BILL ANALYSIS                                                                                                                                                                                                    




                   Senate Appropriations Committee Fiscal Summary
                           Senator Christine Kehoe, Chair

                                           730 (De La Torre)
          
          Hearing Date:  8/24/2009        Amended: 8/18/2009
          Consultant: Katie Johnson       Policy Vote: Health 8-3   
          Judiciary 3-2
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          ____
          BILL SUMMARY:  AB 730 would increase the maximum civil penalty  
          for health insurance post-claims underwriting from $118 per  
          violation to $5,000 per violation. The bill would also increase  
          that amount to $10,000 for each act of post-claims underwriting  
          that the insurer knew was unlawful.
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          ____
                            Fiscal Impact (in thousands)

           Major Provisions         2009-10      2010-11       2011-12     Fund
                                                                  
          Penalties revenue               unknown, but potentially  
          hundreds      Special/*
                                   of thousands of dollars       General

          *The first $118 of each penalty would go to the General Fund;  
          the balance would go to the Major Risk Medical Insurance Fund
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          ____

          STAFF COMMENTS: 

          Existing law prohibits health care service plans and health  
          insurers from engaging in "post-claims underwriting," which is  
          defined as rescinding, canceling, or limiting a plan contract  
          due to a plan or insurer's failure to complete medical  
          underwriting and to resolve all reasonable questions arising  
          from written information submitted on or with an application  
          before issuing the plan contract or insurance policy.

          Existing law authorizes the California Department of Insurance  
          (CDI) to impose civil penalties of up to $118 for each violation  
          of the standard provisions of insurance policies, including  
          incidences of post-claims underwriting. 

          Existing law establishes civil penalties of up to $2,500 per  










          violation for any person who violates any provision of the  
          Knox-Keene Health Care Service Plan Act of 1975, the law that  
          regulates health care service plans, as well as criminal  
          penalties, including a fine of up to $10,000, upon conviction  
          for willful violations.

          This bill would increase the civil penalty on a health insurer  
          for each act of post-claims underwriting from $118 to a maximum  
          of $5,000, and up to $10,000 for each act or violation where the  
          health insurer knew, or had reason to know, that the act was  
          unlawful.

          This bill would provide that the first $118 of any penalties  
          collected pursuant to these provisions would be deposited in the  
          state's General Fund, as under current law, and that the balance  
          of the penalties would be deposited in the Major Risk Medical 

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          AB 730 (De La Torre)

          Insurance Fund to support the Major Risk Medical Insurance  
          Program (MRMIP), which provides health care coverage for  
          otherwise uninsurable Californians, as defined.

          This bill would require that the civil penalties and  
          disciplinary actions provided for by these provisions be  
          determined at a hearing conducted in accordance with the  
          Administrative Procedure Act.

          Costs to CDI to continue to assess penalties for post-claims  
          underwriting in accordance with these provisions would be minor  
          and absorbable. To the extent that insurers practice post-claims  
          underwriting and CDI collects penalties, there would be unknown,  
          increased revenue for the Major Risk Medical Insurance Fund.