BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 711
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          Date of Hearing:  April 27, 2009

                     ASSEMBLY COMMITTEE ON REVENUE AND TAXATION
                             Charles M. Calderon, Chair

               AB 711 (Charles Calderon) - As Amended:  April 14, 2009

          Majority vote.  Fiscal committee.

           SUBJECT  :  Administration and collection of use tax. 

           SUMMARY  :  Requires a qualified purchaser, as defined, to  
          register with the Board of Equalization (BOE) and report and  
          pay, by April 15, the use tax owed for the previous calendar  
          year.  Specifically,  this bill  :  

          1)Requires a qualified purchaser to register with BOE for  
            purposes of facilitating the collection of use tax.

          2)Specifies that, to register, the qualified purchaser must file  
            a form prescribed by BOE and provide all of the following  
            information:

             a)   The name under which the purchaser transacts or intends  
               to transact business;

             b)   The location of the purchaser's place or places of  
               business; and,  

             c)   Other information as BOE may require. 

          3)Defines a "qualified purchaser" as a person that meets all of  
            the following conditions:

             a)   Is required to hold a business license as required by  
               the local ordinance of the city, county, or city and county  
               in which the person conducts business;

             b)   Is not required to hold a seller's permit pursuant to  
               Revenue and Taxation Code (R&TC)  Part 1 (commencing with  
               Section 6001) of Division 2;

             c)   Is not required to be registered pursuant to R&TC  
               Section 6226; and, 









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             d)   Is not a holder of a use tax direct payment permit as  
               described in R&TC Section 7051.3.

          4)Requires a qualified purchaser to file a return with, and  
            remit the amount of the use tax due to, BOE by April 15.  

          5)Does not apply to the purchase of a vehicle, vessel, or  
            aircraft as defined in R&TC Article 1 (commencing with Section  
            6271) of Chapter 3.5 of Part 1 of Division 2. 

          6)States the intent of the Legislature to appropriate annually  
            the revenues deposited into the General Fund to the  
            Intellectual Property Piracy Prevention and Prosecution Fund.

          7)Becomes operative only if AB 819 (Charles Calderon),  
            introduced in the 2009-10 Legislative Session, is also  
            enacted. 

           EXISTING LAW  :

          1)Imposes a sales tax on retailers for the privilege of selling  
            tangible personal property (TPP), absent a specific exemption.  
             The tax is based upon the gross receipts from the sale of TPP  
            in this state.  [R&TC Chapter 2 (commencing with Section 6051)  
            of Part 1 of Division 2]. 

          2)Imposes a use tax on the storage, use, or other consumption in  
            California of TPP purchased from any retailer, absent a  
            specific exemption. [R&TC Chapter 3 (commencing with Section  
            6201) of Part 1 of Division 2].  

          3)Provides that the use tax is imposed on the purchaser, and  
            unless that purchaser pays the use tax to a retailer  
            registered with BOE to collect the California use tax, the  
            purchaser is liable for the tax, absent a specific exemption. 

          4)Sets the same rate for the use tax as it does for the sales  
            tax. 

          5)Specifies that a purchaser must remit the use tax to BOE on or  
            before the last day of the month following the quarterly  
            period in which the purchase was made, or on the purchaser's  
            state income tax return filed with the Franchise Tax Board  
            (FTB).









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           FISCAL EFFECT  :  BOE staff estimates that this bill would result  
          in the collection of approximately $620 million in state and  
          local use tax revenues annually.  

           COMMENTS  :   

          1)The author states that, "The most costly area of tax  
            noncompliance, according to the State Board of Equalization  
            (BOE), is a collection of use tax due on purchases of goods  
            from out-of-state vendors.  Both individuals and businesses  
            underreport and underpay the use tax.  It is estimated that,  
            just in 2007, businesses underreported and failed to pay  
            approximately $775 million in use taxes.  AB 711 would  
            facilitate the collection of use tax from businesses by  
            requiring all business license holders in California, and not  
            just retailers, to register with the BOE.  It is estimated  
            that the measure will bring in $620 million, with at least $50  
            million of it to be used for the investigation and prosecution  
            of intellectual piracy crimes (crimes that cost the state  
            hundreds of millions of dollars a year in lost business and  
            tax revenue) as laid out in its companion measure, AB 819."

           2)Background  .  California enacted its first retail sales tax in  
            1933.  In 1935, California adopted a use tax to alleviate the  
            competitive disadvantage experienced by in-state retailers.   
            The intent behind the enactment of the use tax was to offset  
            the incentive to purchase from retailers in other states with  
            low sales tax rates or no sales tax.  The use tax is virtually  
            identical to the sales tax, except it is imposed on the  
            storage, use or consumption of the goods.  It is imposed on  
            the purchases at the same rate as the sales tax, including any  
            applicable local sales taxes.  Generally, an individual or  
            company is obliged to pay the use tax when they purchase TPP  
            from an out-of-state retailer that is not registered with BOE.
            
