BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 697
                                                                  Page  1

          Date of Hearing:  May 11, 2009

                     ASSEMBLY COMMITTEE ON REVENUE AND TAXATION
                             Charles M. Calderon, Chair

               AB 697 (Charles Calderon) - As Amended:  April 14, 2009

          Majority vote.

           SUBJECT  :  Income taxes:  underpayments:  hiring credit.

           SUMMARY  :  Corrects erroneous cross-references in Revenue and  
          Taxation Code (R&TC) Section 19136.8 relating to a penalty for  
          the underpayment of estimated tax.  Specifically,  this bil  l:

          1)Corrects erroneous cross-references in R&TC Section 19136.8  
            that waives a penalty for the underpayment of estimated tax if  
            the underpayment was due to the disallowance of the hiring tax  
            credit, otherwise allowed under R&TC Section 17053.80 or  
            Section 23623. 

          2)Changes the reference from subdivision (f) to subdivision (g)  
            of R&TC Section 17053.80, relating to the hiring tax credit  
            allowed to a taxpayer under the Personal Income Tax (PIT) Law.

          3)Changes the reference from subdivision (f) to subdivision (g)  
            of R&TC Section 23623, relating to the new hiring tax credit  
            allowed to a taxpayer under the Corporation Tax (CT) Law.

           EXISTING LAW  :

          1)Provides a temporary tax incentive to small businesses to hire  
            full-time employees by allowing a qualified employer, for  
            taxable years beginning on or after January 1, 2009, to claim  
            an income tax credit of $3,000 for each additional full-time  
            employee hired by the employer during the taxable year.  The  
            temporary tax credit is available only to businesses with 20  
            or fewer employees. (R&TC Sections 17053.80 and 23623). 

          2)Imposes an overall cap of $400 million on the aggregate amount  
            of hiring credit that could be claimed by qualified employers.  
             

          3)Specifies that the hiring credit is allowed only if it is  
            claimed by the employer on a timely filed original return  








                                                                  AB 697
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            received by the Franchise Tax Board (FTB) on or before any  
            cut-off date established by the FTB.  The cut-off date for  
            claiming the credit will be the last day of the calendar  
            quarter within which the FTB estimates that the aggregate  
            amount of credit claimed pursuant to this bill, under both the  
            PIT and the CT Laws, will have reached $400 million.  The FTB  
            is required to notify taxpayers periodically by posting a  
            notice on its website regarding the amount of the credit  
            claimed on returns received by FTB.   

          4)Requires individual and corporate taxpayers to make quarterly  
            payments of their estimated full-year tax liability.

          5)Imposes a penalty on a taxpayer for any underpayment of  
            estimated tax.  The penalty is an amount equal to the  
            underpayment rate multiplied by the amount of the  
            underpayment.  The underpayment rate is the same as the  
            interest rate charged for tax delinquencies, currently at 5%.   
            The penalty is calculated by comparing the required amount for  
            each estimated tax payment, determined under either the  
            regular method (30%, 30%, 20%, and 20%) or the "annualized  
            income installment method", with the amount paid by the due  
            date of that installment.  (R&TC Section 19136). 

          6)Provides that a penalty for the underpayment of an installment  
            of estimated tax is not imposed if the underpayment was  
            created or increased by the disallowance of the new hiring tax  
            credit because the allocated credit limit had been exceeded.   
            (R&TC Section 19136.8). 

           FISCAL EFFECT  :  None

           COMMENTS  :  

          1)The purpose of this bill is to correct an erroneous  
            cross-reference in the provision of the recently enacted  
            budget trailer bill.

          2)SBx3 15 (Calderon), Chapter 17, Statutes of 2009 authorizes a  
            new temporary tax credit of $3,000 for each new full-time job  
            created by a business with 20 or fewer employees.  SBx3 15  
            also provides for a waiver of the estimated tax underpayment  
            penalty if the underpayment was due to the disallowance of the  
            new hiring tax credit because the allocated credit limit has  
            been exceeded.  SBx3 15, however, includes erroneous  








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            cross-references to the wrong subdivisions of the R&TC  
            sections that grant the new hiring credit.  AB 697 corrects  
            those erroneous cross-references. 

          3)Related Legislation.  

          AB 1580 (Assembly Revenue and Taxation Committee), introduced in  
            the 2009-10 Legislative Session, includes a provision that is  
            identical to AB 697.  AB 1580 passed out of this Committee on  
            April 27, 2009, with a vote of 8-0, and was re-referred to the  
            Assembly Committee on Appropriations. 

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          None on file

           Opposition 
           
          None on file
           
          Analysis Prepared by  :  Oksana Jaffe / REV. & TAX. / (916)  
          319-2098