BILL ANALYSIS                                                                                                                                                                                                    






                                 SENATE HEALTH
                               COMMITTEE ANALYSIS
                        Senator Elaine K Alquist, Chair


          BILL NO:       AB 818                                       
          A
          AUTHOR:        Hernandez                                    
          B
          AMENDED:       April  28, 2009
          HEARING DATE:  June 25, 2009                                
          8
          CONSULTANT:                                                 
          1
          Hansel/Orr/sh                                               
          8
                                        

                                     SUBJECT
                                         
                      Health facilities: connection ports

                                     SUMMARY  

          Delays the January 1, 2011 date for implementation of a  
          prohibition against hospitals using intravenous, epidural,  
          and enteral feeding connection devices that fit into  
          connection ports other than the type they are intended for  
          to 36 months after the publication of a new design standard  
          for the connections by the International Organization for  
          Standardization (ISO), or January 1, 2014, whichever occurs  
          first.  Requires the Advanced Medical Technology  
          Association, on January 1 of each year until the standards  
          are developed, to provide the Legislature with a report on  
          the progress of the ISO in developing the new design  
          standards.


                             CHANGES TO EXISTING LAW  

          Existing law:
          Existing law provides for the licensing and regulation of   
          health facilities, including general acute care hospitals,  
          acute psychiatric hospitals, and special hospitals by the    
                 Department of Public Health (DPH).

                                                         Continued---



          STAFF ANALYSIS OF ASSEMBLY BILL 818 (Hernandez)       Page  
          2


          

          Requires general acute care, acute psychiatric, and special  
          hospitals to develop, implement, and comply with a patient  
          safety plan for the purposes of reducing preventable  
          patient safety events.

          Includes among the patient safety events that must be  
          included in a hospital's patient safety plan patient deaths  
          or serious disabilities that are associated with the use of  
          a device, including but not limited to a catheter, drain,  
          or other specialized tube, infusion pump, or ventilator, in  
          which the device, is used or functions other than as  
          intended.

          Prohibits, beginning January 1, 2011, general acute care,  
          acute psychiatric, and special hospitals from using an  
          intravenous connection, epidural connection, or enteral  
          feeding connection that would fit into a connection port  
          other than the type it was intended for, unless an  
          emergency or urgent situation exists and the prohibition  
          impairs the ability to provide health care.

          Authorizes DPH to assess administrative penalties of up to  
          $125,000 against a general acute care, acute psychiatric,  
          or special hospital for licensing deficiencies that  
          constitute immediate jeopardy to the health or safety of a  
          patient, defined as a situation in which the facility's  
          noncompliance with one or more requirements of licensure  
          has caused, or is likely to cause, serious injury or death  
          to the patient.

          This bill: 
           Changes the January 1, 2011 date for implementation of the  
          prohibition against hospitals using intravenous, epidural,  
          and enteral feeding connection devices that fit into  
          connection ports other than the type they are intended for  
          to 36 months after the publication of a new design standard  
          for connections for intravenous, epidural, or enteral  
          applications by the International Organization for  
          Standardization (ISO), or January 1, 2014, whichever occurs  
          first.  

          Requires the Advanced Medical Technology Association, on  
          January 1 of each year until the standards are developed,  
          to provide the Legislature with a report on the progress of  
          the ISO in developing the new design standards.




          STAFF ANALYSIS OF ASSEMBLY BILL 818 (Hernandez)       Page  
          3


          

          

                                 FISCAL IMPACT  

          According to the Assembly Appropriations Committee analysis  
          of AB 818:

                 No direct fiscal impact for hospitals to eventually  
               comply with the standardization of medical connections  
               required by this bill.

                 Once adopted, significant savings to payers,  
               including Medi-Cal, Healthy Families and CalPERS, may  
               accrue to the extent the standardization of medical  
               connections reduces morbidity and mortality in  
               in-patient settings.


