proceeds, to the Legislature and the Department of  
            Finance. 









                                                                  AB 480
                                                                  Page  2


           FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee, assuming three bond measures are approved at each  
          biennial election cycle commencing in 2010, and the first is  
          conducted after three years and a second audit two years later,  
          by 2014 the BSA would be conducting about 2-3 audits annually.   
          Assuming a cost ranging from $125,000 to $200,000 per audit,  
          annual costs (from the various bond funds) would be between  
          $250,000 and $600,000.  Presumably, at least some audit findings  
          would lead to more efficient and effective use of bond funds.

           COMMENTS  :  According to the author's office, "AB 480 is a simple  
          bill stating that any state bond placed on a ballot must include  
          auditing provisions.  This bill seeks to ensure that California  
          voters can remain confident that the bonds they are authorizing  
          the state to sell to generate revenue for a specific project,  
          are utilized for that project.  This is a common sense measure  
          that will ensure the use of bond monies is transparent and as  
          intended." 

          The California State Auditor is the state's independent external  
          auditor that provides independent, nonpartisan, accurate, and  
          timely assessments of California government's financial and  
          operational activities in compliance with generally accepted  
          government auditing standards.  The California State Auditor's  
          Office reports its findings to the legislature and recommends  
          actions to improve government operations.

          In recent elections, voter-approved bond initiatives with  
          auditing provisions have largely been unfunded mandates.  The  
          BSA receives federal funding for federally mandated audits and  
          state funding for state-mandated or Joint Legislative Audit  
          Committee audits, but with limited funding, the BSA performs  
          audits subject to available funding or by prioritizing high-risk  
          areas to audit. 

           
          Analysis Prepared by  :    Joanna Gin / B. & P. / (916) 319-3301 


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