BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 681
                                                                  Page  1

          Date of Hearing:   April 14, 2009

                            ASSEMBLY COMMITTEE ON HEALTH
                                  Dave Jones, Chair
                AB 681 (Hernandez) - As Introduced:  February 26, 2009
           
          SUBJECT  :   Confidentiality of medical information:   
          psychotherapy.

           SUMMARY  :   Permits a psychotherapist to disclose medical  
          information if the psychotherapist, in good faith, believes the  
          disclosure is necessary to prevent or lessen a serious and  
          imminent threat to the health or safety of a reasonably  
          foreseeable victim or victims, and the disclosure is made to a  
          person or persons reasonably able to prevent or lessen the  
          threat, including the target of the threat, without having a  
          signed request by the entity requesting the information that  
          must be furnished to the patient and the health care provider,  
          health care service plan, or contractor that meets specified  
          requirements.

           EXISTING LAW  :

          1)Prohibits, under the Confidentiality of Medical Information  
            Act (CMIA), a health care provider, health care service plan,  
            or contractor from releasing medical information to persons or  
            entities authorized by law to receive that information if the  
            requested information specifically relates to the patient's  
            participation in outpatient treatment with a psychotherapist,  
            unless the person or entity requesting that information  
            submits to the patient and to the health care provider, health  
            care service plan, or contractor a written request, signed by  
            the person requesting the information, that includes all of  
            the following:

             a)   The specific information relating to a patient's  
               participation in outpatient treatment with a  
               psychotherapist being requested and its specific intended  
               use or uses;

             b)   The length of time during which the information will be  
               kept before being destroyed or disposed of;

             c)   A statement that the information will not be used for  
               any purpose other than its intended use; and,








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             d)   A statement that the person or entity requesting the  
               information will destroy the information and all copies in  
               the person's or entity's possession or control, will cause  
               it to be destroyed, or will return the information and all  
               copies of it before or immediately after the length of time  
               specified has expired.

          2)Requires the person or entity requesting the information to  
            submit a copy of the required written request to the patient  
            within 30 days of receipt of the information requested, unless  
            the patient has signed a written waiver in the form of a  
            letter signed and submitted by the patient to the health care  
            provider or health care service plan waiving notification.

          3)Exempts from the above requirements the disclosure or use of  
            medical information by a law enforcement agency or a  
            regulatory agency when required for an investigation of  
            unlawful activity or for licensing, certification, or  
            regulatory purposes, unless the disclosure is otherwise  
            prohibited by law.
          4)Permits a psychotherapist to disclose medical information, if  
            the psychotherapist, in good faith, believes the disclosure is  
            necessary to prevent or lessen a serious and imminent threat  
            to the health or safety of a reasonably foreseeable victim or  
            victims, and the disclosure is made to a person or persons  
            reasonably able to prevent or lessen the threat, including the  
            target of the threat.

           FISCAL EFFECT  :   This bill has not been analyzed by a fiscal  
          committee.

           COMMENTS  :   

           1)PURPOSE  .  This bill is sponsored by the California Association  
            of Marriage and Family Therapists (CAMFT) to allow  
            psychotherapists to disclose medical information in a more  
            timely fashion when a patient presents a serious or imminent  
            threat to health and safety.  The author points out that the  
            CMIA permits otherwise confidential medical information to be  
            disclosed by a psychotherapist if the psychotherapist in good  
            faith believes the disclosure is necessary to prevent or  
            lessen a serious and imminent threat to the health or safety  
            of a reasonably foreseeable victim or victims.  However,  
            another provision of CMIA prohibits a health care provider  








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            from releasing information that specifically relates to a  
            patient's participation in outpatient treatment with a  
            psychotherapist unless the requester submits a specified  
            written request for the information to the patient and  
            provider.  This bill would resolve a conflict between these  
            two statutes by permitting a psychotherapist to release  
            medical information without the entity requesting the  
            information being required to provide a written request that  
            meets specified requirements and that is furnished to the  
            patient.  CAMFT argues an exception to the request and  
            notification requirement is warranted where quick action is  
            required when a disclosure can be made to prevent or lessen a  
            serious imminent threat to the health or safety of a  
            reasonably foreseeable victim or victims

