BILL ANALYSIS                                                                                                                                                                                                    







                      SENATE COMMITTEE ON PUBLIC SAFETY
                             Senator Mark Leno, Chair                A
                             2009-2010 Regular Session               B

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          AB 633 (Ammiano)                                            
          As Amended May 20, 2010 
          Hearing date:  June 15, 2010
          Penal Code
          SM:mc 


                   CORRECTIONS: CLASSIFICATION OF INMATES AND WARDS  

                                       HISTORY

          Source:  Equality California

          Prior Legislation: AB 382 (Ammiano) -Vetoed, 2009
                       AB 550 (Goldberg) - Chapter 303, Statutes of 2005

          Support: Taxpayers for Improving Public Safety; California  
          Public Defenders Association

          Opposition:The California Correctional Supervisors Organization

          Assembly Floor Vote:  Ayes  59 - Noes  9



                                      KEY ISSUES
           

          SHOULD THE LEGISLATURE MAKE SPECIFIED FINDINGS AND DECLARATIONS  
          REGARDING RISK FACTORS INDICATING WHICH INMATES AND WARDS OF  
          CORRECTIONAL FACILITIES ARE AT A HEIGHTENED RISK OF SEXUAL  
          VIOLENCE AND ABUSE?





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          SHOULD CURRENT LAW BE AMENDED TO REQUIRE THE CALIFORNIA DEPARTMENT  
          OF CORRECTION AND REHABILITATION'S (CDCR) INMATE CLASSIFICATION AND  
          HOUSING ASSIGNMENT PROCEDURES TAKE INTO ACCOUNT RISK FACTORS THAT  
          CAN LEAD TO INMATES AND WARDS BECOMING THE TARGET OF SEXUAL  
          VICTIMIZATION OR OF BEING SEXUALLY ABUSIVE, TOWARD OTHERS AND SHOULD  
          THE CURRENT RELEVANT FACTORS TO BE CONSIDERED IN THIS REGARD BE  
          AMENDED, AS SPECIFIED?



          SHOULD CDCR BE PROHIBITED FROM REQUIRING ANY INMATE OR WARD TO  
          DISCLOSE OR REPORT HIS OR HER SEXUAL ORIENTATION OR GENDER IDENTITY  
          AND FROM PUNISHING AN INMATE OR WARD FOR FAILING TO DO SO?



          SHOULD THE CDCR BE REQUIRED TO PLACE INMATES AND WARDS AT HIGH RISK  
          FOR SEXUAL VICTIMIZATION IN SEGREGATED HOUSING ONLY AS A LAST RESORT  
          AND THEN ONLY TEMPORARILY?



          SHOULD CDCR BE REQUIRED TO MAKE REASONABLE EFFORTS TO ENSURE THAT  
          RISK OF SEXUAL VICTIMIZATION DOES NOT LIMIT ACCESS TO  
          CLASSIFICATION, HOUSING, PROGRAMS, EDUCATION, AND WORK  
          OPPORTUNITIES, AS SPECIFIED?



          SHOULD CDCR BE PROHIBITED FROM, PLACING LESBIAN, GAY, BISEXUAL,  
          TRANSGENDER, OR OTHER GENDER-NONCONFORMING INMATES OR WARDS IN  




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          PARTICULAR FACILITIES, UNITS, OR WINGS SOLELY ON THE BASIS OF  
          SPECIFIED FACTORS?


                                       PURPOSE


          The purpose of this bill is to (1) make specified findings and  
          declarations regarding risk factors indicating which inmates and  
          wards of correctional facilities are at a heightened risk of  
          sexual violence and abuse; (2) amend current law to require the  
          inmate classification and housing assignment procedures of the  
          Department of Corrections and Rehabilitation (CDCR) to take into  
          account risk factors that can lead to inmates and wards becoming  
          the target of sexual victimization or of being "sexually  
          abusive," toward others, in place of the term "sexually  
          aggressive," and amend the current relevant factors to be  
          considered in this regard, as specified; (3) prohibit CDCR from  
          requiring any inmate or ward to disclose or report his or her  
          sexual orientation or gender identity at any time, and provide  
          that a disclosure or report shall not be discredited solely  
          because it was not provided at an earlier point in time; (4)  
          prohibit CDCR from disciplining or otherwise punishing an inmate  
          or ward for failing to disclose or report his or her sexual  
          orientation or gender identity during all or part of his or her  
          term of commitment; (5) adopt portions of recommended national  
          standards for the prevention of prison sexual abuse, as  
          specified; and (6) specify that these provisions not be  
          construed to require or justify expansion or construction of  
          department facilities.
          
