BILL ANALYSIS                                                                                                                                                                                                    






                             SENATE JUDICIARY COMMITTEE
                           Senator Ellen M. Corbett, Chair
                              2009-2010 Regular Session


          AB 653
          Assemblymember Feuer
          As Amended May 20, 2009
          Hearing Date: June 23, 2009
          Evidence Code
          KB:jd
                    

                                        SUBJECT
                                           
                             Evidence: Marital Privilege

                                      DESCRIPTION  

          This bill would provide that a peace officer who asserts  
          evidentiary marital privileges shall not be subject to  
          administrative discipline for failure to report information to  
          his or her supervisor or department, except when specified  
          conditions apply.

                                      BACKGROUND  

          In Riverside County Sheriff's Department v. Zigman, (2008) 169  
          Cal.App.4th, the Court of Appeal, Fourth Appellate District held  
          that the marital evidentiary privilege set forth in Evidence  
          Code Section 980 did not apply in law enforcement administrative  
          investigations and hearings.  In Zigman, a deputy was  
          disciplined for failing to inform her supervisors of her  
          husband's admission that he used and stole methamphetamine from  
          persons he arrested.  The County Sheriff's Department began  
          investigating the deputy's husband after they received an  
          anonymous tip, and he was eventually caught in a sting operation  
          stealing six grams of methamphetamine from what he thought was a  
          crime scene.  The initial arbitrator concluded that the  
          communication between the deputy and her husband was protected  
          by the marital privilege.  However, the court determined that  
          the marital communications privilege did not apply in law  
          enforcement administrative investigations because they were not  
          proceedings in which testimony can be compelled to be given by a  
          subpoena.  (Id. at 769-771.)  Although the court found that an  
          administrative appeal is such a proceeding, the court concluded  
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          that the same rules of privilege had to be used in the  
          administrative appeal as in the investigation, so as to make the  
          appeals process meaningful and effectuate the purpose of the  
          statutory protection of peace officers' procedural rights.   
          (Id.)    

          This bill would overrule the appellate court's decision to the  
          extent that it holds that the marital evidentiary privilege is  
          not available to peace officers in administrative disciplinary  
          investigations and hearings.   
          This bill has been double referred to the Senate Committee on  
          Public Safety.

                                CHANGES TO EXISTING LAW
           
           Existing law  generally governs law enforcement agencies  
          conducting internal affairs investigations of peace officers.   
          (Gov. Code Secs. 3300-3313.)  Existing law also provides for the  
          protection of peace officers' procedural rights in these  
          investigations.  (Gov. Code Sec. 3304.)
           
           Existing law  provides that, except as otherwise provided by  
          statute, a married person has a privilege not to testify against  
          his spouse in any proceeding.  (Evid. Code Sec. 970.)

           Existing law  provides that, except as otherwise provided by  
          statute, a married person whose spouse is a party to a  
          proceeding has a privilege not to be called as a witness by an  
          adverse party to that proceeding without the prior express  
          consent of the spouse having the privilege, unless the party  
          calling the spouse does so in good faith without knowledge of  
          the marital relationship.  (Evid. Code Sec. 971.)

           Existing law  provides that a married person does not have the  
          foregoing privilege in certain proceedings brought by or on  
          behalf of one spouse against the other spouse, in Juvenile Court  
          proceedings, specified criminal proceedings, and certain  
          proceedings brought against the spouse by a former spouse.   
          (Evid. Code Sec. 972.)

           Existing law  provides that unless erroneously compelled to do  
          so, a married person who testifies in a proceeding to which his  
          spouse is a party, or who testifies against his spouse in any  
          proceeding, does not have the privilege in the proceeding in  
          which such testimony is given, and that there is no such  
          privilege in a civil proceeding brought or defended by a married  
                                                                      



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          person for the immediate benefit of his spouse or of himself and  
          his spouse.  (Evid. Code Sec. 973.)

           Existing law  provides that, except as otherwise specified, a  
          spouse (or his guardian or conservator when he has a guardian or  
          conservator), whether or not a party, has a privilege during the  
          marital relationship and afterwards to refuse to disclose, and  
          to prevent another from disclosing, a communication if he claims  
          the privilege and the communication was made in confidence  
          between him and the other spouse while they were husband and  
          wife.  (Evid. Code Sec. 980.)

