BILL ANALYSIS                                                                                                                                                                                                    






           SENATE TRANSPORTATION & HOUSING COMMITTEE       BILL NO: AB 497
          SENATOR ALAN LOWENTHAL, CHAIRMAN               AUTHOR:  block
                                                         VERSION: 5/14/09
          Analysis by:  Jennifer Gress                   FISCAL:  no
          Hearing date:  June 16, 2009






          SUBJECT:

          High-occupancy vehicle (HOV) lanes:  physicians

          DESCRIPTION:

          This bill allows the California Department of Transportation  
          (Caltrans) and local transportation agencies to permit  
          physicians, when traveling in response to an emergency call, to  
          access HOV lanes.

          ANALYSIS:

          Existing law exempts physicians traveling in response to an  
          emergency call from prima facie speed limits if the vehicle so  
          used displays an insigne approved by the California Highway  
          Patrol indicating that the vehicle is owned by a physician.   
          That provision of law, however, does not relieve the driver from  
          the duty to drive with due regard for the safety of all persons  
          using the highway.
          
          Existing law permits Caltrans and local transportation  
          authorities, with respect to highways under their respective  
          jurisdictions, to allow the exclusive or preferential use of  
          highway lanes for HOVs.  In allowing for HOV lanes, the  
          Legislature declared its intent "to stimulate and encourage the  
          development of ways and means of relieving traffic congestion on  
          California highways and, at the same time, to encourage  
          individual citizens to pool their vehicular resources and  
          thereby conserve fuel and lessen emission of air pollutants."

          For most HOV lanes, "high-occupancy" is defined as having at  
          least two people (2+) in the vehicle, including the driver,  
          though Caltrans and local transportation agencies have authority  
          to raise the occupancy standard.  On HOV lanes in the Bay Area,  




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          for example, the occupancy standard is 3+ during specified peak  
          hours.  

          Existing law contains a number of exceptions to the occupancy  
          standard.  Motorcycles, mass transit vehicles, paratransit  
          vehicles, and certain low-emission vehicles (e.g., hybrids,  
          electric vehicles) are able to use HOV lanes, regardless of  
          occupancy levels.  Mass transit supervisors' and maintenance  
          vehicles may also access an HOV lane if used in response to an  
          emergency or breakdown of a mass transit vehicle.  On a limited  
          number of HOV lanes, single-occupant vehicles may use the HOV  
          lane for a fee (e.g., State Highway Route 91 Express Lanes in  
          Orange County).  Finally, authorized emergency vehicles may use  
          HOV lanes if responding to an emergency.

           This bill  :

           Authorizes Caltrans and local transportation agencies, with  
            respect to highways under their respective jurisdictions, to  
            allow a vehicle driven by a physician who is traveling in  
            response to an emergency call to use HOV lanes, if the vehicle  
            used by the physician displays an insignia approved by CHP  
            indicating that the vehicle is owned by a physician.

           Provides that a physician who is found to be driving in an HOV  
            lane and is not traveling in response to an emergency call or  
            a person who is found to be using the insignia and is not a  
            licensed physician is guilty of an infraction and specifies  
            fines for such violations, as follows:

             o    $200 for the first infraction
             o    $400 for a second infraction occurring within one year  
               of a conviction of a second conviction
             o    $500 for a subsequent infraction occurring within one  
               year of two or more convictions

           Specifies that HOV lane access does not relieve the driver of  
            the responsibility of complying with all traffic rules and  
            regulations, including those related to speed limits, changing  
            lanes, and use of signal lamps.

           Provides that these provisions shall not apply if the Director  
            of Caltrans determines that the application would result in  
            the loss or reduction of federal aid for highways.
          
          COMMENTS:




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           1.Purpose  .  According to the author, California's increasingly  
            congested roadways slow the response time of physicians  
            traveling in response to an emergency.  The author reports  
            that there are many stories where physicians on their way to  
            an emergency are pulled over and in some cases ticketed.  This  
            bill will allow physicians to reduce their travel time to a  
            medical crisis. The sponsor of the measure, the California  
            Medical Association (CMA), explains that in an emergency, even  
            an extra minute can make a difference.  

            Writing in support of the measure, the American College of  
            Obstetricians and Gynecologists indicate that they support the  
            bill because of the delay incurred when stopped by law  
            enforcement.  While the stop often did not result in a  
            citation, the physician was nonetheless delayed in reaching  
            the hospital and a delay of even a few minutes can be critical  
            to patient care.

           2.Enforcement challenges  .  The most significant obstacle to the  
            effective enforcement to the provisions contained in this bill  
            is that CHP will not be able to determine whether or not a  
            vehicle with the insignia is being driven by a physician or  
            responding to an emergency.  For this reason, there is concern  
            that the privilege granted by this bill would be abused.  To  
            enforce these provisions, CHP will have to stop the vehicle,  
            which will result in the delay that the sponsor and supporter  
            intend to prevent.  While this measure may result in fewer  
            citations for physicians, it may not have the intended effect  
            of reducing delays.

            A second enforcement challenge concerns the definition of  
            "emergency" and how CHP will be able to determine whether a  
            physician is in fact responding to one.  Is the delivery of a  
            child considered an emergency or only if there are  
            complications that threaten the life of the mother or child?    
            Are there other physicians at the hospital that may be able to  
            deal with the medical situation?  