           Existing federal law  establishes the Prison Rape Elimination Act  
          to establish a zero-tolerance standard for the incidence of  
          prison rape in prisons in the United States; develop and  
          implement national standards for the detection, prevention,  
          reduction, and punishment of prison rape; increase the available  
          data and information on the incidence of prison rape; increase  
          the accountability of prison officials who fail to detect,  
          prevent, reduce, and punish prison rape; protect the Eighth  
          Amendment rights of federal, state, and local prisoners;  




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          increase the efficiency and effectiveness of Federal  
          expenditures; and reduce the costs that prison rape imposes on  
          interstate commerce.  (42 USC 15601.)


           Existing law  requires the Department of Corrections and  
          Rehabilitation (CDCR) to review informational handbooks  
          regarding sexual abuse in detention published by outside  
          organizations.  Upon approving the content thereof, handbooks  
          provided by one or more outside organizations shall be made  
          available to inmates and wards.  (Penal Code  2635.)


           Existing law  requires the CDCR inmate classification and housing  
          assignment procedures to take into account risk factors that can  
          lead to inmates and wards becoming the target of sexual  
          victimization or of being sexually aggressive toward others.   
          Relevant considerations include:  age, whether the offender is a  
          violent or non-violent offender, and whether the inmate has a  
          history of mental illness.  (Penal Code  2636(a).)


           Existing law  requires that the Department of Corrections and  
          Rehabilitation ensure that staff members intervene when an  
          inmate or ward appears to be the target of sexual harassment or  
          intimidation.  (Penal Code  2636(b).)


           Existing law  requires that the Department of Corrections and  
          Rehabilitation shall ensure that its protocols for responding to  
          sexual abuse include all of the following:

                 The safety of an inmate or ward who alleges that he or  
               she has been the victim of sexual abuse shall be  
               immediately and discreetly ensured.  Staff shall provide  
               the safest possible housing options to inmates and wards  
               who have experienced repeated abuse.  Housing options may  
               include discreet institution transfers.
                 Inmates and wards who file complaints of sexual abuse  
               shall not be punished, either directly or indirectly, for  




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               doing so.  If a person is segregated for his or her own  
               protection, segregation must be nondisciplinary.
                 Any person who knowingly or willfully submits inaccurate  
               or untruthful information in regards to sexual abuse is  
               punishable pursuant to department regulations.
                 Under no circumstances is it appropriate to suggest that  
               an inmate should fight to avoid sexual violence or to  
               suggest that the reported sexual abuse is not significant  
               enough to be addressed by staff.
                 Staff shall not discriminate in their response to  
               inmates and wards who are gay, bisexual, or transgender who  
               experience sexual aggression, or report that they have  
               experienced sexual abuse.


                 Retaliation against an inmate or ward for making an  
               allegation of sexual abuse shall be strictly prohibited.   
               (Penal Code  2637(a) - (f).) 


           Existing law  requires that thoughtful, confidential standards of  
          physical and mental health care shall be implemented to reduce  
          the impact of sexual abuse on inmates and wards in the  
          Department of Corrections and Rehabilitation that include all of  
          the following:

                 Victims shall receive appropriate acute-trauma care for  
               rape victims, including, but not limited to, treatment of  
               injuries, HIV/AIDS prophylactic measures, and, later,  
               testing for sexually transmittable diseases.
                 Health practitioners who conduct or encounter an inmate  
               or ward suffering from problems that might indicate sexual  
               abuse, such as trauma, sexually transmissible diseases,  
               pregnancy, or chronic pain symptoms, shall ask whether the  
               patient has experienced sexual abuse.
                 Practitioners should strive to ask frank,  
               straightforward questions about sexual incidents without  
               shaming inmates or displaying embarrassment about the  
               subject matter.
                 Confidential mental health counseling intended to help  




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               the victim to cope with the aftermath of abuse shall be  
               offered to those who report sexual abuse.  Victims shall be  
               monitored for suicidal impulses, posttraumatic stress  
               disorder, depression, and other mental health consequences.
                 Any adult inmate in mental health counseling for any  
               reason shall be entitled to speak confidentially about  
               sexual abuse.  (Penal Code  2638(a) - (e).) 


