BILL ANALYSIS                                                                                                                                                                                                    






                                                       Bill No:  AB  
          756
          
                 SENATE COMMITTEE ON GOVERNMENTAL ORGANIZATION
                       Senator Roderick D. Wright, Chair
                           2009-2010 Regular Session
                                 Staff Analysis



          AB 756  Author:  Eng
          As Amended:  June 29, 2009
          Hearing Date:  July 8, 2009
          Consultant:  Art Terzakis


                                     SUBJECT  
                Public Contracts: information: Internet Web site

                                   DESCRIPTION
           
          AB 756 requires every state agency, except as specified, to  
          provide a link to a centrally located and accessible  
          state-run Internet website that includes a listing of  
          personal services and consulting services contracts that it  
          entered into during the previous fiscal year.   
          Specifically, this measure:

          1.  Requires that all personal services and consulting  
            services contract listings be available in an electronic  
            format that is searchable and easy to use in order to  
            promote and support government transparency.

          2.  Requires that the listings include specified  
            information about each contract, including the statutory  
            authorization, duration, reason for noncompetitive  
            bidding, reason for not accepting low bid, total contract  
            price, amount paid during the fiscal year, and the  
            number, cost, bill rate, and staffing levels for each  
            type of contract employee.

          3.  Requires that the costs and relevant staffing  
            information be organized and reported using both broad  
            and detailed contract categories that are based on the  
            United Nations Standard Products and Services Code  
            (UNSPSC).




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          4.  Requires contractors to electronically provide  
            specified staffing and cost information to the  
            contracting agency at the end of each fiscal year to  
            facilitate state agency reporting of information for the  
            listings. 

          5.  Stipulates that contractors who fail to provide the  
            information shall be ineligible for future state  
            contracts and for payments on any ongoing contracts until  
            the required information is provided.

          6.  Stipulates that the provisions of this measure shall  
            not apply to information resulting from contracts for  
            confidential expert consulting services that constitutes  
            an attorney work product or is protected by the  
            attorney-client privilege. 
          7.  Provides that state agencies that are not required to  
            report to the State Contract and Procurement Registration  
            System (SCPRS) shall be exempt from the above-mentioned  
            requirements, except as required under the California  
            Public Records Act (Government Code Section 6254 related  
            to exemption of particular records).

          8.  Defines "consulting services contracts," "personal  
            services contracts," "time and material contracts," and  
            "deliverables" for purposes of this measure.
                                         
                                  EXISTING LAW

           Existing law governing contracting between state agencies  
          and private contractors sets forth requirements for the  
          procurement of supplies, materials, equipment, and services  
          by state agencies and sets forth the various  
          responsibilities of the Department of General Services  
          (DGS) and other state agencies in overseeing and  
          implementing state contracting procedures and policies.

          Existing law provides that contracting is permissible to  
          achieve cost savings when specified conditions are met, and  
          all efforts are made to use civil servants to provide  
          services.  Existing law also provides that contracting is  
          permissible, after all efforts are made to use civil  
          servants to provide services, and when specified  
          requirements can be met.





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                                    BACKGROUND
           
          In March 2008, the Assembly Committees on Business and  
          Professions and Public Employees, Retirement and Social  
          Security held a joint hearing regarding the state's use of  
          personal service contracts for IT technology services.  The  
          purpose of the hearing was to evaluate whether state  
          personal service IT contracts obtain the best value for the  
          state and are in compliance with state contracting  
          statutes.  Representatives of the State Personnel Board  
          (SPB), Department of Personnel Administration, Department  
          of Technology Services, DGS, and the sponsor of this bill,  
          Service Employees International Union, Local 1000 (SEIU  
          1000), all testified.  Private contractors were also  
          invited to the hearing but none testified.  SEIU 1000  
          testimony included an estimate that the state could save  
          $100 million by reducing its use of IT contracts in lieu of  
          using state IT workers.
           
          According to information provided by SEIU 1000, the number  
          of private IT contracts has tripled from 1,800 in 2003-04  
          to 5,500 in the first eight months of FY 2007-08.  While  
          the scope of contracting for personal services is massive,  
          information available to the public and the Legislature  
          about associated staffing levels and their relevant costs  
          is limited.  Based on State Contract and Procurement  
          Registration Systems (SCPRS) data, the state spends  
          substantial sums each day on personal services and  
          consulting contracts.  According to SEIU 1000, "the total  
          cost of personal service contracts jumped from $28 million  
          to $340 million in the first eight months of FY 2008-09.   
          Meanwhile, the value of consultant contracts increased from  
          $40 million to $120 million."

          SEIU 1000 claims that SCPRS' data only provides a general  
          idea of the magnitude of spending on state contracts and  
          that it should be replaced with a system that is more  
          accurate, user-friendly, and discloses contract funding by  
          contractor and department for each fiscal year.
           Purpose of AB 756:   According to the author's office, this  
          measure is intended to ensure transparency in state  
          contracts by requiring that information concerning  
          contractors who supply consulting or personal services be  
          available on-line in an easily searchable data base.  This  
          information would be centrally located with links from the  
          websites of departments and agencies.  The author's office  




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          points out that expenditures and staffing levels associated  
          with the use of civil service workers is routinely reported  
          to the Legislature and is readily available to the public  
          through the budget process each year.  The author, sponsor  
          and proponents believe that the same reporting requirements  
          should apply for personal service and consulting contracts.

