BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 802
                                                                  Page  1

          Date of Hearing:   May 6, 2009

                           ASSEMBLY COMMITTEE ON INSURANCE
                                   Joe Coto, Chair
                    AB 802 (Duvall) - As Amended:  April 21, 2009
           
          SUBJECT  :   Insurance fraud and release of information.

           SUMMARY  :   Requires insurers to release to specified  
          governmental agencies any unlawful activity recovered in the  
          course of an insurance fraud investigation, when requested.   
          Specifically,  this bill  :

          1)Requires that each insurer and agent release to the requesting  
            authorized governmental agency any other unlawful activity  
            recovered in the course of an insurance fraud investigation,  
            when the insurer receives a written request by specified peace  
            officers.

          2)Specifies that the definition of "authorized governmental  
            agency" includes the Bureau of Automotive Repair, the Medical  
            Board of California, and the State Bar of California as   
            licensing agencies governed by the Business and Professions  
            Code.

           EXISTING LAW  :

          1)Requires that each insurer and agent release to the requesting  
            "authorized governmental agency" "relevant information"  
            regarding insurance fraud, when the insurer receives a written  
            request by specified peace officers.  Peace officers include  
            police officers, police chiefs, deputy sheriffs, sheriffs, and  
            numerous other law enforcement personnel.

          2)Defines "authorized governmental agency" as the California  
            Highway Patrol, the Department of Insurance, the Department of  
            Justice, the Department of Justice, the police department of a  
            city, the sheriff's office of a county, a federal law  
            enforcement agency, a county district attorney, and any  
            licensing agency governed by the Business and Professions Code  
            or the Chiropractic Initiative Act.

          3)Defines "relevant information" to include: (a) insurance  
            policy information relevant to the insurance fraud under  
            investigation, including the application for a policy; (b)  








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            policy premium payment records; (c) history of previous claims  
            made; (d) information relating to the investigation of the  
            insurance fraud, including statements of any person, proof of  
            loss, and notice of loss; and (e) complete copies of both  
            sides of payment drafts.

          4)Specifies that the definition of "relevant information" does  
             not  authorize the disclosure of medical information not  
            otherwise authorized for disclosure pursuant to law.

           FISCAL EFFECT  :  None.
           
          COMMENTS  :

           1)Purpose  .  The author states that this bill will provide  
            immunity for agents or insurers who report information  
            concerning unlawful activity that is uncovered in the course  
            of an insurance fraud investigation, but is unrelated to the  
            alleged insurance fraud.

           2)Background  .  The author's office provides the following  
            background information:

             a)   Insurance fraud is a significant and ongoing problem in  
               the insurance industry.  In addition to breaking the law,  
               fraud perpetrators also drive up costs for honest  
               policyholders through cost shifting and increased risk.   
               Property casualty insurers employ personnel, known as  
               Special Investigation Units (SIUs), to conduct  
               investigations of alleged insurance fraud.  Insurers  
               utilize the information obtained by SIU investigations to  
               decide whether or not to pursue and prosecute instances of  
               alleged fraud.

             b)   Existing law grants SIU personnel with legal immunity  
               for their reporting of the data and evidence collected  
               through investigations.  This immunity is crucial, as it  
               allows insurers to thoroughly research suspected fraud  
               without worry of legal prosecution for the very act of  
               obtaining information.

             c)   In the course of conducting these investigations, many  
               SIU personnel encounter evidence of other types of unlawful  
               activity on the part of the insured or related parties.   
               Because this activity is not directly related to the  








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               specific alleged fraud, SIUs are not provided the same  
               reporting immunity.

           3)Support arguments.   According to the author, the bill's  
            sponsor, the following are reasons to support the bill:

             a)   Insurers have a duty to both their policyholders and the  
               public at large to protect against fraud, and the  
               activities of SIU personnel in furtherance of that goal  
               should not be hindered by unnecessary and burdensome legal  
               challenges.

             b)   Under existing law, although significant evidence of  
               unlawful activity may be revealed, SIUs often do not report  
               this information to the appropriate law enforcement  
               authorities due to the real threat of lawsuits from  
               defendants in fraud cases alleging defamation of character  
               and other malicious intent on the part of insurers.

             c)   Rooting out unlawful activity and punishing its  
               perpetrators is in the best interest of the public, and it  
               makes no sense for this information to be stopped due to  
               the lack of appropriate immunity for SIU informants and  
               their insurer employers.

           4)Clarifying amendment  .  Existing law defines the meaning of  
            "relevant information" as described on page 2 of this  
            analysis.  The definition focuses on insurance information.   
            It would add clarity if this definition were expanded to add a  
            reference to information concerning the unrelated unlawful  
            acts addressed by the bill.  This can be accomplished by  
            adding the following language on page 2, after line 22:

              (6) Information about an unlawful activity not related to  
            insurance fraud that is uncovered when investigating an  
            allegation of insurance fraud. 

           5)Unnecessary language.   The bill adds a reference to the  
            Medical Board, the Bureau of Automotive Repair, and the State  
            Bar of California in a sentence that broadly includes  
            licensing agencies governed by the Business and Professions  
            Code.  These agencies are already included in the law.  A  
            specific reference to only a few of the entities already  
            covered by the broad language only confuses the scope of  
            existing law.  The reference in Section 2 of the bill (page 3,  








                                                                  AB 802
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            lines 10 to 11) should be stricken.  

          6)Technical correction  .  The bill would allow the release of any  
            other unlawful activity "recovered" in the course of an  
            insurance fraud investigation.  As a technical correction, it  
            is recommended that the word "recovered" be replaced with the  
            word "uncovered."  (See page 2, line 11 of bill.) 

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          California State Sheriffs' Association
          San Bernardino County Sheriff's Department

           Opposition 
           
          None received.

           
          Analysis Prepared by  :    Manny Hernandez / INS. / (916) 319-2086