           Existing law  requires the Department of Corrections and  
          Rehabilitation to ensure that the following procedures are  
          performed in the investigation and prosecution of sexual abuse  
          incidents:

                 The provision of safe housing options, medical care, and  
               the like shall not be contingent upon the victim's  
               willingness to press charges.
                 Investigations into allegations of sexual abuse shall  
               include, when deemed appropriate by the investigating  
               agency, the use of forensic rape kits, questioning of  
               suspects and witnesses, and gathering of other relevant  
               evidence.
                 Physical and testimonial evidence shall be carefully  
               preserved for use in any future proceedings.
                 Staff attitudes that inmates and wards cannot provide  
               reliable information shall be discouraged.
                 If an investigation confirms that any employee has  
               sexually abused an inmate or ward, that employee shall be  
               terminated.  Administrators shall report criminal sexual  
               abuse by staff to law enforcement authorities.
                 Consensual sodomy and oral copulation among inmates is  
               prohibited by subdivision (e) of Section 286 and  
               subdivision (e) of Section 288a, respectively.  Without  
               repealing those provisions, the increased scrutiny provided  
               by this article shall apply only to nonconsensual sexual  
               contact among inmates and custodial sexual misconduct.   
               (Penal Code  2639(a) - (f).)

           Existing law  requires the Department of Corrections and  
          Rehabilitation to keep statistics on the sexual abuse of inmates  




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          and wards.  Sexual abuse incidents shall not be classified as  
          "other" nor simply included in a broader category of general  
          assaults.  Statistics shall include whether the abuse was  
          perpetrated by a staff member or other inmate, the results of  
          the investigation and any resolution of the complaint by  
          department officials and prosecution authorities.  The data  
          shall be made available to the Office of the Sexual Abuse in  
          Detention Elimination Ombudsperson.  (Penal Code  2640.)

           Existing law  creates the Office of the Sexual Abuse in Detention  
          Elimination Ombudsperson in state government to ensure the  
          impartial resolution of inmate and ward sexual abuse complaints:  
           

                 The office shall be based within the Office of the  
               Inspector General.  The duties of this office may be  
               contracted to outside nongovernmental experts.  
                 The ombudsperson shall have the authority to inspect all  
               of the Department of Corrections and Rehabilitation  
               institutions and to interview all inmates and wards.  
                 The Department of Corrections and Rehabilitation shall  
               allow all inmates and wards to write confidential letters  
               regarding sexual abuse to the ombudsperson.  
                 Information about how to confidentially contact the  
               ombudsperson shall be clearly posted in all of the  
               Department of Corrections and Rehabilitation institutions.   

                 The Office of the Inspector General shall investigate  
               reports of the mishandling of incidents of sexual abuse,  
               while maintaining the confidentiality of the victims of  
               sexual abuse, if requested by the victim.  (Penal Code   
               2641(a) - (e). 

           Existing law requires that the Department of Corrections and  
          Rehabilitation develop guidelines for allowing outside  
          organizations and service agencies to offer resources to inmates  
          and wards, including, but not limited to, the following:

                 Rape crisis agencies.
                 Hospitals.




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                 Gay rights organizations.
                 HIV/AIDS service providers.
                 Civil rights organizations.
                 Human rights organizations.  (Penal Code  2642.)

           This bill  makes the following legislative findings and  
          declarations:


                 The National Prison Rape Elimination Commission has  
               reported that inmates and wards of correctional facilities  
               are at a heightened risk of sexual violence and abuse based  
               on certain risk factors, including having a mental or  
               physical disability, being young, having a slight physical  
               build, having a sexual orientation other than heterosexual,  
               being gender nonconforming, for example, having transgender  
               identity or an intersex condition, not having served a  
               prior term of commitment, having a nonviolent history,  
               having a history of sexual victimization, or having a prior  
               conviction for a sexual offense.