           Existing law  provides that this privilege does not apply in the  
          following circumstances: (1) if the communication was made to  
          enable or aid anyone to commit or plan to commit a crime or a  
          fraud; (2) in any proceeding to commit either spouse or  
          otherwise place him or his property, under the control of  
          another because of his alleged mental or physical condition; (3)  
          in a proceeding brought by or on behalf of either spouse to  
          establish his competence; (4) in specified proceedings by or on  
          behalf of one spouse against the other spouse; (5) in a  
          proceeding between a surviving spouse and a person who claims  
          through the deceased spouse; or (6) in specified criminal  
          proceedings, including a criminal proceeding in which the  
          communication is offered in evidence by a defendant who is one  
          of the spouses between whom the communication was made; and in a  
          proceeding in Juvenile Court.  (Evid. Code Secs. 981-987.)

           This bill  would provide that a peace officer who asserts the  
          privilege of a spouse under Evidence Code Sections 970, 971, or  
          980 to refuse to testify or be called as a witness against his  
          or her spouse, or to disclose confidential marital  
          communications, shall not be subject to administrative  
          discipline for failure to report information to his or her  
          supervisor or department, except when all of the following are  
          true:
          a)  The information concerns conduct of the peace officer's  
            spouse, who is also a peace officer employed by the same  
            department, that is criminal or a serious violation of  
            department policy punishable by a suspension of 15 days or  
            more, or subjects the department to a specific and significant  
            risk of civil liability;  
          b)  The interests of justice require disclosure of the  
            information because, after exercising reasonable diligence,  
            independent evidence does not otherwise appear to be  
            reasonably available to proceed with an administrative  
                                                                      



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            disciplinary investigation or hearing; and
          c)   The sheriff or chief of police personally approves the  
          discipline in writing.

           This bill  would provide that the provisions of this bill do not  
          apply if the peace officer is a percipient witness to the  
          misconduct at issue.

           This bill  would provide that nothing in this bill shall impair  
          any right or privilege pursuant to a memorandum of understanding  
          between a department and a certified bargaining unit  
          representing peace officers, or limit their ability to negotiate  
          and agree to a higher standard of rights or privileges.  

           This bill  contains legislative findings and declarations  
          outlining the policy considerations for marital evidentiary  
          privileges.

           This bill  would declare the intent of the Legislature that this  
          bill shall only apply to administrative disciplinary  
          investigations and hearings, and not to other civil or criminal  
          proceedings.   

                                        COMMENT
           
          1.    Stated need for the bill  

          According to the author, while peace officers have a unique role  
          and special responsibilities, their marriages are also worthy of  
          support and protection of the traditional and longstanding  
          marital privilege.  The author asserts that this bill is needed  
          to restore a proper balance between the respect that should be  
          afforded the marital relationship, and the officer's  
          relationship with and duties to his or her department and the  
          public.  The author further states that an officer should not be  
          subject to discipline for failing to come forward with  
          information against his or her spouse except where there is an  
          overriding public interest and top management determines that  
          discipline is warranted

          2.    This bill seeks to balance the public interest in  
            evidentiary marital privileges and effective internal  
            investigations of peace officers 
           
          Unless otherwise provided by statute, no person has a privilege  
          to refuse to be a witness, refuse to disclose any matter or  
                                                                      



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          refuse to produce any writing or object, or refuse that another  
          person be a witness or disclose evidence.  (Evid. Code Sec.  
          911.)  An evidentiary privilege permits an otherwise competent  
          witness to refuse to testify and/or prevent another from  
          testifying.  Privileges are policy exclusions, unrelated to the  
          reliability of the information involved, which are granted  
          because it is considered more important to keep that information  
          confidential than it is to require disclosure.  (Evid. Code Sec.  
          910, Comment.)  Thus, an applicable privilege protects against  
          the compelled disclosure of information no matter how relevant  
          it is to the issues.  Because they tend to suppress otherwise  
          relevant evidence, the statutory privileges are strictly  
          construed.  (Evid. Code Sec. 911, Comment; Sullivan v. Sup. Ct.  
          (Spingola) 29 Cal.App.3d 64 (1972).)  Except as otherwise  
          provided by statute, the statutory privileges may be asserted in  
          all proceedings in which testimony may be compelled, such as  
          investigations, inquiries, and administrative proceedings, as  
          well as trials.  (Evid. Code Secs. 901, 910; Sec. 910, Comment;  
          Southern California Gas Co. v. California Pub. Util. Comm'n  
          (1990) 50 Cal.App.3d 31, 38.)

