BILL ANALYSIS                                                                                                                                                                                                    







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        |Hearing Date:June 29, 2009         |Bill No:AB                         |
        |                                   |501                                |
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                      SENATE COMMITTEE ON BUSINESS, PROFESSIONS 
                               AND ECONOMIC DEVELOPMENT
                         Senator Gloria Negrete McLeod, Chair

                         Bill No:        AB 501Author:Emmerson
                        As Amended:May 26, 2009  Fiscal:   Yes

        
        SUBJECT:  Physicians and surgeons. 
        
        SUMMARY:  Authorizes certain persons who are not licensed  
        physicians and surgeons under the Medical Practice Act to use the  
        words "Doctor" or "physician," the letters or prefix "Dr." or the  
        initials "M.D." as specified; states that an applicant for a  
        physician's and surgeon's license who is otherwise eligible for  
        that license, but is unable to practice some aspects of medicine  
        safely due to a disability, may receive a limited license; makes  
        changes relating to physician and surgeon licensing fees and the  
        reserve that must be maintained in the Contingent Fund of the  
        Medical Board of California (MBC); requires, no later than January  
        1, 2012, the Bureau of State Audits (BSA) to commence a review of  
        MBC's financial status and the impact of the loan from the  
        Contingent Fund of the MBC to the General Fund made pursuant to  
        the Budget Act of 2008.  

        Existing law:
        
        1)Establishes MBC to license, regulate, and discipline physicians  
          and surgeons, and specifies that the protection of the public is  
          the highest priority of MBC.

        2)Requires MBC to assess licensure and renewal fees on physicians  
          and surgeons.  

        3)Specifies that the initial license fee is $790 and the biennial  
          renewal fee is $790, and   allows MBC to increase the amount of  
          the license and the biennial renewal fee under specified  
          conditions.






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        4)Requires MBC to maintain a reserve in the Contingent Fund of MBC  
          equal to approximately two months' operating expenditures.

        5)Requires that any person who uses in any sign, business card, or  
          letterhead, or in an advertisement, the words "Doctor" or  
          "physician," the letters or prefix "Dr.,"  the initials "M.D.,"  
          or any other terms or letters indicating or implying that he or  
          she is a physician and surgeon, physician, surgeon or  
          practitioner, as specified, or that he or she is entitled to  
          practice under the Medical Practice Act, or who represents or  
          holds himself or herself out as a physician and surgeon,  
          physician, surgeon, or practitioner, without a valid, unrevoked,  
          and unsuspended certificate as a physician and surgeon under  
          this chapter is guilty of a misdemeanor.


        6)Specifies the following provisions on the use of the word  
          "Doctor" or "Dr.":

           6)   States that a holder of a valid, unrevoked, and  
             unsuspended certificate to practice  podiatric medicine  may  
             use the phrases "doctor of podiatric medicine," doctor of  
             podiatry and podiatric doctor or the initials D.P.M. without  
             violating the prohibition in item #5) above.

           6)   States that a person that is issued a  physician's and  
             surgeon's  certificate by the MBC is entitled to use the  
             initials M.D.

           6)   Allows a  licensed physical therapist  who has received a  
             doctoral degree in physical therapy (DPT) or a doctoral  
             degree in a related health science, as specified, under the  
             following circumstances: 

             6)     In a written communication, use the initials DPT, PhD,  
               or EdD, as applicable, following the licensee's name.

             6)     In a written communication, use the title "Doctor" or  
               the abbreviation "Dr." preceding the licensee's name, if  
               the licensee's name is immediately followed by an  
               unabbreviated specification of the applicable doctoral  
               degree held by the licensee.

             6)     In a spoken communication while engaged in the  
               practice of physical therapy, use the title "doctor"  
               preceding the person's name.