                 It is the intent of the Legislature in enacting this act  
               to ensure that the Department of Corrections and  
               Rehabilitation recognizes that wards or inmates may be at  
               increased risk based on these factors, and provides  
               vulnerable inmates or wards who are at risk with heightened  
               protection in classification and housing decisions, without  
               automatically subjecting them to highly restrictive or  
               isolated settings or denying them access to programs and  
               services. 



           This bill  amends current law to require CDCR's inmate  
          classification and housing assignment procedures to take into  
          account risk factors that can lead to inmates and wards becoming  
          the target of sexual victimization or of being "sexually  
          abusive," toward others, in place of the term "sexually  
          aggressive," and would amend the current relevant factors to be  
          considered in this regard by the Department to include the  




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          following: 



                 For assessing inmates or wards in men's or boys'  
               facilities or units for risk of sexual victimization:  
               mental or physical disability, mental illness, young age,  
               slight physical build, first incarceration in prison or  
               jail, nonviolent offense history, prior convictions for sex  
               offenses against an adult or child, sexual orientation of  
               gay or bisexual, gender nonconformance, for example,  
               transgender identity or intersex condition, prior sexual  
               victimization, and the inmate's or ward's own perception of  
               vulnerability.

                 For assessing inmates or wards in men's or boys'  
               facilities or units for risk of being sexually abusive:  
               prior acts of sexual abuse and prior convictions for  
               violent offenses.

                 For assessing inmates or wards in women's or girls'  
               facilities or units for risk of sexual victimization:  
               mental or physical disability, mental illness, prior sexual  
               victimization, and the inmate's or ward's own perception of  
               vulnerability.

                 For assessing inmates or wards in women's or girls'  
               facilities or units for risk of being sexually abusive:  
               prior acts of sexual abuse. 



           This bill  provides:



                 The department shall not require any inmate or ward to  
               disclose or report his or her sexual orientation or gender  
               identity at any time, and a disclosure or report shall not  
               be discredited solely because it was not provided at an  




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               earlier point in time. 

                 The department is prohibited from disciplining or  
               otherwise punishing an inmate or ward if the inmate or ward  
               fails to disclose or report his or her sexual orientation  
               or gender identity during all or part of his or her term of  
               commitment. 

                 In accordance with the department's classification  
               scoring system, the risk factors listed above shall be  
               considered with the goal of keeping separate those inmates  
               and wards at high risk of being sexually victimized from  
               those at high risk of being sexually abusive. Inmates and  
               wards at high risk for sexual victimization may be placed  
               in segregated housing only as a last resort and then only  
               until an alternative means of separation from likely sexual  
               abusers can be arranged.  The department shall make  
               reasonable efforts to ensure that risk of sexual  
               victimization based on the risk factors listed above does  
               not limit access to classification, housing, programs,  
               education, and work opportunities, unless it is clinically  
               indicated.  Lesbian, gay, bisexual, transgender, or other  
               gender-nonconforming inmates or wards shall not be placed  
               in particular facilities, units, or wings solely on the  
               basis of sexual orientation, genital status, or gender  
               identity.



           This bill  states that it shall not be construed to require or  
          justify expansion or construction of department facilities. 


                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION
          
          The severe prison overcrowding problem California has  
          experienced for the last several years has not been solved.  In  
          December of 2006 plaintiffs in two federal lawsuits against the  
          Department of Corrections and Rehabilitation sought a  
          court-ordered limit on the prison population pursuant to the  




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          federal Prison Litigation Reform Act.  On January 12, 2010, a  
          federal three-judge panel issued an order requiring the state to  
          reduce its inmate population to 137.5 percent of design capacity  
          -- a reduction of roughly 40,000 inmates -- within two years.   
          In a prior, related 184-page Opinion and Order dated August 4,  
          2009, that court stated in part:

               "California's correctional system is in a tailspin,"  
               the state's independent oversight agency has reported.  
               . . .  (Jan. 2007 Little Hoover Commission Report,  
               "Solving California's Corrections Crisis: Time Is  
               Running Out").  Tough-on-crime politics have increased  
               the population of California's prisons dramatically  
               while making necessary reforms impossible. . . .  As a  
               result, the state's prisons have become places "of  
               extreme peril to the safety of persons" they house, .  
               . .  (Governor Schwarzenegger's Oct. 4, 2006 Prison  
               Overcrowding State of Emergency Declaration), while  
               contributing little to the safety of California's  
               residents, . . . .   California "spends more on  
               corrections than most countries in the world," but the  
               state "reaps fewer public safety benefits." . . .  .   
               Although California's existing prison system serves  
               neither the public nor the inmates well, the state has  
               for years been unable or unwilling to implement the  
               reforms necessary to reverse its continuing  
               deterioration.  (Some citations omitted.)