          Under existing law, a married individual has a privilege not to  
          testify against his or her spouse in any proceeding, and a  
          privilege not to be called as a witness in any proceeding to  
          which his spouse is a party (Evid. Code Secs. 970-971).  In  
          addition, a spouse has a privilege during and after the marital  
          relationship to refuse to disclose, and to prevent another from  
          disclosing, a confidential marital communication made between  
          spouses when the marriage was still intact.  (Evid. Code Sec.  
          980.)  The rationale for these privileges is that "such  
          testimony would seriously disturb or disrupt the marital  
          relationship.  Society stands to lose more from such disruption  
          than it stands to gain from the testimony which would be  
          available if the privilege did not exist."  (Evid. Code Sec.  
          970, Comment.)  In addition, "[f]ree and open communication  
          between spouses would be unduly inhibited if one of the spouses  
          could be compelled to testify as to the nature of such  
          [confidential] communications after the termination of the  
          marriage."  (Evid. Code Sec. 980, Comment.)

          The Public Safety Officers Procedural Bill of Rights Act (Act)  
          generally governs law enforcement agencies conducting internal  
          affairs investigations of peace officers, and requires that  
          agencies afford minimum procedural rights to their peace officer  
          employees.  (Gov. Code Secs. 3300-3313.)  The investigation of  
          alleged police misconduct is important, not only to public  
                                                                      



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          safety, but also to promote public confidence in the integrity  
          of the law enforcement system.  (See Pasadena Police Officers  
          Assn v. City of Pasadena (1990) 51 Cal.3d 564, 571-572  
          ["Historically, peace officers have been held to a higher  
          standard than other public employees, in part because they alone  
          are the 'guardians of peace and security of the community, and  
          the efficiency of our whole system, designed for the purpose of  
          maintaining law and order, depends upon the extent to which such  
          officers perform their duties and are faithful to the trust  
          reposed in them.'  To maintain the public's confidence in its  
          police force, a law enforcement agency must promptly,  
          thoroughly, and fairly investigate allegations of officer  
          misconduct; if warranted, it must institute disciplinary  
          proceedings." (citations omitted).)
           
          As previously discussed, the Zigman court held that statutory  
          marital communications privilege does not apply in law  
          enforcement administrative proceedings.  This bill would  
          abrogate the holding in Zigman and enable peace officers to  
          avail themselves of the marital privilege without fear of  
          discipline during administrative proceedings and investigations,  
          except in those circumstances which are compelling enough to  
          trump the public policy underlying the privilege.  

          Specifically, a peace officer who asserts the privilege of a  
          spouse to refuse to testify or be called as a witness against  
          his or her spouse, or to disclose confidential marital  
          communications, shall not be subject to administrative  
          discipline for failure to report information to his or her  
          supervisor or department.  However, the qualified privilege  
          would not be available when all of the following are true:  (a)  
          the information concerns conduct of the peace officer's spouse,  
          who is also a peace officer employed by the same department,  
          that is criminal or a serious violation of department policy  
          punishable by a suspension of 15 days or more, or subjects the  
          department to a specific and significant risk of civil  
          liability; and (b) the interests of justice require disclosure  
          of the information because, after exercising reasonable  
          diligence, independent evidence does not otherwise appear to be  
          reasonably available to proceed with an administrative  
          disciplinary investigation or hearing.  In order to ensure that  
          this disciplinary decision is made at an appropriate level, this  
          bill would also require that the sheriff or chief of police  
          personally approve the discipline despite the assertion of the  
          marital privilege.

                                                                      



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          The qualified marital privilege would thus not be available in  
          serious circumstances where the peace officer's testimony is  
          necessary to progress with an investigation or hearing.  This  
          would ensure that investigations into serious allegations of  
          peace officers are not inhibited, while generally protecting  
          marital communications. 

          It is important to note that the provisions of this bill would  
          only apply to administrative disciplinary investigations and  
          hearings, and not to other civil or criminal proceedings.   
          Presumably, in those proceedings where a person's testimony  
          could be compelled with a subpoena the provisions of the general  
          marital privileges would apply.  Further, this bill would  
          provide that the privilege does not apply if the peace officer  
          is a percipient witness to the misconduct at issue.  Thus, a  
          peace officer who is an eyewitness to the misconduct being  
          investigated could not escape discipline by asserting marital  
          privilege and refusing to cooperate with the investigation.  
           
          Support  :  California Fraternal Order of Police; Long Beach  
          Police Officers Association; Los Angeles County Professional  
          Peace Officers Association; Peace Officers Research Association  
          of California; Santa Ana Police Officers Association; Los  
          Angeles Police Protective League 

           Opposition  :  None Known
           
                                       HISTORY
           
           Source  :  Association for Los Angeles Deputy Sheriffs; Los  
          Angeles Probation Officers' Union; Riverside Sheriffs'  
          Association

           Related Pending Legislation  :  None Known

           Prior Legislation  :  None Known

           Prior Vote  :

          Assembly Judiciary Committee (Ayes 10, Noes 0)
          Assembly Public Safety Committee (Ayes 7, Noes 0)
          Assembly Floor (Ayes 74, Noes 0)

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