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           6)   States that a  naturopathic doctor  who uses the term or  
             designation "Dr" is required to further identify himself or  
             herself as a naturopathic doctor, licensed naturopathic  
             doctor, doctor of naturopathic medicine, or doctor of  
             naturopathy and is prohibited from using any term or  
             designation that would indicate the practice of medicine,  
             other than naturopathic medicine, unless licensed as a  
             physician and surgeon, osteopathic doctor or doctor of  
             chiropractic medicine.

           6)   Makes it an unprofessional conduct for an  acupuncturist  to  
             use the title "Doctor" or the abbreviation "Dr." in  
             connection with the practice of acupuncture unless he or she  
             possesses a license or certificate which authorizes such use  
             or possesses an earned doctorate degree from an accredited,  
             approved or authorized educational institution which is in  
             acupuncture, Oriental medicine, a biological science, or is  
             otherwise related to the authorized practice of an  
             acupuncturist.  Indicates that the use of the title "Doctor"  
             or the abbreviation "Dr." by an acupuncturist as authorized  
             above, without further indicating the type of license,  
             certificate or degree which authorizes such use, constitutes  
             unprofessional conduct.

           6)   States that anyone who uses the title  chiropractor  or  
             "D.C." or any licensee who uses the word "Doctor" or "Dr."  
             without the word chiropractor or D.C. immediately following  
             his or her name, is guilty of a misdemeanor.

           6)   Makes it a misdemeanor to assume the degree doctor of  
             dental surgery,  doctor of dental science  , or doctor of dental  
             medicine or uses "D.D.S." or "D.D.Sc." or "D.M.D." to his or  
             her name without having had the right to assume the title  
             conferred by a diploma from a recognized dental college or  
             school, as specified.  

           6)   States that when a holder of an  optometry  license uses the  
             title Doctor or Dr. as a prefix to his name, without using  
             the word "optometrist" as a suffix to his name or in  
             connection with it, or without holding a diploma from an  
             accredited school of optometry, the letter "Opt.D" or "O.D."  
             as a suffix to his name, constitutes a cause to revoke or  
             suspend his certificate of registration.

        7)Requires MBC to assess licensure and renewal fees on physicians  





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          and surgeons.  

        8)Specifies that the initial license fee is $790 and the biennial  
          renewal fee is $790, and   allows MBC to increase the amount of  
          the license and the biennial renewal fee in specified  
          conditions.

        9)Requires MBC to maintain a reserve in the Contingent Fund of MBC  
          equal to approximately two months' operating expenditures.

        This bill:

        1)Revises existing law allowing specific persons to use the words  
          "doctor" or physician, the letters of prefix "Dr." or the  
          initials "M.D." if they have graduated from a medical school  
          approved or recognized by MBC and are enrolled in a postgraduate  
          training program approved by MBC.

        2)Allows a graduate of a medical school who does not have a  
          certificate as a physician and surgeon to use the designations  
          in item #1) above if all of the following requirements are met:

           2)   If issued a license to practice medicine in another  
             jurisdiction, but has not had that license revoked or  
             suspended by any jurisdiction.

           2)   Does not otherwise hold himself or herself out as a  
             physician and surgeon entitled to practice medicine in this  
             state except to the extent authorized.

           2)   Does not engage in any of prohibited acts as specified.

        3)States that an applicant for a physician's and surgeon's license  
          who is otherwise eligible for that license, but is unable to  
          practice some aspects of medicine safely due to a disability,  
          may receive a limited license if he or she does both of the  
          following:

           3)   Pays the initial license fee.

           3)   Signs an agreement on a form prescribed by MBC, under  
             penalty of perjury, in which the applicant agrees to limit  
             his or her practice in a manner prescribed by the reviewing  
             physician and agreed to by MBC.

        4)Allows MBC to require the applicant described above to obtain an  





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          independent clinical evaluation of his or her ability to  
          practice medicine safely as a condition of receiving a limited  
          license.

        5)Requires MBC to fix the licensing fees for physicians and  
          surgeons, and not to exceed $790.

        6)Clarifies the intent of the Legislature that the reserve that  
          must be maintained by MBC in its Contingent Fund be in an amount  
          no less than two nor more than four months' operating  
          expenditures.