           2)CMIA  .   CMIA regulates under state law whether and when  
            medical information can be disclosed.  CMIA  prohibits  (with  
            exceptions) a health care provider, health plan, or contractor  
            (a medical group, pharmaceutical benefits manager, or medical  
            service organization) from disclosing medical information  
            regarding a patient of the health care provider or an enrollee  
            of the health plan without first obtaining an authorization  
            from the patient, his or her legal representative, or other  
            specified persons.  There are exceptions from this prohibition  
            under CMIA that either require or permit a health care  
            provider or health plan to disclose medical information under  
            specified circumstances.  For example, health care providers,  
            health plans, and contractors are  required  to disclose medical  
            information if the disclosure is compelled by a court order,  
            through a subpoena, by a search warrant issued to a law  
            enforcement agency, or by a patient seeking access to their  
            own medical records.  CMIA  permits  health care providers and  
            health plans to disclose medical information under specified  
            circumstances, such as for purposes of diagnosis and treatment  
            of the patient, to allow responsibility for payment to be  
            determined and payment to be made, for billing, claims  
            management, and medical data processing.  

          Relevant to this bill, CMIA  permits  a psychotherapist to  
            disclose medical information when he or she believes the  
            disclosure of medical information is necessary to prevent or  
            lessen a serious and imminent threat to the health or safety  
            of a reasonably foreseeable victim or victims, and the  
            disclosure is made to a person or persons reasonably able to  
            prevent or lessen the threat, including the target of the  








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            threat.  The rapid disclosure by the psychotherapist in such a  
            case could be delayed by the requirements of AB 416 (Machado),  
            Chapter 527 of Statutes of 1999, legislation to accomplish the  
            goal of providing greater protection to mental health  
            information by requiring individuals requesting outpatient  
            mental health records to demonstrate the need for the request,  
            and to commit to handling such records with care.  AB 416, as  
            described in 1) through 3) in existing law above, prohibits a  
            health care provider, health care service plan, or contractor  
            from releasing medical information to persons or entities  
            authorized by law to receive that information if the requested  
            information specifically relates to the patient's  
            participation in outpatient treatment with a psychotherapist,  
            unless the person or entity requesting that information  
            submits to the patient and to the health care provider, health  
            care service plan, or contractor a written request, signed by  
            the person requesting the information that includes specific  
            information, such as the intended use of the information, and  
            the length of time the information will be kept before being  
            destroyed.  

           3)PREVIOUS LEGISLATION  .  

             a)   SB 598 (Machado), Chapter 463, Statutes of 2004 exempts  
               disclosures made for purposes of diagnosis or treatment  
               from the AB 416 requirements established in current law.  

             b)   AB 1178 (Hernandez), Chapter 506, Statutes of 2008  
               authorizes a psychotherapist to disclose medical  
               information, if the psychotherapist, in good faith,  
               believes the disclosure is necessary to prevent or lessen a  
               serious and imminent threat to the health or safety of a  
               reasonably foreseeable victim or victims, and the  
               disclosure is made to a person or persons reasonably able  
               to prevent or lessen the threat, including the target of  
               the threat.
           
          4)DOUBLE REFERRAL  .  This bill has been double-referred.  Should  
            this bill pass out of this committee, it will be referred to  
            the Assembly Committee on Judiciary.
            
           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           








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          California Association of Marriage and Family Therapists  
          (sponsor)
          American Association for Marriage and Family Therapy, California  
          Division
          American Federation of State, County and Municipal Employees,  
          AFL-CIO
          California Psychiatric Association
          California Society for Clinical Social Work

           Opposition 
           
          None on file.
           
          Analysis Prepared by  :    Scott Bain / HEALTH / (916) 319-2097