               . . .

               The massive 750% increase in the California prison  
               population since the mid-1970s is the result of  
               political decisions made over three decades, including  
               the shift to inflexible determinate sentencing and the  
               passage of harsh mandatory minimum and three-strikes  
               laws, as well as the state's counterproductive parole  
               system.  Unfortunately, as California's prison  
               population has grown, California's political  
               decision-makers have failed to provide the resources  
               and facilities required to meet the additional need  




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               for space and for other necessities of prison  
               existence.  Likewise, although state-appointed experts  
               have repeatedly provided numerous methods by which the  
               state could safely reduce its prison population, their  
               recommendations have been ignored, underfunded, or  
               postponed indefinitely.  The convergence of  
               tough-on-crime policies and an unwillingness to expend  
               the necessary funds to support the population growth  
               has brought California's prisons to the breaking  
               point.  The state of emergency declared by Governor  
               Schwarzenegger almost three years ago continues to  
               this day, California's prisons remain severely  
                     overcrowded, and inmates in the California prison  
               system continue to languish without constitutionally  
               adequate medical and mental health care.<1>

          The court stayed implementation of its January 12, 2010, ruling  
          pending the state's appeal of the decision to the U.S. Supreme  
          Court.  That appeal, and the final outcome of this litigation,  
          is not anticipated until later this year or 2011.

           This bill  does not appear to aggravate the prison overcrowding  
          crisis described above.


                                      COMMENTS

          1.  Need for This Bill  

          According to the author:

               Existing law (Section 2636 of the Penal Code) requires  
               the Department of Corrections and Rehabilitation to  
               ----------------------
          <1>   Three Judge Court Opinion and Order, Coleman v.  
          Schwarzenegger, Plata v. Schwarzenegger, in the United States  
          District Courts for the Eastern District of California and the  
          Northern District of California United States District Court  
          composed of three judges pursuant to Section 2284, Title 28  
          United States Code (August 4, 2009).




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               classify inmates and wards in order to prevent inmate  
               and ward sexual violence and to promote inmate and  
               ward safety.  Existing law also requires the  
               department to consider specified risk factors when  
               classifying and housing inmates.

               The National Prison Rape Elimination Commission has  
               reported that inmates and wards of correctional  
               facilities are at a heightened risk of sexual violence  
               and abuse based on certain risk factors, including  
               having a mental or physical disability, being young,  
               having a slight physical build, having a sexual  
               orientation other than heterosexual, being gender  
               nonconforming, for example, having transgender  
               identity or an intersex condition, not having served a  
               prior term of commitment, having a nonviolent history,  
               having a history of sexual victimization, or having a  
               prior conviction for a sexual offense.

               This bill would ensure that the Department of  
               Corrections and Rehabilitation recognizes that wards  
               or inmates may be at increased risk based on these  
               factors, and provides vulnerable inmates or wards who  
               are at risk with heightened protection in  
               classification and housing decisions, without  
               automatically subjecting them to highly restrictive or  
               isolated settings or denying them access to programs  
               and services.

               The bill would also prohibit the department from  
               requiring an inmate or ward to disclose or report his  
               or her sexual orientation or gender identity and from  
               disciplining or punishing an inmate or ward for  
               failing to disclose or report his or her sexual  
               orientation or gender identity.

          2.  The National Prison Rape Elimination Commission  

          The National Prison Rape Elimination Commission was a bipartisan  
          panel created by Congress as part of the Prison Rape Elimination  