        7)Requires, no later than January 1, 2012, the Bureau of State  
          Audits (BSA) to commence a review of MBC's financial status and  
          the impact of the loan from the Contingent Fund of MBC to the  
          General Fund made pursuant to the Budget Act of 2008.  

        8)Requires the BSA to report its findings and declarations to the  
          Joint Legislative Audit Committee on June 1, 2012, and requires  
          this review to be funded from the existing resources of MBC  
          during the 2011-2012 fiscal year.

        
        FISCAL EFFECT:  According to the Assembly Appropriations Committee:

        1)Fee-supported special fund costs of $135,000 to MBC to contract with  
          the BSA to complete a study about the impact of GF loans in the 2008  
          Budget Act by 2012. 

        2)Minor absorbable workload to MBC to establish the limited license  
          and continue oversight of medical professionals in California. 

        
        COMMENTS:
        
        1.Purpose.  According to the Medical Board of California  , the Sponsor  
          of this bill, it currently does not have the authority to issue an  
          initial limited medical license.  MBC states that although it is  
          authorized to limit a license of an existing licensee, it does not  
          have that same authority for doctors who come from out of state.   
          This bill is intended to allow the various individuals who are not  
          eligible for a full medical license but can practice safely with a  
          limited license to be issued an initial limited license.   
          Furthermore, this bill would establish a cap on the licensing fees  
          and allow MBC to lower the fees when necessary.






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        2.Background.  

           2)   Use of the term Doctor or "Dr." This bill would allow a  
             graduate of a medical school approved or recognized by the MBC,  
             while enrolled in a postgraduate training program approved by  
             MBC, or a graduate of a medical school who does not have a  
             certificate as a physician and surgeon, if certain conditions are  
             met, to use the designations Doctor or "Dr."  Current law limits  
             the use of Doctor or "Dr." and indicates that any person who uses  
             in any sign, business card or letterhead, or in an advertisement,  
             the words "doctor" or "physician," the letters or prefix "Dr."  
             the initials "M.D." or any other terms or letters indicating or  
             implying that he or she is a physician and surgeon, physician,  
             surgeon, or practitioner under the terms of this or any other  
             law, or that he or she is entitled to practice hereunder, or who  
             represents or holds himself or herself out as a physician and  
             surgeon, physician, surgeon or practitioner under the Medical  
             Practice Act, without having at the time of so doing a valid,  
             unrevoked, and unsuspended certificate as a physician and  
             surgeon, is guilty of a misdemeanor.  Aside from physician and  
             surgeons, existing law has created certain limitations on the use  
             of the term "doctor" or "Dr" for the following practitioners:  
             holders of a certificate to practice podiatric medicine, holders  
             of a doctoral degree in physical therapy, naturopathic doctors,  
             holders of doctoral degree in acupuncture, doctor of chiropractic  
             medicine, dentists, and optometrists.

           2)   Licensure fees.  Existing law requires MBC to assess licensure  
             and renewal fees on physicians and surgeons, and specifies that  
             the initial license fee is $790 and the biennial renewal fee is  
             $790.  Currently, MBC assesses physicians and surgeons $830 but  
             effective July 1, 2009, these fees would go down to $805.  This  
             reduction reflects the elimination of the physician diversion  
             program.  According to the MBC, capping the fees at $790 as  
             provided in this bill would allow it to lower fees when  
             necessary.