                            BACKGROUND AND DISCUSSION  
          
          According to the author, AB 818 would extend, by up to  
          three years, the deadline for hospitals to use separate,  
          unique connectors for intravenous, enteral (feeding), and  
          epidural lines for administering therapies to patients  
          (i.e., a separate type of connector for each type of line).  
           The author states that this will allow sufficient time for  
          a standardized design for these types of connectors to be  
          developed.  The author argues that unless an industry  
          standard for these connections is in place, hospitals will  
          have to purchase multiple different, and incompatible  
          products to ensure that they don't use interchangeable  
          connectors to administer these therapies, which would be  
          costly and inefficient.  The author asserts that the lack  
          of standardization would also impair the movement of  
          patients among health care settings, if different settings  
          use different types of equipment.

          
          Adverse events related to misconnections of devices and  
          lines
          According to the FDA, hospitals and other health care  
          facilities depend on a variety of catheters, tubing and  
          syringes to deliver medications and other substances to  
          patients through vascular, enteral, respiratory, epidural  
          and intrathecal (spinal) delivery systems. These delivery  




          STAFF ANALYSIS OF ASSEMBLY BILL 818 (Hernandez)       Page  
          4


          

          systems frequently employ fittings called Luer connectors  
          to link various system components. The male and female  
          components of Luer connectors join together to create  
          secure yet detachable leak-proof connections.  Multiple  
          connections between medical devices and tubing are common  
          in patient care.  Today, Luer connectors are used worldwide  
          to connect a variety of vascular, enteral, respiratory,  
          epidural, and intrathecal medical devices, components, and  
          accessories.  

          Unfortunately, the ubiquitous nature of the Luer connector  
          design allows for connection between unrelated delivery  
          systems (e.g., vascular, enteral, respiratory, epidural,  
          and intrathecal medical devices, components, and  
          accessories).  Because Luer connectors are ubiquitous,  
          easy-to-use and compatible between different delivery  
          systems, patient care staff can inadvertently connect wrong  
          systems together, causing medication or other fluids to be  
          delivered through the wrong route. Numerous such errors  
          have been documented, including many that have caused  
          serious patient injuries and deaths.

          ISO standards development process
          To further reduce the occurrence of these misconnections,  
          the FDA is actively participating in an international  
          effort to develop and implement standards for  
          non-interchangeable connectors for small bore medical  
          connectors.  A joint working group established by the ISO  
          and the International Electrotechnical Commission (IEC)  
          leads this effort.  Once implemented, these connectors will  
          facilitate correct connections and eliminate incompatible  
          tubing misconnections.

          According to information provided by Hospira, the sponsor  
          of AB 818, the ISO committee charged with developing  
          standards for small bore medical connectors expects to  
          publish draft standards for connectors for enteral feeding  
          applications by January 2010 and final standards by July  
          2011.  Standards for connectors for epidural applications  
          are expected to be developed by July 2010 (draft standards)  
          and December 2011 (final standards).  As part of this  
          process, the ISO committee will review existing standards  
          for intravenous connectors.  According to the sponsor, it  
          will take companies three years beyond the publishing of  
          final standards for the connectors to develop and test new  




          STAFF ANALYSIS OF ASSEMBLY BILL 818 (Hernandez)       Page  
          5


          

          products incorporating the standards, and obtain FDA  
          approval of them as new medical devices. 

          According to its website, the ISO develops and publishes  
          international standards, and is comprised of a network of  
          the national standards institutes of 161 countries.  ISO  
          launches the development of new standards in response to  
          sectors and stakeholders that express a clearly  
          established need for them.  To be accepted for  
          development, a proposed work item must receive the  
          majority support of the participating members of the ISO  
          technical committee which, amongst other criteria,  
          verifies the "global relevance" of the proposed item -  
          this means that it indeed responds to an international  
          need and will eventually be suitable for  implementation  
          on as broad a basis as possible worldwide.  ISO standards  
          are developed by technical committees comprising experts  
          from the industrial, technical and business sectors which  
          have asked for the standards. These experts may be joined  
          by representatives of government agencies, testing  
          laboratories, consumer associations, non-governmental  
          organizations and academic circles.