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          Act of 2003.  (One member of the Commission was former Assembly  
          Republican Leader Pat Nolan.)  The Commission was charged with  
          studying federal, state and local government policies and  
          practices related to the prevention, detection, response and  
          monitoring of sexual abuse in correction and detention  
          facilities in the United States.  Consistent with the Act, the  
          Commission convened public hearings and committees of experts  
          around the country obtaining input from corrections leaders,  
          survivors of abuse, health care providers, researchers, legal  
          experts, advocates, and academics.  It also conducted a thorough  
          review of the existing literature and initiated new studies to  
          resolve some of the unanswered questions about causality and  
          intervention.  In June 2009, the Commission published a detailed  
          report with specific recommendations designed to make the  
          prevention of rape a top priority in America's jails, prisons,  
          and juvenile detention facilities.  (National Prison Rape  
          Elimination Commission Report, hereafter "Report.")  
          (  http://www.cybercemetery.unt.edu/archive/nprec/20090820154813/ht 
          tp://nprec.us/home/  )

          3.  What the Eighth Amendment Requires  

          As the Commission's report observes, the Eighth Amendment of the  
          U.S. Constitution forbids cruel and unusual punishment, and this  
          requires corrections staff to protect incarcerated individuals  
          from sexual abuse whenever the threat is known.  Facilities that  
          fail to implement adequate protective measures risk exposure to  
          civil lawsuits from current and former prisoners and the U.S.  
          Department of Justice.  In Farmer v. Brennen, 511 U.S. 825  
          (1994), a transgender woman alleged that corrections officials  
          failed to protect her from repeated sexual assaults.  The  
          Supreme Court ruled unanimously that deliberate indifference to  
          the substantial risk of sexual abuse violates incarcerated  
          individuals' rights under the Eighth Amendment.  The court  
          stated that officials have a duty to protect prisoners: 

               Having incarcerated persons [with] demonstrated  
               proclivit[ies] for antisocial criminal, and often  
               violent, conduct, having stripped them of virtually  
               every means of self-protection and foreclosed their  




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               access to outside aid, the government and its  
               officials are not free to let the state of nature take  
               its course.  Prison conditions may be restrictive and  
               even harsh, but gratuitously allowing the beating or  
               rape of one prisoner by another serves no legitimate  
               penological objectiv[e], any more than it squares with  
               evolving standards of decency.  Being violently  
               assaulted in prison is simply not part of the penalty  
               that criminal offenders pay for their offenses against  
               society.  (Brennen, supra, at 832-834, citations  
               omitted.)  

          4.   The Commission's Findings and Proposed Nationwide Standards  

          The Commission made the following findings:

                 Protecting prisoners from sexual abuse remains a  
               challenge in correctional facilities across the country.   
               Too often, in what should be secure environments, men,  
               women, and children are raped or abused by other  
               incarcerated individuals and corrections staff.
                 Sexual abuse is not an inevitable feature of  
               incarceration.  Leadership matters because corrections  
               administrators can create a culture within facilities that  
               promotes safety instead of one that tolerates abuse.
                 Certain individuals are more at risk of sexual abuse  
               than others.  Corrections administrators must routinely do  
               more to identify those who are vulnerable and protect them  
               in ways that do not leave them isolated and without access  
               to rehabilitative programming.
                 Few correctional facilities are subject to the kind of  
               rigorous internal monitoring and external oversight that  
               would reveal why abuse occurs and how to prevent it.   
               Dramatic reductions in sexual abuse depend on both.
                 Many victims cannot safely and easily report sexual  
               abuse, and those who speak out often do so to no avail.   
               Reporting procedures must be improved to instill confidence  
               and protect individuals from retaliation without relying on  
               isolation.  Investigations must be thorough and competent.   
               Perpetrators must be held accountable through  




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               administrative sanctions and criminal prosecution.
                 Victims are unlikely to receive the treatment and  
               support known to minimize the trauma of abuse.   
               Correctional facilities need to ensure immediate and  
               ongoing access to medical and mental health care and  
               supportive services.
                 Juveniles in confinement are much more likely than  
               incarcerated adults to be sexually abused, and they are  
               particularly at risk when confined with adults.  To be  
               effective, sexual abuse prevention, investigation, and  
               treatment must be tailored to the developmental capacities  
               and needs of youth.
                 Individuals under correctional supervision in the  
               community, who outnumber prisoners by more than two to one,  
               are at risk of sexual abuse.  The nature and consequences  
               of the abuse are no less severe, and it jeopardizes the  
               likelihood of their successful reentry.
                 A large and growing number of detained immigrants are at  
               risk of sexual abuse.  Their heightened vulnerability and  
               unusual circumstances require special interventions.   
               ("Report" pages 3-21.)