           3)Low Collection Rate  .  Even though the use tax has been in  
            effect since the 1930s, it is relatively unknown to California  
            consumers and BOE has not been very successful in collecting  
            the use tax.  Apparently, many consumers that use mail-order  
            or the internet to purchase TPP are unaware of their  
            responsibility to report and remit use tax.  Unreported use  
            tax is the largest area of noncompliance - an estimated annual  
            $1.2 billion is attributable to unreported California use tax  
            by both businesses and individual consumers.  









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           4)Competitive Advantage for Out-of-state Retailers  .  Another  
            reason for the use tax remittance noncompliance is the growing  
            number of out-of-state internet and mail-order vendors who are  
            not required to collect use tax for the State of California.   
            In-state retailers, however, must collect and remit sales tax  
            to BOE.  States have been unable to impose a similar  
            compliance and collection requirement on out-of-state  
            retailers, largely, because of the "physical presence"  
            requirement.  Consequently, California must rely on purchasers  
            of TPP to report their use tax obligations on their  
            out-of-state purchasers, such as those made over the Internet  
            or through mail order.  The fact that out-of-state retailers  
            can provide almost an instant 10% discount by virtue of not  
            collecting the use tax, coupled with the misconception that  
            reporting use tax is optional for the purchaser, gives  
            out-of-state vendors a competitive advantage.  A consumer who  
            believes that a use tax is voluntary, as opposed to a  
            mandatory sales tax, will most likely make a purchase with a  
            vendor who does not have the mandatory sales tax.

           5)Payment of Use Tax  .  The purchaser is required to remit the  
            use tax on or before the last day of the month following the  
            quarterly period in which the purchase was made.  Failure to  
            pay the tax results in a 10% penalty plus interest.   
            Alternatively, taxpayers may elect to report their use tax on  
            their personal income or corporate tax returns.  Should a  
            purchaser opt for this alternative, the use tax is considered  
            timely reported and remitted.  For the 2008 taxable year, FTB  
            processed over 18.5 million returns.  FTB tax forms have  
            comprehensive instructions with respect to computing and  
            reporting the use tax liability on income tax returns.  
            However, only a little over 44,000 state income tax returns  
            had use tax reported, yielding only $9 million in state and  
            local tax revenues. 

           6)Is the registration process too cumbersome for businesses  ?   
            BOE staff estimates that, in 2007, an estimated $775 million  
            of uncollected use tax was attributable to businesses.  AB 711  
            would require every California business, regardless of the  
            size, to register with BOE, unless it is a retailer, holder of  
            a use tax direct payment permit, or is already required to  
            register with BOE.  BOE estimates that approximately two  
            million businesses would be affected by this bill.  Despite  
            its broad application, AB 711 does not appear to impose an  
            excessive burden on businesses.  A California Seller's Permit  








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            Application (BOE-400-SRA) is a 2-page document, so is the  
            California Certificate of Registration - Use Tax Application  
            (BOE-400-CSC).  Those forms are, currently, used to register  
            retailers that sell or lease TPP in California. 

           7)Delayed operative date  .  BOE staff suggests that this bill be  
            amended to include a delayed operative date, preferably July  
            1, 2010, in order for BOE to have sufficient time to properly  
            register two million businesses and train the additional staff  
            required to implement and administer this bill.  

          8)  Use of funds  .  The intent of the author is to use some of the  
            revenues derived from the enhanced collection of the use tax  
            to provide additional funding for local law enforcement and  
            district attorneys to combat intellectual piracy crimes.  AB  
            711 creates a mechanism to fund the Intellectual Property  
            Piracy Prevention and Prosecution Program that would be  
            established by AB 819.  This bill will become operative only  
            if AB 819 becomes law.
           
          9)Similar Legislation  .  

          AB 469 (Eng), introduced in the 2009-10 Legislative Session,  
            would require taxpayers, who have failed to report and pay the  
            use tax to BOE, to report and pay qualified use tax on an  
            income tax return for the taxable year in which the liability  
            for the use tax was incurred, as specified.  AB 469 is set to  
            be heard in this Committee on April 27, 2009.

          AB 969 (Eng), introduced in the 2007-08 Legislative Session,  
            would have required, rather than authorized, taxpayers to  
            report and pay use tax obligations on income tax returns if  
            they failed to report and remit use tax obligations directly  
            to BOE.  AB 969 was vetoed by the Governor.  As stated in the  
            veto message:

          "I am returning Assembly Bill 969 without my signature.  

           "Although increasing use tax reporting is desirable, I have  
            concerns  
           that the effective date of January 1, 2008 is too soon for  
            taxpayers
          to compile adequate records of their purchases that are subject  
            to
          the use tax for calendar year 2007.  Further, I would like to  








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            see a
          plan to better educate taxpayers on the use tax, as I suspect  
            that
          many taxpayers have little knowledge of the tax and may  
            unknowingly
          fail to pay it."

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          None on file

           Opposition 
           
          None on file
           
          Analysis Prepared by  :  Oksana Jaffe / REV. & TAX. / (916)  
          319-2098