BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 791
                                                                  Page  1

          Date of Hearing:   May 20, 2009

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                Kevin De Leon, Chair

                     AB 791 (Swanson) - As Amended:  May 6, 2009 

          Policy Committee:                              Education  
          Vote:7-3

          Urgency:     No                   State Mandated Local Program:  
          No     Reimbursable:              No

           SUMMARY  

          This bill requires the Superintendent of Public Instruction  
          (SPI) to return authority for each operational area the Fiscal  
          Crisis and Management Assistance Team (FCMAT), via its progress  
          reports, recommends be returned to the governing board of  
          Oakland Unified School District (OUSD) on July 1 of each year.   
          Specifically, this bill:

          1)Expresses legislative intent that state administrator,  
            appointed by the SPI, and OUSD's governing board begin the  
            process of an orderly return of authority over the operational  
            areas of pupil achievement and financial management from the  
            SPI back to OUSD.  

          2)Defines "operational areas" as community relations,  
            governance, pupil achievement, personnel management,  
            facilities management, and financial management.  

          3)Authorizes the SPI to require the authority over the  
            operational area or areas to be returned to, or retained by,  
            the state administrator, if FCMAT recommends (in its most  
            recent progress report) that the administrator retain this  
            authority.  

          4)Requires the members of OUSD's governing board to be entitled  
            to receive the full compensation of services that they would  
            have received prior to state receivership, once authority for  
            one or more operational area is returned to the district.  

           FISCAL EFFECT  









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          1)When a school district receives an emergency apportionment,  
            the district agrees to pay for FCMAT's costs to provide  
            progress reports to the state.  This bill requires these  
            progress reports to be the basis for SPI to return authority  
            for specified operational areas to OUSD.  
           
           2)SB 39 (Perata), Chapter 14, Statutes of 2003 appropriated $100  
            million for an emergency loan to OUSD.  The district's annual  
            payment is approximately $6 million. The outstanding balance  
            is approximately $87.3 million. The loan was issued on June 4,  
            2003 and it is expected to be paid off by June 5, 2026.  

           COMMENTS  

           1)Background . Due to school districts becoming financially  
            insolvent, the state developed a process (AB 1200, Chapter  
            1213, Statutes of 1991) that outlined the duties and  
            responsibilities of both the state and school districts when  
            emergency loans need to be granted to districts. The process  
            provides that if the state makes a loan to a school district  
            the SPI shall assume all legal rights, duties, and powers of  
            the governing board of the school district. The SPI may  
            appoint an administrator to act on his or her behalf in  
            exercising specified authority over the district and may, on a  
            short-term basis, assign any staff necessary to assist the  
            administrator. 

            SB 39 (Perata), Chapter 14, Statutes of 2003, appropriated  
            $100 million for an emergency loan to OUSD and required the  
            SPI to assume all legal rights and duties of the district. It  
            also required FCMAT to prepare an improvement plan for the  
            school district by July 1, 2003 and to report on the  
            implementation of the plan in written progress reports until  
            September 2004. Subsequent budget actions extended the  
            submission of reports until September of 2006. 

            Chapter 14 also specified six conditions that OUSD must meet  
            in order to trigger return of powers and duties from the SPI  
            to the governing board. These conditions are evaluated via  
            FCMAT's reports. The reports are based on OUSD's improvement  
            in the "operational areas" of community relations/governance,  
            pupil achievement, personnel management, facilities  
            management, and fiscal control. 

            To date, the SPI has returned three "operational areas" to the  








                                                                  AB 791
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            OUSD: community relations/governance, personnel management,  
            and facilities management.  In its December 2008 progress  
            report, FCMAT found the district has made satisfactory  
            performance in the areas of pupil achievement and financial  
            management.  As a result, FCMAT recommended the return of  
            these functions to the OUSD governing board. To date, the SPI  
            (via the state administrator) has not acted on this  
            recommendation and returned governing rights of these  
            operational areas to the OUSD board.  This bill requires the  
            SPI to return authority over the operational areas or areas  
            that FCMAT recommends, via its progress reports, be returned  
            to the OUSD governing board.  

           2)FCMAT  , housed in the Kern County Office of Education, provides  
            financial and management assistance to school districts that  
            request their assistance. In particular, it provides  
            assistance to those school districts with negative or  
            qualified financial certifications. Legislation appropriating  
            emergency state loans to school districts requires the  
            preparation of annual written status reports for assessing the  
            progress of schools districts in meeting their improvement  
            plans. These reports are prepared by FCMAT for a two-year  
            period through funds provided in emergency loan legislation  
            for each district or through additional authority provided in  
            the annual budget act.  

           3)Related legislation  .  

             a)   AB 980 (Swanson), pending on the Assembly floor,  
               requires a charter school located within the geographic  
               boundaries of a school district that is repaying an  
               emergency loan to pay a prorated amount of the annual  
               payment made by the district on the loan.

             b)   AB 1377 (Swanson), pending in this committee, requires  
               the SPI to allow a school district under receivership  
               (where a trustee has been appointed and a financial audit  
               is conducted) a period of 180 days from the date upon which  
               the final audit report is received to implement corrections  
               before the district is required to repay or to pay a  
               penalty arising from an audit finding, as specified. 

             c)   AB 45, similar to this measure, was vetoed in October  
               2007 with the following message: 









                                                                  AB 791
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               "I support returning local governance to the Oakland  
               Unified School District when it is appropriate to do so. To  
               date, the emergency loan to Oakland Unified has been the  
               largest to a school district in the state and has been  
               under the control of SPI. While the reports produced by the  
               Fiscal Crisis Management and Assistance Team are valuable  
               tools, they provide only a snapshot of the district at a  
               particular point in time. Furthermore, I am concerned that  
               the Office of Administrative Hearings will not be in a  
               position to make decisions related to the day to day  
               management of the school district, as these matters are  
               generally not a matter of law, but a matter of overall  
               educational benefit."

               "As such, I am concerned with the process for determining  
               return of local control, as proposed in this bill. The pace  
               at which it seeks to restore the authority of the school  
               board may surpass the pace at which the state administrator  
               can imbed sustainable reforms. Current law contemplates the  
               return of the district to local control once the SPI has a  
               level of confidence that the improvements in the district  
               are sustainable. In the interest of the educational well  
               being of the students, it is well worth investing the time  
               to allow the SPI to finish the work that has already  
               begun." 


           Analysis Prepared by  :    Kimberly Rodriguez / APPR. / (916)  
          319-2081