           3.HOV lane degradation  .  In response to allowing certain  
            low-emission vehicles to access HOV lanes, the Federal  
            Highways Administration (FHWA) required Caltrans to monitor  
            and report on the performance of HOV lanes and to take steps  
            to address degradation (i.e., congestion), if necessary.  

            In July 2006, Caltrans assessed congestion in the HOV lanes  




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            using both the state and federal standards of performance.   
            Under the state standard, Caltrans found that the number of  
            congested HOV lane segments increased from 7 to 12 percent.   
            Under the federal standard, Caltrans found that approximately  
            46 percent of HOV lane segments operated under degraded  
            conditions.  Caltrans then updated its analysis of HOV lane  
            degradation and submitted a supplemental report to FHWA in  
            September 2008.  This updated analysis found that, based on  
            the federal standard, congestion increased on HOV lanes from  
            46 percent to 54 percent.  

            Given the growth in both population and number of registered  
            vehicles, degradation is likely only to worsen.  Further  
            degradation of HOV lanes benefits no one, most notably, the  
            consumers this bill seeks to target.  Furthermore, HOV lanes  
            are intended to encourage carpooling or take mass transit in  
            order to reduce congestion, reduce fuel consumption, and  
            lessen vehicular air pollution.  Given the current threat of  
            congestion on the state's HOV lanes and the possibility that  
            this bill would result in further degradation, thus detracting  
            from the purpose of HOV lanes, the committee may wish to hold  
            the bill.

           4.Conflict with federal law  .  Federal law governing access to  
            HOV lanes extends to those lanes in California that were  
            funded, at least in part, by federal transportation money.   
            The majority, if not all, HOV lanes in this state have in fact  
            been built with federal aid.  Federal law does not currently  
            allow physicians responding to emergencies such access.  The  
            bill addresses this by providing that HOV lane access may only  
            be permitted if it does not result in a reduction of federal  
            aid.  The committee may wish to consider, however, whether it  
            may be more prudent to seek authorization from the federal  
            government before granting this exemption.

           5.Suggested amendments  .  If this bill were to move forward, the  
            author or committee may wish to address the following issues.

             a.   Uniform application of law.  This bill  permits  Caltrans  
               or a local transportation authority to permit physicians to  
               access HOV lanes in their jurisdictions.  This could lead  
               to confusion by some physicians if some jurisdictions  
               permit it but others do not, particularly if a physician  
               crosses jurisdictional boundaries on his or her route to  
               the emergency.   Other exempted classes of vehicles apply  
               uniformly statewide.  For this reason, the author or  




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               committee may wish to consider amendments to allow  
               physicians to access HOV lanes generally and delete the  
               discretion that individual agencies have under the current  
               version of the bill.
            
             b.   Definition of "physician."  CMA intends that this bill  
               apply only to physicians that possess an M.D. (medical  
               doctor) or O.D. (doctor of osteopathy).  The bill, however,  
               does not define "physician," the Vehicle Code does not  
               appear to contain a definition of "physician" that would  
               apply to HOV lane access and the bill does not define it.   
               The Labor Code, however, defines "physician" to include  
               "physicians and surgeons holding an M.D. or D.O. degree,  
               psychologists, acupuncturists, optometrists, dentists,  
               podiatrists, and chiropractic practitioners licensed by  
               California state law and within the scope of their practice  
               as defined by California state law."  Because this  
               definition is much broader than is intended by the sponsor,  
               the author or committee may wish to consider an amendment  
               defining "physician" to mean those holding an M.D. or D.O.  
               degree.
            
             c.   HOT lane access.  High-occupancy toll (HOT) lanes are  
               HOV lanes that allow single-occupant vehicles to access the  
               lane for a fee.  It is unclear whether allowing physicians  
               to access HOV lanes would entitle them to access HOT lanes  
               without paying the fee, but CMA indicates that it is not  
               the intent of the bill to grant access to HOT lanes for  
               free.  The author or committee may wish to consider an  
               amendment clarifying that a physician responding to an  
               emergency would still be liable for any toll or charges  
               incurred for use of a HOT lane.

          RELATED LEGSILATION
          
          SB 535 (Yee) deletes the sunset date to allow single-occupant  
          zero-emission and certain natural gas vehicles to access HOV  
          lanes.  Assembly Transportation Committee.
          
          AB 670 (Berryhill) would have allowed a veteran or active duty  
          member of the armed forces to access HOV lanes without regard to  
          occupancy standards.  Failed passage in the Assembly  
          Transportation Committee.
          
          AB 1500 (Lieu) extends the sunset date to allow certain  
          low-emission vehicles to access HOV lanes, regardless of vehicle  




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          occupancy, from January 1, 2011 until January 1, 2016.  Senate  
          Rules Committee awaiting referral.

          Assembly Votes:
               Floor:    73-0
               Trans:    10-0

           POSITIONS:  (Communicated to the Committee before noon on  
                     Wednesday, 
                      June 10, 2009)

               SUPPORT:  California Medical Association (sponsor)
                         The American College of Obstetricians and  
          Gynecologists, District IX
          
               OPPOSED:  Alameda-Contra Costa Transit District