          Prior legislation
          SB 158 (Florez), Chapter 294, Statutes of 2008,  Among  
          other provisions, requires hospitals to institute a patient  
          safety plan for the purpose of improving the health and  
          safety of patients and reducing preventable patient safety  
          events.  Prohibits, beginning January 1, 2011, general  
          acute care, acute psychiatric, and special hospitals from  
          using an intravenous connection, epidural connection, or  
          enteral feeding connection that would fit into a connection  
          port other than the type it was intended for, with  
          exceptions, as specified.

          SB 541 (Alquist), Chapter 605, Statutes of 2008 and SB 1312  
          (Alquist), Chapter 895, Statutes of 2006,  Among other  
          provisions, these bills authorize DPH to assess  
          administrative penalties against general acute care, acute  
          psychiatric, or special hospitals for licensing  
          deficiencies that constitute immediate jeopardy to the  
          health or safety of a patient, defined as a situation in  
          which the facility's noncompliance with one or more  
          requirements of licensure has caused, or is likely to  




          STAFF ANALYSIS OF ASSEMBLY BILL 818 (Hernandez)       Page  
          6


          

          cause, serious injury or death to the patient.
          
          Arguments in support
          Hospira, Inc., the sponsor of AB 818, states that it is  
          important for standards for connectors to be in place to  
          allow the manufacture of low-cost, safe devices for  
          hospitals.  Without standards, there is potential that  
          emergency health care providers could be faced with  
          multiple proprietary devices-for example, there is a  
          potential that the IV connector used by the ambulance will  
          not be the same as the one used by the emergency room.  In  
          the meantime, important steps can be taken to mitigate the  
          risk of misconnections, including labeling catheters,  
          worker training on the importance of tracing lines to the  
          point of origin prior to making connections, and color  
          coding of tubing and connectors.  
          
          The Advanced Medical Technology Association (AdvaMed), a  
          trade association representing medical device  
          manufacturers, states that while it supports efforts to  
          address the problem of misconnections of intravenous,  
          epidural, and enteral feeding lines, there must be  
          appropriate standards in place for manufacturers to follow.  
           AB 818 would establish a reasonable timeline for those  
          standards to be developed.  

                                  PRIOR ACTIONS

           Assembly Appropriations: 16-0
          Assembly Health:         19-0
          Assembly Floor:          77-0

                                     COMMENTS

           1.  Timeline for implementation of prohibition on use of  
            interchangeable connectors.  Under the bill, the  
            prohibition on use of interchangeable connectors for  
            intravenous, enteral feeding, and epidural lines would  
            take effect 36 months after the ISO develops standards  
            for the connectors, or January 1, 2014, whichever occurs  
            first.  However, according to information provided by the  
            sponsors of AB 818, the ISO is expected to publish  
            standards for connectors for enteral feeding applications  
            by July 2011 and for connectors for epidural applications  
            by December 2011.  This would allow manufacturers 2 to  




          STAFF ANALYSIS OF ASSEMBLY BILL 818 (Hernandez)       Page  
          7


          

            2/12 years to develop products to meet the standards,  
            once the standards are in place.  Is it reasonable to  
            allow device manufacturers this much time to develop  
            products?  Should the bill specify an earlier drop-dead  
            date to keep up pressure for standards to be developed  
            and for manufacturers to develop new products?  

           2. Interim measures to mitigate risk of misconnections.  
            Hospitals currently use a variety of techniques to  
            mitigate the risk of misconnecting lines, including  
            instructing staff to always trace a tube or catheter from  
            the patient to the point of origin before connecting any  
            new device, routing tubes and catheters having different  
            purposes in different directions (e.g. certain types of  
            lines towards the head or feet), and labeling or color  
            coding catheters and tubes.  A number of these measures  
            are currently recommended by the FDA and the Joint  
            Commission, which accredits hospitals.  Should the bill  
            additionally require hospitals to include in their  
            patient safety plans measures to prevent adverse events  
            associated with misconnecting intravenous, enteral  
            feeding, and epidural lines, during the time the  
            standards and new devices are being developed?


                                    POSITIONS  
                                        
          Support:  Hospira, Inc. (sponsor)
                           Abbott Nutrition
                           Advanced Medical Technology Association  
          (AdvaMed) 
                           Baxter Healthcare
                 California Healthcare Institute

          Oppose:  None received



                                   -- END --