          In response to these finding the Commission published "NPREC  
          Standards for the Prevention, Detection, Response, and  
          Monitoring of Sexual Abuse in Adult Prisons and Jails, including  
          Supplemental Standards for Facilities with Immigration  
          Detainees."  Among the recommended standards are the following:

               Screening for risk of victimization and abusiveness 
               All inmates are screened during intake, during the  
               initial classification process, and at all subsequent  
               classification reviews to assess their risk of being  
               sexually abused by other inmates or sexually abusive  
               toward other inmates.  Employees must conduct this  
               screening using a written screening instrument  
               tailored to the gender of the population being  
               screened.  Although additional factors may be  
               considered, particularly to account for emerging  
               research and the agency's own data analysis, screening  
               instruments must contain the criteria described below.  




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                All screening instruments must be made available to  
               the public upon request. 
                At a minimum, employees use the following criteria  
               to screen male inmates for risk of victimization:  
               mental or physical disability, young age, slight  
               build, first incarceration in prison or jail,  
               nonviolent history, prior convictions for sex offenses  
               against an adult or child, sexual orientation of gay  
               or bisexual, gender nonconformance (e.g., transgender  
               or intersex identity), prior sexual victimization, and  
               the inmate's own perception of vulnerability.
                At a minimum, employees use the following criteria  
               to screen male inmates for risk of being sexually  
               abusive: prior acts of sexual abuse and prior  
               convictions for violent offenses.
                At a minimum, employees use the following criteria  
               to screen female inmates for risk of sexual  
               victimization: prior sexual victimization and the  
               inmate's own perception of vulnerability.
                At a minimum, employees use the following criteria  
               to screen female inmates for risk of being sexually  
               abusive: prior acts of sexual abuse.

               Use of screening information 
               Employees use information from the risk screening to  
               inform housing, bed, work, education, and program  
               assignments with the goal of keeping separate those  
               inmates at high risk of being sexually victimized from  
               those at high risk of being sexually abusive.  The  
               facility makes individualized determinations about how  
               to ensure the safety of each inmate.  Lesbian, gay,  
               bisexual, transgender, or other gender-nonconforming  
               inmates are not placed in particular facilities,  
               units, or wings solely on the basis of their sexual  
               orientation, genital status, or gender identity.   
               Inmates at high risk for sexual victimization may be  
               placed in segregated housing only as a last resort and  
               then only until an alternative means of separation  
               from likely abusers can be arranged.  To the extent  
               possible, risk of sexual victimization should not  




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               limit access to programs, education, and work  
               opportunities.  (Report, Appendix B, Page 217.)

          This bill would codify these portions of the recommended  
          national standards in California.

          WOULD CODIFYING THESE STANDARDS HELP ELIMINATE SEXUAL ASSAULTS  
          AGAINST INMATES AND WARDS?

          5.  California Department of Corrections and Rehabilitation Policy  
          on Sexual Assault on      Inmates and Wards  

          In 2009 CDCR provided the following description of its policies  
          with respect to Sexual Assault on Inmates and Wards:

               The California Department of Corrections and  
               Rehabilitation implemented sweeping policy guidelines  
               to ensure compliance with the Prison Rape Elimination  
               Act of 2003 (PREA) and the Sexual Abuse in Detention  
               Elimination Act (Chapter 303, Statutes of 2005)  
               (SADEA).  These protocols take a comprehensive  
               approach for the prevention, detection, response,  
               investigation, and tracking of offender sexual  
               assaults and sexual misconduct between offenders  
               and/or staff and offenders.  

               As you are aware, sexual contact between CDCR  
               employees and offenders is prohibited by law and  
               regulation, regardless of whether it is consensual or  
               not, sexual contact between the latter mentioned  
               parties is considered nonconsensual.   

               Sexual Contact between CDCR employees and offenders

               According to DOM Section 54040.1, any sexual behavior  
               by a departmental employee directed toward an offender  
               does not meet the legal concept of "consent."  In  
               effect, the legal concept of "consent" does not exist  
               between departmental employees and offenders; any  
               sexual behavior between them constitutes sexual  




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               misconduct and shall subject the employee to  
               disciplinary action and/or to prosecution under the  
               law.  