           2)   Bureau of State Audits.   SB 231  (Figueroa) Chapter 674,  
             Statutes of 2005, among other provisions, required the Bureau of  
             State Audits (BSA) to conduct an audit of MBC's financial status  
             and its projections by July 1, 2007.  BSA's audit entitled,  
             Medical Board of California: It Needs to Consider Cutting Its  
             Fees or Issuing a Refund to Reduce the Fund Balance of Its  
             Contingent Fund, concluded that the MBC exceeded its mandated  
             reserve, or fund balance level by more than 100% in fiscal year  
             2006-07, and recommended that the MBC consider reducing or  





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             refunding license fees for physicians and surgeons.  BSA points  
             out that the law requires the MBC to maintain a fund balance that  
             would cover operating expenditures for approximately two months.   
             However, in fiscal year 2006-2007, the fund balance grew by $6.3  
             million to $18.5 million, enough to cover 4.3 months of  
             expenditures.  The Audit points out that the increase was mostly  
             due to variances between actual and estimated expenditures  
             resulting from program changes related to the implementation of  
             SB 231 and increases in the rates charged by DOJ, which were not  
             fully realized by the end of fiscal year 2006-2007.  

           The Audit also indicates that while the MBC's estimated revenues  
             have consistently approximated actual revenues in the last four  
             fiscal years, the MBC has consistently overestimated expenditures  
             by at least $2 million each year over the same period.  BSA  
             estimates that the MBC still would have 3.8 months of reserves on  
             June 30, 2012.   Finally, the Audit recommended that the MBC seek  
             a legislative amendment to existing law to include language that  
             allows it the flexibility to adjust physicians' license fees when  
             necessary to maintain its fund balance at or near the mandated  
             level.  Finally, the Audit provides that to ensure the fund  
             balance in the MBC's contingent fund does not continue to  
             significantly exceed the level established in law, it should, in  
             light of its future needs, consider refunding physicians' license  
             fees or, if successful in gaining the flexibility to adjust its  
             fees through an amendment to existing law, consider temporarily  
             reducing them.

           The MBC concurred with BSA's recommendation to seek amendments to  
             existing law that would allow them to adjust physician licensing  
             fees below the level currently specified in statute, but asserted  
             that the excess reserves in the operating fund will not continue  
             once the vertical prosecution model, lack of cost recovery for  
             enforcement actions, and other program changes recommended by the  
             Monitor and enacted in SB 231 are implemented.
           
        3.2008-2009 Budget.  The May revise to the Governor's 2008-2009  
          budget, which the Legislature approved, proposed a $6 million loan  
          to the General Fund from MBC's Contingent Fund to be repaid in  
          2011-2012 or later.  This bill contains provisions requiring the  
          audit to be conducted by the BSA to also review the impact of this  
          loan to the Contingent Fund of the MBC. 

        4.Reserve Funds for Other Boards.  Existing law provides that MBC  
          maintain a reserve in its Contingent Fund equal to approximately two  
          months of its operating expenditures.  However, a majority of the  





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          boards and bureaus within the Department of Consumer Affairs are  
          allowed to maintain up two years of reserve funds, including the  
          Board of Registered Nursing, the Board of Pharmacy and the Dental  
          Board.  This bill would revise existing law and allow the MBC to be  
          in an amount no less than two or more than four months' operating  
          expenditures. 

        5.Prior Similar Legislation.   AB 547  (Ma) of 2008 would have required  
          the MBC to fix the initial licensure and biennial renewal fees  
          assessed on physicians and surgeons and sets these fees at up to  
          $790; requires the Bureau of State Audits (BSA) to conduct an audit  
          of MBC's revenue projections by January 1, 2012.  AB 547 was one of  
          the bills that was summarily vetoed by Governor Schwarzenegger  
          because of the 2008 budget delay.  

        6.Arguments in Support.  The  University of California  writes in  
          support of this bill and indicates that this bill provides  
          clarifying changes which would allow a broad group of individuals  
          who have earned M.D. degrees from accredited medical schools to use  
          the title "Doctor" or the initials M.D. on written correspondence.   
          UC points out that these provisions apply to many physician  
          researchers, physician administrators, and medical residents who are  
          training at various hospitals.    

        
        SUPPORT AND OPPOSITION:
        
         Support:  

        Medical Board of California (Sponsor)
        University of California

         Opposition:  

        None on file as of June 23, 2009



        Consultant:Rosielyn Pulmano