          Proponents contend that this measure would be consistent  
          with the current direction of transparency in federal  
          government spending.  Proponents note that state worker  
          salaries are readily available on-line yet there is a  
          hidden workforce of contract employees and there is little  
          information available on actual contracts for these  
          services.  Proponents point out that the Governor has  
          issued an Executive Order to make some of this information  
          more easily available; this measure seeks to expand on that  
          Executive Order and provide the public with more  
          information and data available on-line in an easily  
          accessible format.  Proponents believe that withholding  
          such information precludes the public from viewing the true  
          administrative costs of government.  

           Arguments in Opposition:   The American Council of  
          Engineering Companies of California (ACEC) is opposed to AB  
          756 on the basis that "it improperly requires state  
          agencies to list architectural, engineering, environmental  
          services and consulting services procured under the aegis  
          of article XXII of the California Constitution."  ACEC  
          notes that "the California Supreme Court in Kempton v.  
          Department of Transportation (2007) 40 Cal.4th 1016 clearly  
          held that architectural and engineering services, which are  
          subject to article XXII, are not subject to the provisions  
          of personal service contracts such as those contained in  
          Government Code section 19130."  ACEC points out that  
          "virtually any architectural and engineering contract must  
          be procured under California's Little Brooks Act (Gov. Code  
          Section 4525 et seq.) and must be procured on the basis of  
          reasonable cost.  Thus, the staffing costs are negotiated  
          between the public agency and the contractor. The  
          contracting engineering firm then invoices the public  
          agency for the labor costs incurred on the project." 

          ACEC has suggested that the author accept an amendment  
          simply excluding any contracts procured under the authority  
          of article XXII of the California Constitution.  "That  
          would avoid duplicative reporting but the information would  




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          still be available and the state agencies could make that  
          information available to the Legislature."   

           State Contract and Procurement Registration System (SCPRS):  

          In May of  2002, Governor Davis signed Executive Order  
          D-55-02, directing a three-member task force to review the  
          state's contracting and procurement procedures and  
          recommend any statutory, regulatory or administrative  
          changes necessary to "ensure that open and competitive  
          bidding is utilized to the greatest extent possible" by  
          state agencies.  The Executive Order also directed the task  
          force to include recommendations regarding any statutory or  
          regulatory changes necessary to ensure adequate oversight  
          of the contracting and procurement authority utilized by  
          state agencies.  The task force's Final Report released  
          August 30, 2002 explained the events that led to the  
          development of this new contracting system. 

          The purpose of the SCPRS is to identify, develop and  
          distribute a system to facilitate the registration of  
          contract information of state agencies for DGS.  The  
          primary business objectives for the SCPRS include:
           

                 Collect information about contracting and  
               procurement activities that will allow the state to  
               more effectively manage the contracting and  
               procurement processes for which DGS is responsible.  


                 Collect the appropriate type of contract and  
               procurement information to assist DGS to perform its  
               oversight functions. 


                 Provide a single repository for key information  
               about state contracts which can be sorted to provide  
               information, which is timely, accurate and is of  
               interest to state decision-makers, frequently  
               requested in Public Records Act requests, and useful  
               in providing reports regarding contract-related  
               activities.


                 Collect information that will allow the state to  




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               demonstrate visibility and accountability over  
               contract activities.

          The SCPRS allows authorized users to log-on using a  
          web-based interface and enter elements of information about  
          state contracts activities.  After entering the  
          information, users are able to add amendment information  
          and later retrieve information about their contracts.   
          Authorized DGS users are able to retrieve various reports  
          of summary information about state agencies.  Requests to  
          exempt specific contracts based on legally required  
          confidentiality or where necessary to protect the State's  
          interest must be submitted to DGS.

                            PRIOR/RELATED LEGISLATION
           
           AB 2603 (Eng) 2007-08 Session.   Would have required state  
          agencies to prepare an annual report for the Department of  
          Finance listing personal services and consulting services  
          contracts, entered into by the agency in the previous  
          fiscal year. (Held on Senate Appropriations Suspense File)
          
           SB 1331 (Oropeza) 2007-08 Session.   Would have required the  
          Governor to submit to the Legislature, as part of the state  
          budget, information regarding current and proposed service  
          contracts with a value of $5,001 or more.  (Held in Senate  
          Rules Committee) 

           SB 1494 (McClintock and Florez) 2007-08 Session.   Would  
          have required each state department and agency to publish a  
          Website that provides details on expenditures over $1,000  
          in a searchable format.  (Held on Senate Appropriations  
          Suspense File)

           SB 1596 (Yee) 2007-08 Session.    Would have required the  
          Regents of the University of California to establish a  
          contractor responsibility program and to establish a  
          centralized contract information data warehouse and  
          required contractors to file a questionnaire with the  
          Regents regarding such information with civil penalties for  
          filing incorrect information.  (Held on Senate  
          Appropriations Suspense File)

           AB 239 (Jerome Horton) 2005-06 Session.   Would have  
          required the Governor to submit to the Legislature, as part  
          of the state budget, information regarding current and  




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          proposed service contracts.  (Vetoed by Governor on the  
          basis that the State already has an electronic reporting  
          system that tracks the purchase of goods, services and  
          information on contracts over $5,000.)
          
           SUPPORT:   As of July 3, 2009:

          Service Employees International Union Local 1000 (sponsor)
          American Federation of State, County and Municipal  
          Employees (AFSCME)
          California Association of Professional Scientists
          Professional Engineers in California Government

           OPPOSE:   As of July 3, 2009:

          American Council of Engineering Companies of California

           FISCAL COMMITTEE:   Senate Appropriations Committee

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