               Training

               The CDCR's policy toward the prevention of sexual  
               misconduct and victimization starts with education.   
               According to DOM 54040.4, all employees, including  
               volunteers and contractors, shall receive instruction  
               related to the prevention, detection, response, and  
               investigation of offender sexual assault.  This  
               training class will be conducted during new employee  
               orientation, annual block training, and included in  
               the curriculum of the Correctional Training Academy.   
               All CDCR employees who are assigned to investigate  
               sexual exploitation and/or assault receive specialized  
               training per PC 13516.  The CDCR also provides  
               intensive training for victims' advocates.  In  
               addition, the CDCR provides inmates with an  
               orientation on PREA via a multi-media presentation on  
               a quarterly basis in both English and Spanish.  The  
               latter mentioned presentation includes prevention and  
               intervention strategies, reporting, and treatment and  
               counseling options. 

               Screening

















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               Prevention of sexual assault occurs immediately after  
               the Department receives an inmate.  According to DOM  
               Section 54040.5, a process is in place for review and  
               evaluation for single cell status during RC  
               processing.  During the screening process, questions  
               related to sexual assault and victimization are asked.  
                An offender's need for single cell status is reviewed  
               as part of the initial and annual classification and  
               mechanisms are in place for either providing the  
               inmate with housing with a compatible inmate or  
               designating the offender for single cell housing. 

               Detection

               Detection of sexual assault is a critical  
               responsibility of the CDCR.  According to DOM 54040.5,  
               every CDCR employee is responsible for reporting  
               immediately and confidentially to the appropriate  
               supervisor any information that indicates an offender  
               is being or has been sexually assaulted.  Provisions  
               are also outlined for offenders to report sexual  
               misconduct.  

               Investigations and Treatment

               Section 54040.6 of the DOM outlines very specific  
               protocols in regards to the investigative process and  
               initial response.  Specific policies are in place,  
               according to DOM 54040.6.1 for notifying the Office of  
               Internal Affairs and the Warden in the event that CDCR  
               is alleged to be the perpetrator of sexual  
               assault/misconduct. 

               Sections 54040.6.2, 54040.6.3, and 54040.7 of the DOM  
               outline specific policies related to medical treatment  
               protocols for victims of sexual assault. 

               Offender on Offender sexual assaults





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               When an allegation is made or an assault occurs, CDCR  
               staff will immediately ensure that there is no  
               physical, verbal or visual contact between the victim  
               and the suspect, when possible.  Specific protocols  
               have been developed for forensic medical examinations  
               and the suspect will be re-housed in the  
               Administrative Segregation Unit.  This prevents  
               further contact between the victim and suspect.   
               According to DOM 54040.9, sexual assaults and  
               attempted sexual assaults between two offenders shall  
               be investigated by staff from the ISU.  The ISU  
               lieutenant will be responsible for completion of the  
               investigation and will follow standard investigative  
               procedures per institutional procedures.  Criminal  
               investigations are referred to the District Attorney's  
               office.  
           
          SHOULD THE POLICIES AND PRACTICES AT CDCR REFLECT THE  
          RECOMMENDATIONS OF THE NATIONAL PRISON RAPE ELIMINATION  
          COMMISSION?

          6.  AB 382 Veto Message  

          AB 382 also addressed inmate classification to prevent prison  
          rape, was approved by this Committee last year, and was vetoed  
          by the Governor.  The Governor's veto message reads:

               This bill would add, among other provisions, the  
               sexual orientation and gender identity of an inmate or  
               ward to the list of risk factors considered as part of  
               the California Department of Corrections and  
               Rehabilitation's (CDCR) inmate and ward classification  
               and housing assignment procedures.  This bill is  
               unnecessary because CDCR already considers these  
               factors when determining where to house inmates.

          This bill adds several classification factors that were not  
          included in AB 382.

          7.  Arguments in Opposition  












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          The California Correctional Supervisors Organization states:

               The California Correctional Supervisors Organization  
               (CCSO) opposes AB 633 as amended, which would require  
               the Department of Corrections and Rehabilitation to  
               take into consideration the sexual identity or  
               orientation when classifying an inmate or ward.  Under  
               current CDCR policies all such factors are currently  
               considered when classifying inmates or wards.  This  
               measure while scaled down from its introduction  
               continues to raise concerns with our membership and  
               thus our opposition remains.


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